Securities code: 000415 securities abbreviation: Bohai Leasing Co.Ltd(000415) Announcement No.: 2022-006 Bohai Leasing Co.Ltd(000415)
Announcement on the renewal of accounting firm
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions. Special tips:
1. Name of the accounting firm to be renewed: Ernst & Young Huaming accounting firm (special general partnership). 2. The type of audit opinion issued by Ernst & Young Huaming for the company in 2020 is an unqualified opinion with significant uncertainties related to going concern.
3. The board of directors, the audit committee of the board of directors and the independent directors have no objection to the proposed renewal of the accounting firm.
4. This matter needs to be submitted to the first extraordinary general meeting of shareholders of the company in 2022 for deliberation.
Bohai Leasing Co.Ltd(000415) (hereinafter referred to as “the company” or ” Bohai Leasing Co.Ltd(000415) “) convened the first interim Board of directors in 2022 on February 15, 2022, reviewed and passed the proposal on hiring the company’s 2021 financial audit institution and the proposal on hiring the company’s 2021 internal control audit institution, The company plans to renew the appointment of Ernst & Young Huaming Certified Public Accountants (special general partnership) (hereinafter referred to as “Ernst & Young Huaming”) as the company’s financial audit institution and internal control audit institution in 2021. The above proposal needs to be submitted to the company’s first extraordinary general meeting in 2022 for deliberation. The relevant information is hereby announced as follows:
1、 Basic information of the accounting firm to be renewed
I. institutional information
1. Basic information
Ernst & Young Huaming Certified Public Accountants (special general partnership), established in September 1992, completed the localization transformation in August 2012 and transformed from a Sino foreign cooperative limited liability firm to a special general partnership firm. Ernst & Young Huaming is headquartered in Beijing and its registered address is room 01-12, 17th floor, Ernst & Young building, Oriental Plaza, No. 1, East Chang’an Street, Dongcheng District, Beijing. By the end of 2020, it has 189 partners, and the chief partner is Mr. Mao Anning. An Yonghua Ming has always focused on talent training. By the end of 2020, it has 1645 certified public accountants, including more than 1000 certified public accountants with experience in securities related business services, and 372 certified public accountants who have signed the audit report of securities service business. Ernst & Young Huaming’s total business income in 2020 was RMB 4.76 billion, including audit income of RMB 4.589 billion and securities
The business income is RMB 2.146 billion. In 2020, there were 100 annual report audit clients of A-share listed companies, with a total charge of RMB 824 million. The main industries of these listed companies involve manufacturing, finance, wholesale and retail, information transmission, software and information technology services, real estate, etc. The company has 3 audit clients of Listed Companies in the same industry.
2. Investor protection ability
Ernst & Young Huaming has good investor protection ability, and has withdrawn occupational risk fund and purchased occupational insurance in accordance with relevant laws and regulations, covering Beijing head office and all branches. The sum of the accrued occupational risk fund and the purchased occupational insurance cumulative compensation limit exceeds 200 million yuan. Ernst & Young Huaming has not borne any civil liability due to civil litigation related to practice in recent three years.
3. Integrity record
Ernst & Young Huaming and its employees have not been subject to any criminal punishment or administrative punishment due to their professional behavior in recent three years, as well as the self-discipline supervision measures and disciplinary sanctions of self-discipline organizations such as stock exchanges and industry associations. It has twice received the decision of warning letter measures issued by the securities regulatory authority, involving 13 employees. The aforesaid decision to issue a warning letter is a supervisory and administrative measure, not an administrative penalty. According to the provisions of relevant laws and regulations, the supervision and management measures will not affect an Yonghua ming to continue to undertake or perform securities service business and other businesses.
II. Project information
1. Basic information
Project partner: Ms. Zhao Ning, who became a certified public accountant in 2001, began to engage in the audit business of Listed Companies in 2006, began to practice in Ernst & Young Huaming Certified Public Accountants (special general partnership) in 2001, and began to provide audit services for the company in 2021; Signed or reviewed the audit reports of five listed companies in the past three years.
Reviewer of project quality control: Ms. Wang Ning, who became a certified public accountant in 2006, began to engage in the audit business of Listed Companies in 2008, began to practice in Ernst & Young Huaming Certified Public Accountants (special general partnership) in 2000, and began to provide audit services for the company in 2018; Signed or reviewed the audit reports of five listed companies in the past three years.
Certified public accountant to be signed: Ms. fan Boyu, who became a certified public accountant in 2012, began to engage in the audit business of Listed Companies in 2011, began to practice in Ernst & Young Huaming Certified Public Accountants (special general partnership) in 2018, and began to provide audit services for the company in 2018; Signed or reviewed the audit reports of three listed companies in the past three years.
2. Integrity record
In the past three years, the project partner, the signing certified public accountant and the project quality control reviewer have not been subject to criminal punishment due to their professional behavior, administrative punishment and supervision measures by the CSRC, its dispatched offices and industry competent departments, or self-discipline supervision measures and disciplinary sanctions by self-discipline organizations such as securities trading places and industry associations.
3. Independence
Ernst & Young Huaming and the above project partners, signing certified public accountants and project quality control reviewers do not violate the independence requirements of the code of professional ethics for Chinese certified public accountants.
4. Audit fees
The audit fee of the company in 2021 is proposed to be 4.64 million yuan in total, of which the financial audit fee is proposed to be 2.8 million yuan (including taxes, excluding prepaid expenses such as travel expenses and printing expenses), and the internal control audit fee is proposed to be 1.84 million yuan (including taxes, travel expenses, printing expenses and other prepaid expenses). The audit fee is determined through consultation with Ernst & Young Huaming in accordance with the fair and reasonable pricing principle of the market and after comprehensive consideration of business scale, audit workload and other factors.
2、 Procedures to be performed by the accounting firm to be renewed
I. performance of the audit committee of the board of directors
The audit committee of the board of directors of the company held the fourth meeting in 2021 on December 30, 2021, considered and passed the proposal on hiring the company’s annual internal control audit institution in 2021 and the proposal on hiring the company’s annual financial audit institution in 2021. The audit committee of the board of directors carefully reviewed the materials of Ernst & Young Huaming on professional qualification, independence, professional competence and investor protection ability, considered that it could meet the requirements of providing audit services for the company, agreed to renew the appointment of Ernst & Young Huaming as the financial audit institution and internal control audit institution of the company in 2021, and submitted the matter to the board of directors for deliberation.
2. Prior approval opinions and independent opinions of independent directors
The independent directors of the company, Mr. Zhuang Qishan, Mr. Ma Chunhua and Mr. Liu Chao, issued prior approval opinions before considering the above matters: before convening the board of directors to consider the above proposal to hire financial audit institutions and internal control audit institutions, the company provided us with relevant materials of Ernst & Young Huaming. On the basis of ensuring the authenticity, accuracy and integrity of the information obtained, based on independent judgment, We believe that an Yonghua Ming has rich audit experience in listed companies, can provide true and fair audit services for the company, and can meet the work requirements of the company’s financial audit and internal control audit in 2021. We agree to submit the matter to the company’s first interim Board of directors for deliberation in 2022. After reviewing the above matters, the independent directors of the company, Mr. Zhuang Qishan, Mr. Ma Chunhua and Mr. Liu Chao, expressed their independent opinions: after verification, Ernst & Young Huaming meets the regulatory requirements in terms of professional qualification, independence, professional competence, investor protection ability and integrity, The relevant decision-making procedures for the appointment of accounting firms by the company comply with the company law, the stock listing rules of Shenzhen Stock Exchange, the articles of association and other relevant provisions. Employing Ernst & Young Huaming as the company’s audit institution is conducive to ensuring the quality of the company’s audit work and protecting the interests of the company and other shareholders, especially the interests of minority shareholders. We agreed to hire an Yonghua Ming as the company’s financial audit institution and internal control audit institution in 2021, and agreed to submit relevant proposals to the company’s general meeting of shareholders for deliberation.
III. deliberation and voting of proposals by the board of directors
The company held the first interim Board of directors in 2022 on February 15, 2022, deliberated and passed the proposal on hiring the company’s 2021 financial audit institution and the proposal on hiring the company’s 2021 internal control audit institution. The voting results: 9 votes in favor, 0 abstentions and 0 votes against, The board of directors of the company agreed to employ an Yonghua Ming as the financial audit institution and internal control audit institution of the company in 2021.
IV. effective date
The appointment of an accounting firm needs to be submitted to the first extraordinary general meeting of the company in 2022 for deliberation, and will take effect from the date of deliberation and approval of the first extraordinary general meeting of the company in 2022.
3、 Filing documents
1. Bohai Leasing Co.Ltd(000415) resolution of the first interim Board of directors in 2022;
2. Bohai Leasing Co.Ltd(000415) resolution of the fourth meeting of the audit committee of the board of directors in 2021;
3. Bohai Leasing Co.Ltd(000415) prior approval opinions of independent directors on relevant proposals of the first interim Board of directors in 2022;
4. Bohai Leasing Co.Ltd(000415) independent opinions of independent directors on relevant proposals of the first interim Board of directors in 2022;
5. Ernst & Young Huaming’s business license, information and contact information of the main person in charge and the contact person of the regulatory business, and the identity certificate, practice license and contact information of the certified public accountant to be responsible for the specific audit business.
It is hereby announced.
Bohai Leasing Co.Ltd(000415) board of directors February 16, 2022
