Tianfeng Securities Co.Ltd(601162)
About Tailong Electronics Co., Ltd
The verification opinion Tianfeng Securities Co.Ltd(601162) (hereinafter referred to as " Tianfeng Securities Co.Ltd(601162) " or "recommendation institution") on the lifting of the ban on the listing and circulation of restricted shares issued to specific objects as the continuous supervision and recommendation institution of Tailong Electronics Co., Ltd. (hereinafter referred to as " Tecnon (Fujian) Commercial Lighting Co.Ltd(300650) " or "company") for the issuance of shares to specific objects in 2021, in accordance with the measures for the administration of securities issuance and listing recommendation business According to the requirements of relevant laws, regulations and normative documents, such as the Listing Rules of Shenzhen Stock Exchange on the gem and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 - standardized operation of listed companies on the gem, the matters of lifting the ban on the listing and circulation of restricted shares issued by Tecnon (Fujian) Commercial Lighting Co.Ltd(300650) to specific objects have been verified. The verification results and verification opinions are as follows:
1、 Basic information of the application for lifting the restricted shares
The company issued 21222839 ordinary shares (A shares) in RMB to specific objects at an issue price of 19.79 yuan per share, with the approval of registration of shares issued by Tailong (Fujian) Commercial Lighting Co., Ltd. to specific objects (zjxk [2021] No. 1783) issued by China Securities Regulatory Commission, A total of 419999983.81 yuan was raised. After deducting the issuance expenses of 6832096.76 yuan (excluding tax) such as underwriting and recommendation fees, lawyer fees and audit fees from the total amount of raised funds, the net amount of the company's raised funds this time is 413167887.05 yuan. The availability of the above raised funds has been verified by Huaxing Certified Public Accountants (special general partnership) and issued the capital verification report (HXYZ [2021] No. 21009370026). The company issued shares to specific objects, and the new shares were listed on the gem of Shenzhen Stock Exchange on August 18, 2021. The number of shares issued was 21222839, and the stock sales restriction period was 6 months from the date of listing of the new shares.
As of January 31, 2022, the total share capital of the company is 128574439 shares, of which 66376519 shares have not been lifted, accounting for 51.62% of the total share capital of the company, and 62197920 shares are tradable without restrictions, accounting for 48.38% of the total share capital of the company.
2、 Implementation of commitments by shareholders applying for lifting share restrictions
1. There are 22 shareholders applying for lifting the restrictions on the sale of shares, corresponding to 38 securities accounts. The details are as follows:
Serial number shareholder name securities account name
1 UBS AG UBS AG
2 China Galaxy Securities Co.Ltd(601881) China Galaxy Securities Co.Ltd(601881)
3 yellow poly gold yellow poly gold
4 Shanghai Zhongdao Youyi enterprise management center (limited partnership)
(partner)
5 Cai Mingya Cai Mingya
6 Zhejiang Huihong Investment Management Co., Ltd. - huihongniu Zhejiang Huihong Investment Management Co., Ltd. - Huihong Niutou private equity securities investment fund
7 China Merchants Securities Co.Ltd(600999) International Limited China Merchants Securities Co.Ltd(600999) International Limited
8 Xu Haifei Xu Haifei
9 Xu Xiaoping Xu Xiaoping
10 Fujian Yuancheng Asset Management Co., Ltd. - Fujian Yuancheng Asset Management Co., Ltd. - Yuancheng Shidai No. 3 private Shidai No. 3 private securities investment fund raised securities investment fund
11 Chen Jingzhen Chen Jingzhen
12 Xu Chuanrong
13 Huang Meizhen Huang Meizhen
14 Lin Jiyou Lin Jiyou
15 Zhang Haojie Zhang Haojie
16 Zheng Shuhua Zheng Shuhua
17 Wu Yumei Wu Yumei
18 Chen guanxu Chen guanxu
19 Li Yufang Li Yufang
20 Yang Liqing Yang Liqing
21 Zhangzhou Development Zone Zhaoke innovation ecological wisdom venture capital Zhangzhou Development Zone Zhaoke innovation ecological wisdom venture capital fund partnership (limited partnership) enterprise (limited partnership)
CAITONG Fund - Gong Chenqing - CAITONG fund Hudson 99 single asset management plan
CAITONG fund pan Hongbin CAITONG fund Tianxi dingzeng gepute No. 2 single asset management plan
22 CAITONG Fund Management Co., Ltd. CAITONG Fund - Dongxing Securities Corporation Limited(601198) - CAITONG fund Dongxing No. 1 single asset management plan
CAITONG Fund - Shuling enhanced No. 21 Private Securities Investment Fund - CAITONG fund Shuling No. 1 single asset management plan
CAITONG Fund - Industrial And Commercial Bank Of China Limited(601398) - CAITONG fund Xihu university fixed increase quantitative hedge No. 1 collective asset management plan
CAITONG Fund - China Merchants Bank Co.Ltd(600036) - CAITONG fund Ruitong No. 1 collective asset management plan
CAITONG Fund - China Construction Bank Corporation(601939) - CAITONG fund fixed increase quantitative hedging No. 1 collective asset management plan
CAITONG Fund - Industrial And Commercial Bank Of China Limited(601398) - CAITONG fund fixed increase quantitative arbitrage No. 1 collective asset management plan
CAITONG Fund - Industrial And Commercial Bank Of China Limited(601398) - CAITONG fund fixed increase quantitative arbitrage No. 2 collective asset management plan
CAITONG Fund - Caitong Securities Co.Ltd(601108) asset management Zhixuan No. fof2020001 single asset management plan - CAITONG fund Junxiang Yuexi single asset management plan
CAITONG Fund - Haitong Securities Company Limited(600837) - CAITONG fund Junxiang Jiasheng single asset management plan
CAITONG Fund - Zhongtai Securities Co.Ltd(600918) - CAITONG fund yingtaiding incremental hedging No. 1 single asset management plan
CAITONG Fund - AVIC Securities Co., Ltd. - CAITONG fund AVIC Yingfeng No. 1 fixed increase quantitative hedging single asset management plan
CAITONG Fund - China Construction Investment Trust Co., Ltd. - CAITONG fund quantitative hedging No. 6 single asset management plan
CAITONG Fund - Huatai Securities Co.Ltd(601688) - CAITONG fund fixed increase quantitative hedging No. 5 collective asset management plan
CAITONG Fund - Huatai Securities Co.Ltd(601688) - CAITONG fund fixed increase quantitative hedging No. 12 collective asset management plan
CAITONG Fund - Industrial And Commercial Bank Of China Limited(601398) - CAITONG fund fixed increase quantitative arbitrage No. 8 collective asset management plan
The above shareholders promise that they will not transfer the subscribed shares issued to specific objects within six months from the first day of listing of the new shares issued to specific objects.
After the expiration of the lock-in period, the reduction will comply with the relevant provisions of the CSRC and Shenzhen Stock Exchange.
2. The commitments made by the shareholders applying for lifting the restrictions on the sale of shares are consistent with those made in the announcement on the listing of shares issued by Tailong (Fujian) Commercial Lighting Co., Ltd. to specific objects, and there are no subsequent commitments related to share locking.
3. As of the date of issuance of this verification opinion, the shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled the above relevant commitments, and there is no failure to fulfill the above commitments.
4. None of the shareholders applying for lifting the restrictions on the sale of shares has occupied the company's funds infrequently, and the company has no illegal guarantee for them. There is no pledge or freezing of the Restricted Shares applied for lifting this time.
3、 The listing and circulation arrangement of restricted shares is lifted this time
(I) the listing and circulation date of the shares to be released this time is: Friday, February 18, 2022. (II) the number of Shares applied for lifting the restrictions on sale and listing and circulation is 21222839, accounting for 16.51% of the total share capital.
(III) the total number of shareholders whose shares are restricted from sale this time is 22, and the total number of securities accounts is 38.
(IV) details of the lifting of restrictions on the sale and listing of shares:
Unit: shares
No. name of shareholder the restricted share capital held by the shareholder is lifted this time. The total number of shares actually available for listing this time, the number of shares sold and the number of shares in circulation
1 UBS AG 606,366 606,366 606,366
2 China Galaxy Securities Co.Ltd(601881) 606,366 606,366 606,366
3 huangjujin 1212733 1212733 1212733
4 Shanghai Zhongdao Youyi enterprise management center (limited partnership)
5 Cai Mingya 2526528 2526528 2526528
6 Zhejiang Huihong Investment Management Co., Ltd. - 606366 606366 Huihong Niutou private equity securities investment fund
7 China Merchants Securities Co.Ltd(600999) International Limited 2526528 2526528 2526528
