Securities code: 600109 securities abbreviation: Sinolink Securities Co.Ltd(600109) Announcement No.: pro 2022-6 Sinolink Securities Co.Ltd(600109)
Announcement on receiving the notice of China Securities Regulatory Commission on resumption of examination of administrative license application
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents. The application of Sinolink Securities Co.Ltd(600109) (hereinafter referred to as “the company”) for non-public offering of shares obtained the acceptance form of administrative license application of CSRC (No. 212846) issued by China Securities Regulatory Commission (hereinafter referred to as “CSRC”) in October 2021. In November 2021, the company received the notice of the first feedback on the examination of administrative licensing projects issued by the CSRC (No. 212846), and submitted the relevant documents of the feedback to the CSRC. In December 2021, the company received the letter on preparing for the Sinolink Securities Co.Ltd(600109) non-public development bank stock issuance and examination committee meeting (hereinafter referred to as the “notification letter”) issued by the issuance Supervision Department of the CSRC, and submitted the relevant documents replied to the notification letter to the CSRC.
As the legal services provided by the law firm hired by the company for the non-public offering of shares for other companies were filed for investigation by the CSRC, the CSRC decided to suspend the examination of the company’s application for the non-public offering of shares in January 2022 in accordance with the relevant provisions of the provisions of the administrative licensing implementation procedures of the China Securities Regulatory Commission. For the above information, see the announcement on receiving the notice of suspension of examination of administrative license application from CSRC, which was disclosed on the website of Shanghai Stock Exchange on January 28, 2022.
After meeting the conditions for submitting the application for resumption of examination, the company has applied to the CSRC for resumption of the examination of the non-public offering of shares. Recently, the company received the notice of the CSRC on the resumption of examination of administrative license application (No. 212846) issued by the CSRC. According to the relevant provisions of the provisions on the implementation procedures of administrative license of the China Securities Regulatory Commission, the CSRC decided to resume the examination of the company’s application for non-public offering of shares. Matters related to the company’s non-public offering of shares still need to be approved by the CSRC. There is uncertainty about whether it can be approved. The company will timely perform the obligation of information disclosure according to the progress. Please pay attention to the investment risks.
It is hereby announced.
Sinolink Securities Co.Ltd(600109) board of directors
February 16, 2002
