Stock Code: 000685 stock abbreviation: Zhongshan Public Utilities Group Co.Ltd(000685) bond abbreviation: 18 Zhongshan 01 bond Code: 112712 Zhongshan Public Utilities Group Co.Ltd(000685) 2018 public issuance of corporate bonds to qualified investors (phase I)
The first report on temporary entrusted management in 2022
Bond trustee
Anxin Securities Co., Ltd
Essence Securities Co.,Ltd.
(unit A02, 35 / F and 28 / F, Allianz building, 4018 Jintian Road, Futian District, Shenzhen)
February 2022
Important statement
The contents and information of this report prepared by Anxin Securities Co., Ltd. (hereinafter referred to as “Anxin securities”) are derived from the relevant public information disclosure documents such as the announcement on the appointment of the company’s general manager and securities affairs representative published by the issuer, as well as the professional opinions issued by the third-party intermediary organization.
This report does not constitute a recommendation for investors to do or not do a certain behavior. Investors should make independent judgment on relevant matters, and should not take any content in this report as a commitment or statement made by Anxin securities. Investors are requested to consult professional institutions independently. Under no circumstances can investors take this report as the basis for investment behavior.
1、 Overview of corporate bonds
As of the issuance date of this interim trustee affairs report, the bonds issued and existing by Zhongshan Public Utilities Group Co.Ltd(000685) (hereinafter referred to as ” Zhongshan Public Utilities Group Co.Ltd(000685) “, “company” or “issuer”) and entrusted by Anxin securities include: 18 Zhongshan 01 and 19 Zhongshan 01. See the following table for the details of the bonds:
Bond code 112712 112861
Bond abbreviation: 18 Zhongshan 01 19 Zhongshan 01
Zhongshan Public Utilities Group Co.Ltd(000685) Zhongshan Public Utilities Group Co.Ltd(000685) bond name 2018 public offering to qualified investors 2019 public offering of corporate bonds to qualified investors (phase I) corporate bonds (phase I)
Registration or filing document: zjxk [2017] No. 1897
The scale of registration or filing shall not exceed 2 billion yuan (including 2 billion yuan)
The bond term shall not exceed 5 years (including 5 years) and not exceed 5 years (including 5 years)
Issuing scale (100 million yuan)
Bond balance (RMB 100 million) 7235101
Value date may 22, 2018 March 5, 2019
Note 1: on January 25, 2022, the issuer disclosed the announcement on the resale declaration of “19 Zhongshan 01” corporate bonds. The resale declaration period of 19 Zhongshan 01 is from January 17, 2022 to January 21, 2022. According to the bond resale declaration data provided by Shenzhen Branch of China Securities Depository and Clearing Co., Ltd., the number of “19 Zhongshan 01” resale declaration this time is 2000000, the resale amount is 200000000 yuan (excluding interest), and the remaining number of custody is 8000000. The issuer will redeem the resale funds on March 7, 2022. At present, the surviving balance of Zhongshan 01 is still 1 billion yuan.
2、 Description of major events
As the bond trustee of “18 Zhongshan 01”, Anxin securities, on behalf of all bondholders, continues to pay close attention to the matters that “18 Zhongshan 01” has a significant impact on the rights and interests of bondholders. According to the measures for the administration of corporate bond issuance and trading, the code of practice for corporate bond trustee and the bond trustee agreement, the relevant major matters are reported as follows:
According to the announcement on the appointment of the general manager and securities affairs representative of the company (Announcement No.: 2022-010) disclosed by the Issuer on February 10, 2022:
” Zhongshan Public Utilities Group Co.Ltd(000685) (hereinafter referred to as” the company “) convened the second extraordinary meeting of the 10th board of directors in 2022 on February 9, 2022, and deliberated and adopted the proposal on the appointment of the general manager of the company and the proposal on the appointment of the securities affairs representative of the company. The board of directors of the company agrees to appoint Mr. Huang Zhuwen as the general manager of the company and Mr. Cheng Qingmin as the representative of the company’s securities affairs. The term of appointment is from the date of deliberation and approval by the board of directors to the date of expiration of the 10th board of directors (see annex for resume). The above-mentioned personnel have the qualifications suitable for the exercise of their functions and powers, and there is no situation that they are not allowed to serve as senior managers and securities affairs representatives of the company as stipulated in the company law, the stock listing rules of Shenzhen Stock Exchange and the articles of association, nor that they are determined by the CSRC to be prohibited from entering the market and are in the period of prohibition, He has not received the punishment of the CSRC and other relevant departments and the punishment of the stock exchange, and is not the person subjected to execution for breaking his promise; The qualification is legal and the appointment procedure is legal and compliant. The independent directors of the company expressed their independent opinions on the appointment of senior managers.
Mr. Cheng Qingmin has the professional knowledge and relevant working experience required to perform the duties of securities affairs representative, and his qualification meets the relevant provisions of the stock listing rules of Shenzhen Stock Exchange. “
(I) basic information of newly appointed general manager and securities affairs representative
1. General manager: Mr. Huang Zhuwen
Huang Zhuwen, male, born in July 1966, Han nationality, from Luotian, Hubei Province, is a member of the China Democratic founding Association, with a full-time university degree and a master’s degree in management. He majored in accounting at Renmin University of China and holds an accountant and certified public accountant (non practicing).
Former manager of the planning and Finance Department of the Securities headquarters of China Huarong Trust and Investment Corporation; Deputy manager of accounting department of financial capital headquarters of Securities Co., Ltd., director of support and Guarantee Department of Galaxy Fund Management Co., Ltd. and general manager of Beijing Branch; General manager of investment development department and Secretary of the board of directors; Deputy general manager of investment banking department, deputy general manager of fixed income department, deputy general manager of Investment Banking Department III, general manager of Investment Banking Department III and general manager of Investment Banking Department of small and medium-sized enterprises of Caitong Securities Co.Ltd(601108) limited liability company; Zhongtai Securities Co.Ltd(600918) managing director of Shenzhen Investment Banking Department and Beijing investment banking headquarters.
Mr. Huang Zhuwen has no relationship with shareholders, actual controllers, directors, supervisors and senior managers who hold more than 5% of the company’s shares, does not hold the company’s shares, and has not been prohibited from entering the securities market by the CSRC; Not subject to administrative punishment by the CSRC or public condemnation or criticism by the stock exchange; No case has been filed and investigated by judicial organs for suspected crimes or by CSRC for suspected violations of laws and regulations; It does not belong to the dishonest person to be executed.
2. Securities representative: Mr. Cheng Qingmin
Cheng Qingmin, male, born in September 1983, Chinese nationality, without overseas permanent residency, CPC member, master of engineering, intermediate engineer, with the qualification certificate of secretary of the board of directors. He used to be the R & D post of Gem Co.Ltd(002340) technology R & D department, deputy director of Technology Development Center, deputy director of environmental protection industry development center of the group and director of the group office; Deputy general manager of Gem Co.Ltd(002340) (Wuxi) energy materials Co., Ltd; Gem Co.Ltd(002340) securities affairs representative; He is currently the director of the office of the Zhongshan Public Utilities Group Co.Ltd(000685) board of directors.
Mr. Cheng Qingmin has no relationship with shareholders, actual controllers, directors, supervisors and senior managers who hold more than 5% of the company’s shares, does not hold the company’s shares, and has not been prohibited from entering the securities market by the CSRC; Not subject to administrative punishment by the CSRC or public condemnation or criticism by the stock exchange; No case has been filed and investigated by judicial organs for suspected crimes or by CSRC for suspected violations of laws and regulations; It does not belong to the dishonest person to be executed.
3、 Impact on the issuer
According to the announcement of the issuer, the issuer held the second extraordinary meeting of the 10th board of directors in 2022 on February 9, 2022, and deliberated and adopted the proposal on the appointment of the general manager of the company and the proposal on the appointment of the securities affairs representative of the company. After deliberation by the competent authority, the appointment decision was in line with the relevant provisions of the company law and the articles of association.
This personnel change of the company is a normal personnel change of the company, which has no significant adverse impact on the daily management, production and operation and solvency of the company, and has no adverse impact on the effectiveness of the resolutions of the board of directors and the board of supervisors issued by the company. After the above personnel change, the governance structure of the issuer complies with the laws and regulations and the articles of association. The above matters of the issuer will not have a significant impact on the business operation of the issuer and will not have a significant adverse impact on the principal and interest repayment of the issuer’s “18 Zhongshan 01” bonds.
As the trustee of current bonds, Anxin securities issues this interim trustee affairs report in accordance with Articles 11 and 17 of the code of practice for corporate bond trustee, and reminds investors to pay attention to the above matters of the issuer.
Anxin securities will continue to pay close attention to matters that have a significant impact on the interests of “18 Zhongshan 01” bondholders, and will perform the duties of bond trustee in strict accordance with the measures for the administration of corporate bond issuance and trading, the code of practice of corporate bond trustee and the bond trustee agreement. (no text below)
