Shanghai Haoyuan Chemexpress Co.Ltd(688131) board of supervisors
Verification opinions on the list of incentive objects first granted by the restricted stock incentive plan in 2022 (as of the first grant date)
The board of supervisors of Shanghai Haoyuan Chemexpress Co.Ltd(688131) (hereinafter referred to as the "company") shall, in accordance with the company law of the people's Republic of China (hereinafter referred to as the "company law"), the securities law of the people's Republic of China (hereinafter referred to as the "Securities Law") and the measures for the administration of equity incentive of listed companies (hereinafter referred to as the "administrative measures") Relevant laws, such as the Listing Rules of shares on the science and Innovation Board of Shanghai Stock Exchange (hereinafter referred to as the "Listing Rules"), the self regulatory guide for listed companies on the science and Innovation Board No. 4 - disclosure of equity incentive information (hereinafter referred to as the "self regulatory guide") Laws and regulations, normative documents and the relevant provisions of the Shanghai Haoyuan Chemexpress Co.Ltd(688131) articles of Association (hereinafter referred to as the "articles of association"), reviewed the list of incentive objects granted for the first time by the company's restricted stock incentive plan in 2022 (hereinafter referred to as the "incentive plan"), and issued the verification opinions as follows: 1 The incentive objects granted for the first time by the company's equity incentive plan do not have the circumstances that they shall not become incentive objects as stipulated in Article 8 of the management measures:
(1) Being identified as an inappropriate candidate by the stock exchange within the last 12 months;
(2) In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law; (5) Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
2. The incentive objects granted for the first time in the plan do not include independent directors, supervisors, shareholders who individually or jointly hold more than 5% of the shares of the listed company, actual controllers of the listed company and their spouses, parents and children.
3. The list of incentive objects granted by the company for the first time is consistent with the scope of incentive objects specified in the 2022 restricted stock incentive plan (Draft) approved by the company's third extraordinary general meeting in 2022.
4. The list of incentive objects granted for the first time in this equity incentive plan meets the qualifications specified in the company law, securities law and other laws, regulations and normative documents as well as the articles of association, and meets the conditions of incentive objects specified in the administrative measures, listing rules and other laws, regulations and normative documents, Comply with the scope of incentive objects specified in the 2022 restricted stock incentive plan (Draft).
To sum up, the board of supervisors agreed to the list of incentive objects granted for the first time in the incentive plan of the company, and agreed that the first grant date of the incentive plan of the company was February 15, 2022, granting 800000 restricted shares to 221 incentive objects at the grant price of 110 yuan / share.
Shanghai Haoyuan Chemexpress Co.Ltd(688131) board of supervisors February 15, 2022
