Citic Securities Company Limited(600030)
About Qinghai Huzhu tianyoude Highland Barley Wine Co., Ltd
The verification opinion Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) " or "sponsor") of the suggestive announcement on the listing and circulation of non-public offering of restricted shares is the sponsor of Qinghai Huzhu tianyoude Highland Barley Wine Co., Ltd. (hereinafter referred to as "tianyoude wine" or "company") for non-public offering of shares (hereinafter referred to as "this offering"), In accordance with the provisions of relevant laws, regulations and normative documents such as the measures for the administration of securities issuance and listing recommendation business, the stock listing rules of Shenzhen Stock Exchange and the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange, tianyoude liquor has conducted prudent verification on the listing and circulation of non-public issuance of restricted shares. The verification results and opinions are as follows:
1、 Basic information of shares subject to restrictions on sale this time
According to the reply on approving Qinghai Huzhu Barley Wine Co.Ltd(002646) non-public development shares (zjxk [2021] No. 172) (hereinafter referred to as the "reply") issued by the China Securities Regulatory Commission (hereinafter referred to as the "CSRC"), the Qinghai Huzhu Barley Wine Co.Ltd(002646) (hereinafter referred to as the "company") non publicly issues 22562974 RMB common shares to specific objects, The total amount of funds raised in this issuance is 411999905.24 yuan. After deducting the issuance expenses (excluding value-added tax) of 7028901.08 yuan, the net amount of funds raised is 404971004.16 yuan. 22562974 new shares in this non-public offering were listed on Shenzhen Stock Exchange on August 19, 2021.
After the completion of this non-public offering, the company added 22562974 tradable shares with limited sales conditions, with a total share capital of 472562974 shares. The number of newly added shares in non-public offering accounts for 4.77% of the company's total share capital after non-public offering. From the formation of the restricted shares to the date of this announcement, the company has not changed the number of share capital due to distribution and conversion of accumulation fund, and the total number of share capital of the company has not changed.
The issuing objects and the restricted period are arranged as follows:
Serial number name of issuing object number of allocated shares amount of allocated shares lock up period (shares) (yuan) (month)
1 Du Shiping 1642935 29999993.10 6
2 Changzhou Investment Group Co., Ltd. 821467 1499987.42 6
3 CAITONG Fund Management Co., Ltd. 821467 1499987.42 6
Serial number name of issuing object number of allocated shares amount of allocated shares lock up period (shares) (yuan) (month)
4 Guo Weisong 1642935 29999993.10 6
Ningbo ningju Asset Management Center (Co., Ltd.)
5 partners) - ningju YINGSHANHONG No. 9 private securities investment 821467 1499987.42 6
Endowment Fund
6 Guotai Junan Securities Co.Ltd(601211) 5,366,922 97,999,995.72 6
7 Xu Guoxin 1478641 26999984.66 6
8 shares of central enterprise rural industry investment fund 2738225 49999988.50 6
limited company
9 poor area industrial development fund Co., Ltd. 1642935 29999993.10 6
10 Jinan Jiangshan investment partnership (Co., Ltd.) 5476451 999999995.26 6
(partner)
11 Nord Fund Management Co., Ltd. 109529 1999999.54 6
Total 22562974 411999905.24-
2、 Commitments and performance made by the holders of tradable restricted shares this time
No. performance of commitments on restricted shares, additional commitments and additional commitments on the name of the holder
The company promises not to transfer the share commitment subscribed for this time within six months from the date of the end of this issuance (referring to the date when the shares issued this time have strictly fulfilled the commitment of 1 Du Shiping share listing)
share
Changzhou Investment Group has made a commitment not to transfer the shares subscribed for this time within six months from the date of the end of the company's issuance (referring to the date when the shares issued this time have strictly fulfilled the commitment of 2 limited companies to be listed)
share
CAITONG fund management has promised not to transfer the share commitment subscribed this time within six months from the date of the end of the company's offering (referring to the date on which the shares issued this time have strictly fulfilled the commitment of 3 limited companies to be listed)
share
The company promises not to transfer the share commitment subscribed for this time within six months from the date of the end of this issuance (referring to the date when the shares issued this time have strictly fulfilled the commitment of 4 Guo Weisong shares to be listed)
share
Ningbo ningju asset management
The management center (limited partnership) promises not to transfer the share commitment subscribed this time within six months from the date of the end of the company's issuance (referring to the date when the shares issued this time have strictly fulfilled the commitment of 5 partners) - the date when ningju Yingshan Hongfen is listed)
No. 9 private securities investment
Endowment Fund
Guotai Junan Securities Co.Ltd(601211) Securities shares promise not to transfer the share commitment subscribed this time within six months from the date of the end of the company's issuance (referring to the date on which the shares issued this time have strictly fulfilled the listing of 6 shares of limited companies)
share
The company promises not to transfer the shares subscribed for this time within six months from the date of the end of this issuance (referring to the date when the shares issued this time have strictly fulfilled the commitment to 7 Xu Guoxin's listing)
share
The rural property of the central enterprise promises not to transfer the share commitment subscribed this time within six months from the date of the end of the company's issuance (referring to the date when the shares issued this time have strictly fulfilled the listing of 8 shares of the undertaking investment fund)
Limited liability company
Industrial Development in poverty-stricken areas promises not to transfer the shares subscribed for this time within six months from the date of the end of this issuance of the company (referring to the date on which the shares issued this time have strictly fulfilled the listing of 9 development fund Co., Ltd.)
share
Jinan Jiangshan Investment Co., Ltd. promises not to transfer the shares subscribed for this time within six months from the date of the end of this issuance (referring to the date when the shares issued this time have strictly fulfilled the commitment of 10 enterprises (limited joint stock listing)
(partner)
Nord fund management has made a commitment not to transfer the subscribed shares within six months from the date of the end of the company's offering (referring to the date on which the shares issued this time have strictly fulfilled the commitment of 11 limited companies to be listed)
share
As of the date of this announcement, the relevant commitment parties have strictly complied with the above commitments and have not violated the relevant commitments.
There is no occupation of the company's non operating funds, and the company has no illegal guarantee.
3、 The listing and circulation arrangement of restricted shares is lifted this time
1. The listing and circulation time of the shares lifted this time is Monday, February 21, 2022. 2. The total number of shares lifted this time is 22562974, accounting for 4.77% of the total share capital of the company.
3. There are 11 shareholders lifting the restrictions on the sale of shares, corresponding to 19 securities accounts. The listing and circulation of the shares whose sales restrictions are lifted this time are as follows:
The number of shares that can be listed and circulated this time. The number of shares that can be listed and frozen. The name of the holder of restricted shares (shares) the proportion of the number of shares (shares) to the total number of shares of the company (%) (shares)
1 Du Shiping 1642935 0.35 0
2 Changzhou Investment Group Co., Ltd. 821467 821467 0.17 0
3 CAITONG Fund - China Everbright Bank Company Limited Co.Ltd(601818) - West 54765 54765 0.01 0 Nan Securities Co., Ltd
CAITONG fund sun taoxiong CAITONG
4 Fund Yuquan No. 963 single asset 54765 54765 0.01 0 management plan
CAITONG Fund - Boyong Hongyu No. 2
Multi level capital market selection contract
Type 5 Private Securities Investment Fund - cai54764 54764 0.01 0tong fund Boyong Hongyu No. 2 single
Asset management plan
6 CAITONG fund Zendai quantitative value 328587 0.07 0
Private securities investment fund CAITONG
Fund Zhengda dingzeng No. 1 single fund
Production management plan
CAITONG fund Tao Jingyi CAITONG
7 fund Anji No. 102 single asset 54764 54764 0.01 0 management plan
CAITONG Fund - Shuling strengthening No. 21
8. Private Securities Investment Fund - CAITONG 54765 54765 0.01 0 fund hanging bell No. 1 single asset management
Management plan
CAITONG Fund - Zhang Yuzhen - CAITONG
9 fund Yuquan No. 965 single asset 54764 54764 0.01 0 management plan
CAITONG Fund - Dongxing Securities Corporation Limited(601198) shares
10 Co., Ltd. - CAITONG fund Dongxing 109529 109529 0.02 02 02 single asset management plan
CAITONG Fund - China Greatwall Securities Co.Ltd(002939) shares
11 Co., Ltd. - CAITONG fund Tianxi 54764 54764 0.01 0 dingzeng No. 56 single asset management plan
Row
Guo Weisong 291640.35
Ningbo ningju asset management center
13 (limited partnership) - ningju YINGSHANHONG 821467
