Huaying Securities Co., Ltd
About Boe Technology Group Co.Ltd(000725)
Verification opinions on lifting the ban on the listing and circulation of restricted shares
Huaying Securities Co., Ltd. (hereinafter referred to as “Huaying securities”) as the sponsor of Boe Technology Group Co.Ltd(000725) (hereinafter referred to as “BOE” or “the company”) non-public offering of A-Shares in 2021, In accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the measures for the administration of securities issuance and listing recommendation business, the stock listing rules of Shenzhen Stock Exchange and other relevant laws, regulations and normative documents, we have verified the listing and circulation of BOE’s restricted shares, and issued the following verification opinions: Basic information on the acquisition of restricted shares this time
Boe Technology Group Co.Ltd(000725) the non-public offering of A-Shares was deliberated and adopted at the 21st Meeting of the ninth board of directors held on January 15, 2021, the first extraordinary general meeting of shareholders held on February 26, 2021 and the 28th meeting of the ninth board of directors held on May 24, 2021. This non-public offering issued 3650377019 shares to 20 specific investors and was listed on Shenzhen Stock Exchange on August 20, 2021.
The non-public offering of securities shall be locked in accordance with the relevant provisions of the measures for the administration of non-public issuance of securities. The details are as follows:
No. number of shares subscribed by the issuing object (shares) sales restriction period
1 Beijing jingguorui state owned enterprise reform and Development Fund (limited partnership) 718132854 18 months
2 Wuhan Industrial Investment Development Group Co., Ltd. 89766606 6 months
3 JPMorgan Chase Bank, National Association 116696588 6 months
4 J.P. Morgan Securities PLC 89802513 6 months
5 Huabao Securities Co., Ltd. 98743267 6 months
6 ubsag 96660682 6 months
Morgan Stanley International Co., Ltd. 109517 months
8 Qingdao Urban Investment Financial Holding Group Co., Ltd. 89766606 6 months
9 Shanghai Gaoyi asset management partnership (limited partnership) 107719928 6 months
No. number of shares subscribed by the issuing object (shares) sales restriction period
10 Xintai Life Insurance Co., Ltd. 89766606 6 months
11 China Merchants Securities Co.Ltd(600999) 89766606 6 months
12 Hongta Securities Co.Ltd(601236) 143626570 6 months
13 Yiwu harmony Jinhong equity investment partnership (limited partnership) 179533213 6 months
14 Shandong Haikong Equity Investment Fund Management Co., Ltd. 147163387 6 months
15 everyone Asset Management Co., Ltd. 89766606 6 months
16 CAITONG Fund Management Co., Ltd. 407666068 6 months
17 Fuqing Huirong Venture Capital Group Co., Ltd. 538599640 6 months
18 Ningbo Junji equity investment partnership (limited partnership) 91561938 6 months
19 Haitong Securities Company Limited(600837) 99030520 6 months
20 Guotai Junan Securities Co.Ltd(601211) 95511669 6 months
Total 3650377019-
Note: Fuqing Huirong Venture Capital Co., Ltd. was renamed Fuqing Huirong Venture Capital Group Co., Ltd. on October 11, 2021.
2、 Relevant commitments and performance made by shareholders who lifted the restricted shares this time
Those applying for lifting the restrictions include Wuhan industrial investment and Development Group Co., Ltd., JPMorgan Chase Bank, National Association, J.P. Morgan Securities PLC, Huabao Securities Co., Ltd., ubsag, Morgan Stanley International Co., Ltd., Qingdao Urban Investment Financial Holding Group Co., Ltd., Shanghai Gaoyi asset management partnership (limited partnership) Xintai Life Insurance Co., Ltd., China Merchants Securities Co.Ltd(600999) , Hongta Securities Co.Ltd(601236) , Yiwu harmony Jinhong equity investment partnership (limited partnership), Shandong Haikong Equity Investment Fund Management Co., Ltd., everyone Asset Management Co., Ltd., CAITONG Fund Management Co., Ltd., Fuqing Huirong Venture Capital Group Co., Ltd., Ningbo Junji equity investment partnership (limited partnership) Haitong Securities Company Limited(600837) , Guotai Junan Securities Co.Ltd(601211) , a total of 19 shareholders promised not to transfer their subscribed shares within 6 months from the listing date of the company’s non-public offering of a shares.
As of the date of issuance of this verification opinion, the shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled their commitments in the non-public offering and have not violated their commitments.
The shareholders applying for lifting the restrictions on the sale of shares do not occupy the company’s non operating funds, and the company does not infringe the interests of the listed company such as illegal guarantees to the above shareholders.
3、 The listing and circulation arrangement of restricted shares was lifted this time
1. The listing and circulation date of the restricted shares is February 21, 2022;
2. The number of shares lifted this time is 2932244165, accounting for 8.5058% of the shares with unlimited sales conditions of the company and 7.6270% of the total share capital of the company;
3. The listing and circulation of shares subject to the lifting of restrictions are as follows:
The proportion of the shares that can be listed this time in the capital stock of the limited sale shares held by the holders of limited sale shares in the securities account of the holders of limited sale shares in the order of listing
Wuhan industrial investment Wuhan Industrial Investment Development Group Co., Ltd
1 Development Group Co., Ltd. 89766606 89766606 0.2335% company
JPMorgan Chase JPMORGAN CHASE
2 Bank，National BANK,NATIONAL 116,696,588 116,696,588 0.3035% Association ASSOCIATION
3 J.P.Morgan J.P. Morgan Securities PLC 89802513 89802513 0.2336% securities PLC – own funds
Huabao Securities – Guohua life insurance
4 Huabao Securities Co., Ltd. – Huabao securities 98743267 98743267 0.2568% value growth single asset management plan
Row
5 UBSAG UBSAG 96,660,682 96,660,682 0.2514%
Morgan Stanley&
6. International Co., Ltd. 271095152 271095152 0.7051% PLC
Qingdao urban investment finance Qingdao Urban Investment Financial Holding Group Co., Ltd
7 Holding Group Co., Ltd. 89766606 89766606 0.2335% company
Shanghai Gaoyi asset management partnership
8 management of partnership (limited partnership) – Gao yixiaofeng 107719928 107719928 0.2802% (limited partnership) No. 2 letter fund
9 Xintai life insurance Xintai Life Insurance Co., Ltd. 89766606 89766606 0.2335% Co., Ltd. – traditional products
10 China Merchants Securities Co.Ltd(600999) joint stock China Merchants Securities Co.Ltd(600999) 89766606 89766606 0.2335% Co., Ltd
11 Hongta Securities Co.Ltd(601236) joint stock Hongta Securities Co.Ltd(601236) 143626570 143626570 0.3736% Co., Ltd
Yiwu harmonious Jinhong
12 equity investment partnership Yiwu harmony Jinhong Equity Investment Co., Ltd. 179533213 179533213 0.4670% (limited partnership)
(partner)
Shandong sea holding equity Shandong sea holding equity investment fund
13 Investment Fund Management Co., Ltd. 147163387 147163387 0.3828% Co., Ltd
14 everyone asset management everyone Life Insurance Co., Ltd. 89766606 89766606 0.2335% limited liability company – Universal products
The proportion of the shares that can be listed this time in the capital stock of the limited sale shares held by the holders of limited sale shares in the securities account of the holders of limited sale shares in the order of listing
Bank Of Shanghai Co.Ltd(601229) －
CSI CAITONG China sustainable development 547577 0.0014% 100 (ECPI ESG) index increased
Securities Investment Fund
CAITONG Fund – China Everbright Bank Company Limited Co.Ltd(601818) – West 359067 359067 0.00
