Securities code: 000421 stock abbreviation: Nanjing Public Utilities Development Co.Ltd(000421) Announcement No.: 2022-10 Nanjing Public Utilities Development Co.Ltd(000421)
Self inspection report on the trading of company shares by insiders and incentive objects of the restricted stock incentive plan in 2021
The company and all members of the board of directors guarantee that the contents of the announcement are true, accurate and complete,
There are no false records, misleading statements or major omissions.
Nanjing Public Utilities Development Co.Ltd(000421) (hereinafter referred to as “the company”) held the 8th meeting of the 11th board of directors and the 4th meeting of the 11th board of supervisors on December 30, 2021, deliberated and adopted the proposal on and its summary and other proposals, For details, please refer to the company’s website (www.cn. Info. Com. CN.) on December 31, 2021 And the announcements disclosed in China Securities Journal and securities times.
In accordance with the relevant provisions of laws, regulations and normative documents such as the measures for the administration of equity incentive of listed companies (hereinafter referred to as the “measures”) of the China Securities Regulatory Commission, the company has taken sufficient and necessary confidentiality measures for the 2021 restricted stock incentive plan (hereinafter referred to as the “incentive plan”), The insider of this incentive plan has been registered as necessary. At the same time, the company inquired with China Securities Depository and Clearing Co., Ltd, Conduct a self-examination on the trading of the company’s shares and their derivatives by insiders of the incentive plan and incentive objects within 6 months before the announcement of the Nanjing Public Utilities Development Co.Ltd(000421) 2021 restricted stock incentive plan (Draft) (i.e. from June 30, 2021 to December 30, 2021, hereinafter referred to as the “self-examination period”). The details are as follows:
1、 Scope and procedure of verification
1. The verification object is the insider of the incentive plan and the incentive object (hereinafter referred to as the “verification object”).
2. The insiders of the incentive plan filled in the registration form of insiders.
3. The company inquired and confirmed with China Securities Depository and Clearing Co., Ltd. Shenzhen branch about the purchase and sale of the company’s shares during the self inspection period (i.e. from June 30, 2021 to December 30, 2021), The Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. issued the inquiry certificate of shareholding and share change of information disclosure obligor and the detailed list of shareholder share change.
2、 Description of the purchase and sale of the company’s shares by the verification object during the self inspection period
1. Insider trading
According to the inquiry certificate on Shareholding and share change of information disclosure obligor and the detailed list of shareholder share change issued by Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. on January 25, 2022, during the self inspection, a total of one insider engaged in trading the company’s shares, Other insiders did not buy or sell the company’s shares during the self-examination. The trading behavior of the above-mentioned personnel occurred before they were listed as insiders. At that time, they did not know any information about the incentive plan, nor did any personnel disclose the specific information of the company’s incentive plan to them, or suggest them to buy and sell the company’s shares based on this. Their trading behavior during the self-examination period was based on their own independent judgment of the trading situation in the secondary market, There is no insider trading due to knowing the inside information.
2. Purchase and sale of stocks by incentive objects
According to the inquiry certificate on Shareholding and share change of information disclosure obligors and the detailed list of shareholder share change issued by Shenzhen Branch of China Securities Depository and Clearing Corporation Limited on January 25, 2022, during the self inspection period, one incentive object sold the company’s shares, and the other incentive objects did not buy or sell the company’s shares during the self inspection period. The above-mentioned incentive objects sold the shares of the listed company during the self inspection period, which were all based on the information publicly disclosed by the listed company and their independent judgment on the trading situation of the secondary market. When they sold the company’s shares, they did not know the inside information of the company’s incentive plan, No insider disclosed the inside information of the incentive plan to him, and there was no trading with the inside information.
3、 Conclusion
After verification, the company has taken corresponding confidentiality measures in accordance with relevant regulations in the planning process of this incentive plan, limited the scope of personnel who have access to insider information, and timely registered the relevant company personnel and intermediaries who have access to insider information. During the self-examination, it was not found that the insiders of relevant inside information used the inside information related to the incentive plan to buy and sell stocks. The behaviors of all incentive objects met the relevant provisions of the measures for the administration of equity incentive of listed companies, and there was no behavior constituting insider trading.
4、 Documents for future reference
The inquiry certificate of shareholding and share change of information disclosure obligor and the detailed list of shareholder share change issued by Shenzhen Branch of China Securities Depository and Clearing Co., Ltd.
It is hereby announced.
Nanjing Public Utilities Development Co.Ltd(000421) board of directors February 14, 2002
