Beijing Huayuanyitong Thermal Technology Co.Ltd(002893) : short form equity change report

Beijing Huayuanyitong Thermal Technology Co.Ltd(002893)

Short form equity change report

Name of listed company: Beijing Huayuanyitong Thermal Technology Co.Ltd(002893) place of stock listing: Shenzhen Stock Exchange Stock abbreviation: Beijing Huayuanyitong Thermal Technology Co.Ltd(002893) Stock Code: 002893 name of information disclosure obligor: Zhao Yibo domicile: Fengtai District, Beijing******

Mailing address: room 01, floor 5, building 4, zone 3, No. 186, South Fourth Ring West Road, Fengtai District, Beijing

Nature of share change: decrease in the number of shares held and the proportion of shares held

Signing date of equity change report: February 15, 2022

Statement of information disclosure obligor

1、 This report is prepared in accordance with the securities law of the people’s Republic of China, the measures for the administration of the acquisition of listed companies, the standards for the content and format of information disclosure by companies offering securities to the public No. 15 – Report on changes in equity, and relevant laws, regulations and normative documents.

2、 The information disclosure obligor has obtained necessary authorization and approval for signing this report.

3、 In accordance with the provisions of the securities law of the people’s Republic of China, the measures for the administration of the acquisition of listed companies and the standards for the content and format of information disclosure by companies offering securities to the public No. 15 – Report on changes in equity, this report on changes in equity has fully disclosed the changes in shares in which the information disclosure obligor has interests in Beijing Huayuanyitong Thermal Technology Co.Ltd(002893) .

As of the signing date of this report, except for the information disclosed in this report, the information disclosure obligor has not increased or reduced its shares in Beijing Huayuanyitong Thermal Technology Co.Ltd(002893) by any other means.

4、 The procedures to be performed or approvals to be obtained for this transaction include but are not limited to:

1. This share transfer: (1) approved by the state owned assets supervision and Administration Commission of Beijing Municipal People’s government; (2) The approval of the state anti-monopoly authority on the anti-monopoly declaration of business concentration; (3) After the equity transfer agreement comes into effect, the agreement transfer matters need to be confirmed by Shenzhen stock exchange for compliance, and then go through the transfer procedures of tradable shares agreement with China Securities Depository and Clearing Co., Ltd.

2. This issuance: (1) approved by the state owned assets supervision and Administration Commission of Beijing Municipal People’s government; (2) The approval of the state anti-monopoly authority on the anti-monopoly declaration of business concentration; (3) The issuance was deliberated and approved by the general meeting of shareholders of the company; (4) Approved by the CSRC.

5、 This equity change is based on the information stated in this report. Except for the information disclosure obligor, no other person has been entrusted or authorized to provide information not listed in this report and make any explanation or explanation to this report.

6、 The information disclosure obligor promises that there are no false records, misleading statements or major omissions in this report, and will bear individual and joint legal liabilities for its authenticity, accuracy and completeness.

catalogue

Section 1 interpretation Section 2 introduction of information disclosure obligors five

1、 Basic information of information disclosure obligor 5 2. The shares in which the information disclosure obligor has interests in other listed companies at home and abroad reach or exceed

5% of the issued shares of the company 5 Section III purpose of equity change and shareholding plan six

1、 The purpose of this equity change of the information disclosure obligor six

2、 Plans to increase or reduce shares in Listed Companies in the next 12 months six

Section IV equity change method seven

1、 Basic information of this equity change seven

2、 The main contents of the agreement related to this equity change nine

3、 Information disclosure obligors holding shares of the company before and after this equity change twenty-two

4、 Description of rights restrictions on shares twenty-three

5、 The approval procedures for this equity change still need to be fulfilled Article 15 of the standards for the contents and forms of information disclosure by companies offering securities to the public

No. – description of the situation specified in Article 32 of the report on changes in equity twenty-three

7、 The transferor’s statement that this change does not violate the previous commitments 24 Section V Trading of listed shares in the first six months Section VI other major matters Section VII documents for future reference twenty-seven

1、 Documents for future reference twenty-seven

2、 Place of preparation 27 disclosure obligor statement 28 attached table: short form equity change report twenty-nine

Section I interpretation

In this short form equity change report, unless otherwise specified, the following terms have the following meanings: This report, this report, short form equity change report Beijing Huayuanyitong Thermal Technology Co.Ltd(002893) short form equity change report

Beijing Huayuanyitong Thermal Technology Co.Ltd(002893) . Listed companies and companies refer to Beijing Huayuanyitong Thermal Technology Co.Ltd(002893)

Beijing energy group refers to Beijing Energy Group Co., Ltd

Beijing SASAC refers to the state owned assets supervision and Administration Commission of Beijing Municipal People’s government

Information disclosure obligor refers to Zhao Yibo

This offering refers to the non-public offering of shares in Beijing Huayuanyitong Thermal Technology Co.Ltd(002893) 2022

CSRC refers to the China Securities Regulatory Commission

Shenzhen stock exchange refers to Shenzhen Stock Exchange

Securities Law refers to the securities law of the people’s Republic of China

Yuan and 10000 yuan refer to RMB yuan and 10000 yuan

Note: any discrepancy between the total and the mantissa of the sum of the sub item values in this report is caused by rounding.

Section II introduction to information disclosure obligors

1、 Basic information of information disclosure obligor

The information disclosure obligor of this equity change is Mr. Zhao Yibo.

(I) information disclosure obligor

Name: Zhao Yibo gender: Male

Nationality China ID number 210103197809******

Address: Fengtai District, Beijing******

Communication mode 177 * * * * 1996

Mailing address: room 01, floor 5, building 4, zone 3, No. 186, South Fourth Ring West Road, Fengtai District, Beijing

Have you obtained the right of residence in other countries or regions? No

Note: on February 11, 2022, Jingneng group and Mr. Zhao Yibo signed the voting right entrustment agreement, which takes effect simultaneously with the share transfer agreement signed by both parties on the same day.

During the voting right entrustment period, Jingneng group and Mr. Zhao Yibo formed a concerted action relationship due to the voting right entrustment. As of the signing date of this report, Jingneng group and Mr. Zhao Yibo have not yet formed a concerted action relationship.

2、 Information disclosure obligor’s equity shares in other domestic and overseas listed companies reach or exceed 5% of the issued shares of the company

As of the date of signing this report, Mr. Zhao Yibo did not hold or control shares in other listed companies at home and abroad that reached or exceeded 5% of the issued shares of the company.

Section III purpose of equity change and shareholding plan

1、 Purpose of this equity change of information disclosure obligor

This equity change is a package deal in which Mr. Zhao Yibo plans to transfer the control of the company through share agreement transfer and voting right entrustment, and Jingneng group plans to fully subscribe for the company’s non-public offering of shares in 2022 in cash. The introduction of controlling shareholders of state-owned capital will help to continuously optimize the company’s equity structure and governance structure, provide all-round support for the company’s long-term strategic development layout, and provide a strong guarantee for the company’s healthy, stable and high-quality development. Through the coordinated development of advantageous resources between the company and shareholders, we can further improve the company’s sustainable operation and profitability, continuously enhance the company’s market position and comprehensive competitive strength, and better create value for the company’s shareholders.

If the equity change is successfully implemented, the control right of the company will be changed, the controlling shareholder of the company will be changed to Beijing Energy Group, and the actual controller will be changed to Beijing SASAC.

2、 Plans to increase or decrease the shares of Listed Companies in the next 12 months

As of the signing date of this report, except for this equity change, the information disclosure obligor has no other plans to increase its shares or dispose of its own equity shares. In case of relevant equity changes, the information disclosure obligor will timely perform the information disclosure obligations in strict accordance with the provisions of relevant laws and regulations.

Section IV changes in equity

1、 Basic information of this equity change

Before this equity change (the date of the company’s listing on September 15, 2017), Mr. Zhao Yibo held 33884820 shares, accounting for 28.2374% of the company’s total share capital at that time, and the proportion of disposable voting rights was 28.2374%.

After this equity change (passive increase or decrease after listing, agreement transfer, voting right entrustment and non-public offering of shares), Mr. Zhao Yibo holds 43069346 shares, accounting for 16.3364% of the total share capital of the company after the completion of non-public offering, and the proportion of disposable voting rights is 0.0000%. The specific changes are as follows:

(I) passive increase / decrease

1. The registration of the first grant of restricted shares under the company’s 2018 restricted stock and stock option incentive plan was completed, and the total share capital of the company increased from 120000000 shares to 122980000 shares on December 17, 2018; The proportion of shares held by information disclosure obligors changed from 28.2374% to 27.5531%, with a passive decrease of 0.6842%. 2. The company completed the 2018 annual equity distribution plan in June 2019. Based on 122980000 shares of the company’s total share capital as of December 31, 2018, the total share capital of the company increased from 122980000 shares to 159874000 shares on June 3, 2019 after transferring 3 shares for every 10 shares to all shareholders with the capital reserve. The shares held by the information disclosure obligor in the company were changed to 44050266 shares, and the shareholding ratio was still 27.5531%.

3. The company completed the repurchase and cancellation of some restricted shares granted for the first time in the 2018 restricted stock and stock option incentive plan, and the total share capital of the company was changed from 159874000 shares to 159099200 shares on August 13, 2019; The proportion of shares held by information disclosure obligors changed from 27.5531% to 27.6873%, with a passive increase of 0.1342%.

4. The company completed the registration of reserved and granted restricted shares in the 2018 restricted stock and stock option incentive plan, and the total share capital of the company increased from 159099200 shares to 159749200 shares on December 5, 2019; The proportion of shares held by information disclosure obligors changed from 27.6873% to passive, with a decrease of 27.5746% and a passive decrease of 0.1127%.

5. The company completed the repurchase and cancellation of some restricted shares in the 2018 restricted stock and stock option incentive plan. On June 12, 2020, the total number of shares of the company was changed from 159749200 shares to 157736400 shares; The proportion of shares held by information disclosure obligors changed from 27.5746% to 27.9265%, with a passive increase of 0.3519%. 6. The company completed the 2019 annual equity distribution plan in June 2020. After taking the total share capital of the company as 157736400 shares and increasing 3 shares for every 10 shares to all shareholders with the capital reserve, the total number of shares of the company increased from 157736400 shares to 205057320 shares on June 22, 2020. The shares held by the information disclosure obligor in the company were changed to 57265346 shares, and the shareholding ratio was still 27.9265%.

7. The company completed the repurchase and cancellation of all remaining restricted shares in July 2021. On July 2, 2021, the total number of shares of the company was reduced from 205057320 shares to 202800000 shares. Information disclosure obligors the proportion of shares held by information disclosure obligors changed from 27.9265% to 28.2374%, with a passive increase of 0.3108%.

After the above-mentioned passive increase or decrease, the specific changes in the rights and interests of the information disclosure obligor are as follows:

After passively increasing or decreasing holdings when the company is listed

The nature of shareholders’ shares, the number of shares held in the company, the number of disposable shares in the company, the proportion of total voting rights of total shares (shares) in the city of the company’s project disposable list, and the proportion of total capital stock before voting rights (shares)