Shenzhen Han nationality Numerical Control Technology Co., Ltd
Initial public offering and listing on GEM
Announcement of preliminary placement results of offline issuance
Sponsor (lead underwriter): Citic Securities Company Limited(600030)
hot tip
The application of Shenzhen Han CNC Technology Co., Ltd. (hereinafter referred to as "Han CNC" or "issuer") for initial public offering of RMB common shares (A shares) (hereinafter referred to as "this offering") and listing on the gem has been examined and approved by the GEM Listing Committee of Shenzhen Stock exchange (hereinafter referred to as "Shenzhen Stock Exchange"), It has been approved to register by China Securities Regulatory Commission (hereinafter referred to as "CSRC") (zjxk [2021] No. 4134).
The issuer and the sponsor (lead underwriter) Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) " or "sponsor (lead underwriter)") negotiated and determined that the number of shares issued this time is 42 million shares. The offering price is 76.56 yuan / share, which is not higher than the median and weighted average of offline investors' quotation after excluding the highest quotation, as well as the Securities Investment Fund (hereinafter referred to as "public fund") and the National Social Security Fund (hereinafter referred to as "social security fund") established through public offering after excluding the highest quotation The lower of the median quotation and weighted average of the basic endowment insurance fund (hereinafter referred to as "pension"), the enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund (hereinafter referred to as "enterprise annuity fund") and the insurance fund (hereinafter referred to as "insurance fund") in accordance with the measures for the administration of the use of insurance funds.
Therefore, the relevant subsidiaries of the sponsor do not need to participate in the follow-up investment. The initial number of shares of the relevant subsidiaries of the sponsor involved in the follow-up investment is 2.1 million shares, which are transferred back to the offline issuance.
This issuance is finally carried out by a combination of offline inquiry and placement to qualified investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-share shares in Shenzhen market or the market value of non restricted Depositary Receipts (hereinafter referred to as "online issuance").
Before the launch of the online and offline call back mechanism and after the strategic placement call back, the initial offline issuance was 34.02 million shares, accounting for about 81.00% of the total issuance after deducting the final strategic placement, and the initial online issuance was 7.98 million shares, accounting for about 19.00% of the total issuance after deducting the final strategic placement. The final online and offline issuance quantity will be determined according to the callback situation.
According to the announcement on initial public offering and listing on gem of Shenzhen Han's CNC Technology Co., Ltd. (hereinafter referred to as "announcement on preliminary inquiry and recommendation") and the announcement on initial public offering and listing on gem of Shenzhen Han's CNC Technology Co., Ltd. (hereinafter referred to as "announcement on issuance") According to the announced callback mechanism, since the initial effective subscription multiple online is 8947.18835 times, more than 100 times, the issuer and the recommendation institution (lead underwriter) decided to start the callback mechanism and callback 8.4 million shares from offline to online. After the call back, the final number of offline issuance is 25.62 million shares, accounting for about 61.00% of the total amount of this issuance after deducting the final strategic placement; The final number of shares issued online was 16.38 million, accounting for about 39.00% of the total issued after deducting the final strategic placement. After the callback mechanism was launched, the final winning rate of online issuance was 0.0229416382%, and the subscription multiple was 4358.88663 times.
Please pay attention to the payment link of this offering and fulfill the payment obligation in time on February 18, 2022 (T + 2). The details are as follows:
1. Offline investors shall, according to the announcement on the results of initial public offering of shares by Shenzhen Han nationality CNC Technology Co., Ltd. and initial placement of offline issuance listed on the gem, timely and fully pay the subscription funds for new shares according to the final issue price and the number of shares allocated before 16:00 on February 18 (T + 2) 2022.
The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the same placing object receives multiple new shares on the same day, it is necessary to pay for each new share in full and fill in the remarks in accordance with the specifications. If the placing object has insufficient funds for a single new share, all the new shares allocated to the placing object on that day will be invalid, and the resulting consequences shall be borne by the investors themselves. If the above-mentioned circumstances occur when multiple new shares are issued on the same day, all the placing objects are invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, all the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately.
The shares that offline investors give up to subscribe for are underwritten by the sponsor (lead underwriter).
2. Among the stocks issued this time, the stocks issued online have no circulation restrictions and limited sales period arrangements, and can be circulated from the date when the stocks issued this time are listed on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer's initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the total issuance after deducting the final strategic placement, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investor who provides effective quotation fails to participate in the subscription or the offline investor who obtains the preliminary placement fails to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. The number of violations of placing objects in various sectors of the stock market of Beijing stock exchange (hereinafter referred to as "Beijing stock exchange"), Shanghai Stock Exchange (hereinafter referred to as "Shanghai Stock Exchange") and Shenzhen Stock Exchange shall be calculated together. During the period of being included in the restricted list, the placing object shall not participate in the offline inquiry and placement of relevant projects in all sectors of the stock market of Beijing stock exchange, Shanghai Stock Exchange and Shenzhen Stock Exchange.
5. Once this announcement is published, it shall be deemed to have served the notice of allocated payment to the offline investors who have participated in the offline subscription. 1、 Final result of strategic placement
The offering price is not higher than the lower of the median and weighted average of offline investors' quotations after excluding the highest quotation and the median and weighted average of public funds, social security funds, pensions, enterprise annuity funds and insurance funds after excluding the highest quotation. Therefore, the relevant subsidiaries of the sponsor need not participate in the follow-up investment.
2、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
In accordance with the requirements of the measures for the administration of securities issuance and underwriting (order of the CSRC [No. 144]), the detailed rules for the implementation of the issuance and underwriting business of initial public offerings on the gem of Shenzhen Stock Exchange (revised in 2021) (SZS [2021] No. 919) and the code for underwriting initial public offerings under the registration system (czxf [2021] No. 213), etc, The sponsor (lead underwriter) has verified and confirmed the qualification of investors participating in offline subscription. According to the effective subscription results finally received by the offline issuance electronic platform of Shenzhen Stock Exchange, the sponsor (lead underwriter) makes the following statistics:
The offering of this subscription website ended on February 16, 202T. After verification, it is confirmed that the 6025 effective quotation placement objects managed by 256 offline investors disclosed in the issuance announcement have all made offline subscription in accordance with the requirements of the issuance announcement, and the effective number of subscription is 45217500000 shares. (II) preliminary offline placement results
According to the offline placement principles and calculation methods published in the preliminary inquiry and promotion announcement, the issuer and the recommendation institution (lead underwriter) have made a preliminary placement of offline issued shares. The effective subscription and preliminary placement of various offline investors are shown in the table below:
Effective subscription shares accounted for the total effective initial placement shares accounted for offline issuance
Number of investor categories (10000 shares) proportion of the total number of subscription (shares) placement proportion
proportion
Class a investors 3140990 69.46% 17936753 70.01% 0.05710541%
Class B investors 8690 0.19% 49612 0.19% 0.05709091%
Class C investors 1372070 30.34% 7633635 29.80% 0.05563590%
Total 4521750 100.00% 25620000 100.00% 0.05665948%
Note: if the total number is inconsistent with the mantissa of the sum of the sub item values, it is caused by rounding.
The above placement results comply with the offline placement principles published in the preliminary inquiry and promotion announcement, of which three zero shares are placed to the "Ruiyuan growth value hybrid securities investment fund" managed by "Ruiyuan Fund Management Co., Ltd." in accordance with the offline placement principles published in the preliminary inquiry and promotion announcement. See "attached table: preliminary placement details of offline investors" for the allocation of each placement object. 3、 Contact information of sponsor (lead underwriter)
If the above offline investors have any questions about the offline preliminary placement results announced in this announcement, please contact the sponsor (lead underwriter) of this offering. The specific contact information is as follows:
Sponsor (lead underwriter): Citic Securities Company Limited(600030)
Tel.: 010-6083 3699
Contact: stock capital market department
e-mail address: [email protected].
Issuer: sponsor (lead underwriter) of Shenzhen Han's CNC Technology Co., Ltd.: Citic Securities Company Limited(600030) February 18, 2022 attached table: preliminary placement details of offline investors
Serial number name of investor name of placing object name of securities account subscription quantity preliminary allocation amount allocated amount (yuan) (10000 shares) quantity (shares) Class
1 Anhui Guoyuan Trust Co., Ltd. self operated account of Anhui Guoyuan Trust Co., Ltd. 08000029210 1500 8347 639046.32 C
2 Anhui Mingze Investment Management Co., Ltd. Mingze carbon Zhonghe sustainable value No. 2 private securities investment fund 0899300515 110 612 46854.72 C
3. BAOYING strategic growth hybrid securities investment fund of Baoying Fund Management Co., Ltd. 0899044075 1400 7995 612097.20 a
4 BAOYING Fund Management Co., Ltd. BAOYING innovation driven equity securities investment fund 0899236607 1500 8566 655812.96 a
5 BAOYING Fund Management Co., Ltd. BAOYING development new kinetic energy stock securities investment fund 0899241137 490 2798 214214.88 a
6 BAOYING pan coastal region growth hybrid securities investment fund of Baoying Fund Management Co., Ltd. 0899042683 700 3997 306010.32 a
7 BAOYING Fund Management Co., Ltd. BAOYING national security strategy Shanghai Hong Kong Shenzhen equity securities investment fund 0899101342 1500 8566 655812.96 a
8. Core advantages of Baoying Fund Management Co., Ltd. and flexible allocation of hybrid securities investment
