Kunshan Longteng North Electro-Optic Co.Ltd(600184) Co., Ltd
Verification opinions of the board of supervisors on the list of incentive objects first granted by the company's restricted stock incentive plan in 2021 (as of the grant date)
Kunshan Longteng North Electro-Optic Co.Ltd(600184) Co., Ltd. (hereinafter referred to as "the company") held the 17th meeting of the first board of directors and the 12th meeting of the first board of supervisors on February 15, 2022, deliberated and adopted the proposal on adjusting matters related to the first grant of restricted stock incentive plan in 2021 and the proposal on the first grant of restricted stock to incentive objects. According to the company law of the people's Republic of China (hereinafter referred to as the "company law"), the measures for the administration of equity incentive of listed companies (hereinafter referred to as the "administrative measures") and the Trial Measures for the implementation of equity incentive by state-controlled listed companies (within China) (hereinafter referred to as the "Trial Measures") Laws and regulations such as the Listing Rules of Shanghai Stock Exchange's science and Innovation Board (hereinafter referred to as the "Listing Rules") and relevant provisions such as the articles of association of Kunshan Longteng North Electro-Optic Co.Ltd(600184) Co., Ltd. (hereinafter referred to as the "articles of association"), The list of incentive objects granted for the first time (as of the grant date) in the company's 2021 restricted stock incentive plan (hereinafter referred to as the "incentive plan") has been verified, and the verification opinions are as follows:
1. The incentive objects granted by the incentive plan for the first time do not have the circumstances that they shall not become incentive objects as stipulated in Article 8 of the administrative measures:
(1) Being identified as an inappropriate candidate by the stock exchange within the last 12 months;
(2) In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law; (5) Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
2. The incentive objects granted by this incentive plan for the first time are the company's directors, senior managers, core technicians and other personnel that the board of directors deems necessary to be encouraged. Excluding the spouses, parents and children of independent directors, supervisors, shareholders who individually or jointly hold more than 5% of the shares of the company and the actual controllers of the listed company.
3. Except that four incentive objects lose their incentive qualification due to resignation and will not be granted restricted shares, the list of incentive objects granted for the first time in the incentive plan of the company is consistent with the list of incentive objects granted for the first time in the incentive plan approved by the first extraordinary general meeting of shareholders of the company in 2022.
4. The incentive objects granted for the first time in this incentive plan have the qualifications specified in the company law and other laws, regulations and normative documents, meet the conditions of incentive objects specified in the administrative measures and listing rules, and meet the scope of incentive objects specified in the company's 2021 restricted stock incentive plan and its summary, As the subject qualification granted to the incentive object for the first time in this incentive plan, it is legal and effective.
To sum up, we unanimously agree that the first grant date of the incentive plan of the company is February 15, 2022, and agree to grant 30 million restricted shares to 134 incentive objects at the grant price of RMB 3.52/share.
Board of supervisors of Kunshan Longteng North Electro-Optic Co.Ltd(600184) Co., Ltd
February 15, 2022
