China Securities Co.Ltd(601066)
About Beijing New Space Technology Co.Ltd(605178)
Verification opinions on the listing and circulation of some restricted shares in the initial public offering
China Securities Co.Ltd(601066) (hereinafter referred to as the “sponsor”) is the sponsor of the initial public offering and listing of Beijing New Space Technology Co.Ltd(605178) (hereinafter referred to as ” Beijing New Space Technology Co.Ltd(605178) “, “xinspacetime” and “company”), In accordance with the requirements of relevant laws and regulations such as the measures for the administration of securities issuance and listing recommendation business, the stock listing rules of Shanghai Stock Exchange (revised in January 2022) and the self regulatory guidelines for listed companies of Shanghai Stock Exchange No. 11 – continuous supervision, the listing and circulation of some restricted shares in the initial public offering of Beijing New Space Technology Co.Ltd(605178) has been verified, The details are as follows:
1、 Types of restricted shares listed this time
According to the approval of the China Securities Regulatory Commission on the initial public offering of ordinary shares (hereinafter referred to as the “approval of the company’s issuance of ordinary shares of RMB 6057.31} on the price of RMB 6057.31} issued by the CSRC on June 30, 2020, The company’s shares have been listed and traded on the main board of Shanghai Stock Exchange since August 21, 2020. For details, see the company’s website of Shanghai Stock Exchange (www.sse. Com. CN.) on August 17, 2020 and August 20, 2020 Announcement of IPO results and announcement of IPO listing.
The restricted shares in circulation this time are the IPO restricted shares of the company held by Yang Yaohua, Yuan Xiaodong, Yan Shi, Liu Jixun, Chi Longwei, Wang Zhigang, Tang Zheng, Jiang Huapeng, Xing Xiangfeng, Wang Yue and Shi Lijing. The circulation restriction period is 12 months and extended for 6 months from the date of listing of xinspacetime shares, and the holdings of xinspacetime shares are reduced within two years after the expiration of the lock-in period, The reduction price shall not be lower than the issuing price of xinspacetime’s initial public offering (if ex rights and ex interests are carried out due to the distribution of cash dividends, share distribution, conversion of share capital and other reasons, the above share price and number of shares shall be adjusted accordingly according to the regulations). The number of shares that have been lifted and applied for listing and circulation this time is 27360210, accounting for 27.57% of the company’s total share capital, and will be listed and circulated on February 23, 2022. 2、 Changes in the number of share capital of the company since the formation of the restricted shares
After the completion of the company’s initial public offering, the total share capital of the company increased from 53167000 shares to 70894000 shares, including 17727000 tradable shares with unlimited conditions and 53167000 tradable shares with limited conditions.
After deliberation and approval of the 19th meeting of the second board of directors and the 2020 annual general meeting of shareholders, the company implemented the 2020 annual profit distribution plan, giving 0.4 bonus shares per share, a total of 28357600 bonus shares, and the listing date of new tradable shares with unlimited conditions is June 28, 2021. After the bonus shares were distributed, the total share capital of the company increased from 70894000 shares to 99251600 shares, including 74433800 shares with limited conditions and 24817800 shares with unlimited conditions.
The share capital structure of the company is as follows: the total share capital of the company is 99251600 shares, including 37168589 tradable shares with limited sales conditions and 62083011 tradable shares with unlimited sales conditions.
As of the disclosure date of this verification opinion, except for the above circumstances, the company has no other events leading to the change of the number of share capital.
3、 Relevant commitments on the listing and circulation of restricted shares
According to the company’s prospectus for initial public offering of shares, the shareholders applying for lifting the restrictions on the sale of shares Yang Yaohua, Yuan Xiaodong, Yan Shi, Liu Jixun, Chi Longwei, Wang Zhigang, Tang Zheng, Jiang Huapeng, Xing Xiangfeng, Wang Yue and Shi Lijing made the following commitments on their share locking:
Within 12 months from the date of listing of xinspacetime shares, xinspacetime will not transfer or entrust others to manage the shares issued before xinspacetime’s initial public offering, nor will xinspacetime repurchase such shares. If the shares of xinspacetime held by me are reduced within two years after the expiration of the lock-in period, the reduction price shall not be lower than the issuance price of xinspacetime’s initial public offering; If the closing price of the company’s shares is lower than the issue price for 20 consecutive trading days within 6 months after the listing of xinspacetime, or the closing price at the end of 6 months after the listing is lower than the issue price, the lock-in period of xinspacetime’s shares held by me will be automatically extended for 6 months.
When I am a director, supervisor or senior manager of xinspacetime, I will report my shares and their changes to xinspacetime. The shares I transfer each year shall not exceed 25% of the total number of xinspacetime shares I hold; I will not transfer my new spacetime shares within half a year after my resignation.
In case of ex rights and ex interests due to the distribution of cash dividends, shares, conversion of share capital and other reasons, the above share price and number of shares shall be adjusted accordingly according to the regulations.
As of the disclosure date of this verification opinion, the above shareholders have strictly fulfilled their commitments, and there is no situation that the listing and circulation of restricted shares has been affected by the failure to fulfill relevant commitments.
4、 Listing and circulation of restricted shares
(I) the number of restricted shares listed and circulated this time is 27360210 shares;
(II) the listing and circulation date of restricted shares is February 23, 2022;
(III) listing and circulation list of initial restricted shares:
Unit: shares
No. name of shareholder holding limited sale shares proportion of limited sale shares held in the company’s remaining restricted sale shares circulating in this listing to the total share capital of the company
1 Yang Yaohua 12905760 13.00%
2 yuan Xiaodong 4517016 4.55% 4517016 0
3 Yan Shi 2968325 2.99% 2968325 0
4 Liu Jixun 1677749 1.69% 1677749 0
5 Chi Longwei 1161518 1.17% 1161518 0
6 Wang Zhigang 1032461 1.04% 1032461 0
7 Tang Zheng 1032461 1.04% 1032461 0
8 Jiang Huapeng 516258 0.52% 516258 0
9 Xing Xiangfeng 516230 0.52%
10 Wang Yue 516230 0.52%
11:00 Lijing 516202 0.52% 516202 0
Total 27360210 27.57% 27360210 0
5、 Statement of changes in share capital structure
Unit: shares
Changes before and after the listing of the project
1. Shares held by state-owned legal person 0
2. Shares held by other domestic legal persons with limited sales conditions
Circulating shares 3. Shares held by domestic natural persons 64528799 – 27360210 37168589
The total number of tradable shares with limited sales conditions is 64528799 – 27360210 37168589
A shares with unlimited sale conditions 34722801 27360210 62083011
The total number of tradable shares with unlimited conditions is 34722801 27360210 62083011
Changes before and after the listing of the project
Total shares 99251600 0 99251600
6、 Verification opinions of the recommendation institution
After verification, the sponsor believes that: Beijing New Space Technology Co.Ltd(605178) the listing and circulation of restricted shares meets the requirements of relevant laws, regulations and normative documents such as the stock listing rules of Shanghai Stock Exchange (revised in January 2022), the guidelines for self discipline supervision of listed companies of Shanghai Stock Exchange No. 11 – continuous supervision, and Beijing New Space Technology Co.Ltd(605178) the number of restricted shares lifted this time The listing and circulation time shall comply with relevant laws and regulations, normative documents and shareholders’ commitments; Beijing New Space Technology Co.Ltd(605178) the shareholders who lifted the restricted shares strictly fulfilled their share locking commitments made in the initial public offering; As of the date of issuance of this verification opinion, Beijing New Space Technology Co.Ltd(605178) the information disclosure related to the restricted shares is true, accurate and complete.
In conclusion, the sponsor has no objection to the listing and circulation of Beijing New Space Technology Co.Ltd(605178) restricted shares.
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(there is no text on this page, which is the signature and seal page of the China Securities Co.Ltd(601066) verification opinions on the listing and circulation of some restricted shares of Beijing New Space Technology Co.Ltd(605178) initial public offering) signature of the sponsor representative:
Lengkun Han Xinke
China Securities Co.Ltd(601066) mm / DD / yy
