Securities code: 002646 securities abbreviation: tianyoude liquor Announcement No.: 2022-007 Qinghai Huzhu tianyoude highland barley Liquor Co., Ltd
Suggestive announcement on the listing and circulation of non-public offering of restricted shares
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Special tips:
1. The total number of shares lifted this time is 22562974, accounting for 4.77% of the total share capital of the company.
2. The listing and circulation date of the restricted shares is Monday, February 21, 2022.
1、 Basic information of shares subject to restrictions on sale this time
According to the reply on Approving the non-public development of shares of Qinghai Huzhu tianyoude Highland Barley Wine Co., Ltd. (zjxk [2021] No. 172) (hereinafter referred to as the “reply”) issued by China Securities Regulatory Commission (hereinafter referred to as “CSRC”), Qinghai Huzhu tianyoude Highland Barley Wine Co., Ltd. (hereinafter referred to as “the company”) privately issued 22562974 ordinary shares to specific objects. The total amount of funds raised in this issuance was 411999905.24 yuan. After deducting the issuance expenses (excluding value-added tax) of 7028901.08 yuan, the net amount of funds raised was 404971004.16 yuan. 22562974 new shares in this non-public offering were listed on Shenzhen Stock Exchange on August 19, 2021.
After the completion of this non-public offering, the company added 22562974 tradable shares with limited sales conditions, with a total share capital of 472562974 shares. The number of newly added shares in non-public offering accounts for 4.77% of the company’s total share capital after non-public offering. From the formation of the restricted shares to the date of this announcement, the company has not changed the number of share capital due to distribution and conversion of accumulation fund, and the total number of share capital of the company has not changed.
The issuing objects and the restricted period are arranged as follows:
Serial number name of issuing object number of allocated shares amount of allocated shares lock up period (shares) (yuan) (month)
1 Du Shiping 1642935 29999993.10 6
2 Changzhou Investment Group Co., Ltd. 821467 1499987.42 6
3 CAITONG Fund Management Co., Ltd. 821467 1499987.42 6
4 Guo Weisong 1642935 29999993.10 6
5 Ningbo ningju Asset Management Center (limited partnership) – ningju 821467 1499987.42 6
YINGSHANHONG 9 private securities investment fund
Serial number name of issuing object number of allocated shares amount of allocated shares lock up period (shares) (yuan) (month)
6 Guotai Junan Securities Co.Ltd(601211) 5,366,922 97,999,995.72 6
7 Xu Guoxin 1478641 26999984.66 6
Rural Industry Investment Co., Ltd
department
9 poor area industrial development fund Co., Ltd. 1642935 29999993.10 6
10 Jinan Jiangshan investment partnership (limited partnership) 5476451 9999995.26 6
11 Nord Fund Management Co., Ltd. 109529 1999999.54 6
Total 22562974 411999905.24-
2、 Commitments and performance made by the holders of tradable restricted shares this time
Serial number: performance of commitment of restricted shares, additional commitment and name of additional commitment holder
1. Du Shiping promises not to transfer the shares subscribed for this time within six months from the date of the end of this issuance (the date on which the shares issued this time have been listed in strict compliance with the commitment)
2 Changzhou Investment Group Co., Ltd. promises not to transfer the shares subscribed for this time within six months from the date of the end of the company’s issuance (the date when the shares issued this time have strictly fulfilled their commitment to be listed)
3 CAITONG Fund Management Co., Ltd. promises not to transfer the subscribed shares within six months from the date of the end of the company’s issuance (the date on which the shares issued this time have strictly fulfilled their commitment to be listed)
4. Guo Weisong promises not to transfer the shares subscribed for this time within six months from the date of the end of this issuance (the date when the shares issued this time have been listed in strict compliance with the commitment)
Ningbo ningju Asset Management Center (has a commitment from the date of the end of the company’s issuance (refers to the shares issued this time)
5 limited partnership) – since the listing date of ningju YINGSHANHONG No. 9), the shares subscribed this time will not be transferred within six months, and the commitment of private placement of securities investment fund has been strictly fulfilled
6 Guotai Junan Securities Co.Ltd(601211) Securities Co., Ltd. promises not to transfer the shares subscribed for this time within six months from the date of the end of this issuance of the company (the date on which the shares issued this time have strictly fulfilled their commitments and the company is listed)
7. Xu Guoxin promises not to transfer the shares subscribed for this time within six months from the date of the end of this issuance (the date on which the shares issued this time have been listed in strict accordance with the commitment)
8. The central enterprise rural industry investment base promises not to transfer the subscribed shares within six months from the date of the end of the company’s issuance (referring to the date when the shares issued this time have strictly fulfilled the commitment and the company is listed)
9. The Industrial Development Fund for poor areas has a commitment not to transfer the shares subscribed for this time within six months from the date of the end of this issuance of the company (referring to the date on which the shares issued this time have strictly fulfilled the commitment and limited the company to be listed)
Jinan Jiangshan investment partnership (has a commitment not to transfer the subscribed shares within six months from the date when the company’s issuance is completed (referring to the date when the issued shares have strictly fulfilled the commitment to limit the partnership)
11 Nord Fund Management Co., Ltd. promises not to transfer the shares subscribed for this time within six months from the date of the end of this issuance (the date when the shares issued this time have been listed in strict compliance with the commitment)
As of the date of this announcement, the relevant commitment parties have strictly complied with the above commitments and have not violated the relevant commitments.
There is no occupation of the company’s non operating funds, and the company has no illegal guarantee.
3、 The listing and circulation arrangement of restricted shares is lifted this time
1. The listing and circulation time of the shares lifted this time is Monday, February 21, 2022.
2. The total number of shares lifted this time is 22562974, accounting for 4.77% of the total share capital of the company.
3. There are 11 shareholders lifting the restrictions on the sale of shares, corresponding to 19 securities accounts. The listing and circulation of the shares whose sales restrictions are lifted this time are as follows:
The number of shares that can be listed and circulated this time accounts for the number of shares frozen by the company s / n the name of the holder of restricted shares
Number of shares (shares) number of shares (shares) proportion of total share capital of the company (%) (shares)
1 Du Shiping 1642935 0.35 0
2 Changzhou Investment Group Co., Ltd. 821467 821467 0.17 0 Division
CAITONG Fund – China Everbright Bank Company Limited Co.Ltd(601818)
3 – Southwest Securities Co.Ltd(600369) Co., Ltd. 54765 54765 0.01 0
CAITONG fund sun taoxiong
4 CAITONG fund Yuquan No. 963 order 54765 54765 0.01 0-1 asset management plan
CAITONG Fund – Boyong Hongyu
No. 2 multi-level capital market
5 select contractual private placement securities 54764 54764 0.01 0 investment fund – CAITONG fund
Boyong Hongyu No. 2 single capital
Production management plan
CAITONG fund securities Massification
Value private securities investment base
6. Jincaitong fund zengding 328587 328587 0.07 0 add No. 1 single asset management plan
Row
CAITONG fund Tao Jingyi
7 CAITONG fund Anji No. 102 sheet 54764 54764 0.01 0-1 asset management plan
Cailingtong enhancement fund
No. 8 21 private securities investment foundation 54765 54765 0.01 0 jincaitong fund hanging bell No. 1
Single asset management plan
CAITONG Fund – Zhang Yuzhen –
9 CAITONG fund Yuquan No. 965 sheet 54764 54764 0.01 0-1 asset management plan
CAITONG Fund – Dongxing Securities Corporation Limited(601198)
10 Co., Ltd. – CAITONG 109529 109529 0.02 0 fund Dongxing No. 2 single asset
management plan
CAITONG Fund – China Greatwall Securities Co.Ltd(002939)
11 Co., Ltd. – CAITONG 54764 54764 0.01
