Jinhui Mining Co., Ltd
Initial public offering
Announcement of offline preliminary placement results and online Winning Results
Sponsor (co lead underwriter): Hualong Securities Co., Ltd
Co lead underwriter: Citic Securities Company Limited(600030)
hot tip
The application of Jinhui Mining Co., Ltd. (hereinafter referred to as "Jinhui shares" or "the issuer") for the initial public offering of no more than 98 million RMB common shares (A shares) (hereinafter referred to as "this offering") has been approved by the China Securities Regulatory Commission in document zjxk [2022] No. 198. This offering is conducted through a combination of offline inquiry and placement to qualified investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts in Shanghai market (hereinafter referred to as "online issuance").
The issuer negotiated with the sponsor (co lead underwriter) Hualong Securities Co., Ltd. (hereinafter referred to as "Hualong securities", "sponsor (co lead underwriter)"), the joint lead underwriter Citic Securities Company Limited(600030) (hereinafter referred to as " Citic Securities Company Limited(600030) ") (Hualong securities, Citic Securities Company Limited(600030) hereinafter collectively referred to as "joint lead underwriter") to determine the number of shares issued this time as 98 million. Before the launch of the callback mechanism, the initial number of shares issued offline was 68.6 million, accounting for 70.00% of the total issuance, and the initial number of shares issued online was 29.4 million, accounting for 30.00% of the total issuance. The issue price is 10.80 yuan / share.
According to the callback mechanism announced in the announcement on initial public offering of shares of Jinhui Mining Co., Ltd. (hereinafter referred to as the "issuance announcement"), since the initial effective subscription multiple of online investors is 5910.44 times, more than 150 times, the issuer and the recommendation institution (main contractor) decided to start the callback mechanism. After the callback, the final number of offline issuance is 9.8 million shares, Accounting for 10.00% of the total issued this time; The final number of shares issued online was 88.2 million, accounting for 90.00% of the total issued this time. After the callback mechanism was launched, the final winning rate of online issuance was 0.05075763%.
Please pay attention to the payment link of this offering. The specific contents are as follows:
1. Offline investors shall, according to the announcement on offline preliminary placement results and online winning results of initial public offering of shares by Jinhui Mining Co., Ltd. (hereinafter referred to as "announcement on offline preliminary placement results and online winning results"), according to the finally determined issuance price and allocated quantity before 16:00 on February 15 (t + 2) 2022, Pay the subscription capital of new shares in full and on time. Offline investors are allocated multiple new shares every day. Please pay for each new share separately. In the case of multiple new shares allocated on the same day, if only one total amount is remitted, the consolidated payment will lead to the failure of accounting, and the resulting consequences shall be borne by the investors themselves.
2. After online investors win the subscription of new shares, they shall fulfill their payment obligations according to the announcement of offline preliminary placement results and online winning results, so as to ensure that their capital account will have sufficient new share subscription funds on February 15 (T + 2) 2022. The transfer of investors' funds shall comply with the relevant regulations of the securities company where the investor belongs. The shares that offline and online investors give up to subscribe for are underwritten by the joint lead underwriters.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of this public offering, the issuer and the joint lead underwriter will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investors with valid quotation fail to participate in the subscription or obtain the preliminary placement, and the offline investors fail to pay the subscription amount in full and in time, they will be deemed to have breached the contract and shall bear the liability for breach of contract. The joint lead underwriters shall report the breach to the China Securities Association for the record. If online investors fail to pay in full after winning the lottery for three times in a row within 12 months, they shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription.
5. Once this announcement is published, it shall be deemed to have served the distribution payment notice to the online investors who have participated in the online subscription and won the lot and all the placing objects who have obtained the distribution under the offline issuance. 1、 Online lottery results
According to the issuance announcement, the issuer and the co lead underwriters presided over the lottery ceremony for the online issuance of initial public offering shares of Jinhui Mining Co., Ltd. at the Haitang hall, the conference room on the fourth floor of Zijinshan Hotel, 778 Dongfang Road, Pudong, Shanghai on the morning of February 14, 2022 (T + 1). The lottery ceremony was conducted in accordance with the principles of openness, fairness and impartiality. The process and results of the lottery have been notarized by Shanghai Oriental notary office. The results are as follows:
Last digit winning lot number
Last "4" digits: 37705770777097701770
Last "6" digits 995816795816595816395816195816553676053676
Last "7" digit 8257664625766442576425766422576640257664
Last "8" digits: 73947193864471939894719361447193489471933644719323947719311447193
Last digit winning lot number
Last "9" digit 036968371
If the mantissa of the subscription allotment number held by the investors participating in this online offering is the same as the above number, it is the winning number. There are 88200 winning numbers in total, and each winning number can only subscribe for 1000 A shares of "Jinhui shares". 2、 Initial subscription and placement results
(I) offline issuance and subscription
According to the requirements of the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the joint lead underwriters have verified and confirmed the qualifications of investors participating in offline subscription. According to the effective subscription results finally received by the offline subscription electronic platform of Shanghai Stock Exchange, the joint lead underwriters made the following statistics: the offline subscription of this offering was completed on February 11 (t day) 2022. After verification, it is confirmed that among the 13582 effective quotation placement objects managed by 2701 offline investors, 4 effective quotation placement objects managed by 4 offline investors did not participate in offline subscription; The remaining 13578 effective offer placement objects managed by 2697 offline investors have made offline subscription in accordance with the requirements of the issuance announcement, and the number of offline effective subscription is 171089.9 million shares.
The list of investors who provide valid quotation and are qualified for placing but do not participate in offline subscription is as follows:
Preliminary inquiry no. Name of offline investor name of placing object name of securities account No. proposed purchase price proposed purchase quantity (yuan / share) (10000 shares)
1 Liu Shiqiang, Liu Shiqiang a40166332 10.80 1300
2 Yang Jianxiong Yang Jianxiong a128650765 10.80 1300
3 Chen Bo Chen Bo a689214918 10.80 1300
4 Li Xiaoling a681679114 10.80 1300
(II) preliminary offline placement results
According to the principle of offline placement published in the announcement of IPO arrangement and preliminary inquiry of Jinhui Mining Co., Ltd. (hereinafter referred to as "announcement of issuance arrangement and preliminary inquiry"), the issuer and the joint lead underwriters distribute the offline issued shares. The effective subscription and placement of various offline investors are shown in the table below:
Subscription amount accounts for offline allocated amount
Number of shares effectively subscribed and allocated
Placement proportion (%) of total issued shares under the proportion of effective subscription quantity of investor category (10000 shares) (10000 shares)
Percentage (%)
Public funds and Pensions
And social security fund (Class A) 4754110 27.79 491.3989 50.14 0.01033630
Enterprise annuity and insurance capital
Gold (class B) 3344730 19.55 196.8245 20.08 0.00588462
Other investors
(Class C) 9010150 52.66 291.7766 29.77 0.00323831
Total 17108990 100.00 980.0000 100.00 0.00572798
Note: the proportion of the allocated amount of class A, B and C investors in the total amount of offline issuance is not 100%, which is caused by rounding the tail difference.
The above placement results comply with the offline placement principles published in the announcement of issuance arrangement and preliminary inquiry, of which 6390 zero shares are placed to the "Tongtai digital economy themed stock securities investment fund" managed by Tongtai Fund Management Co., Ltd. in accordance with the offline placement principles published in the announcement of issuance arrangement and preliminary inquiry. See the attached table for the allocation of each placing object. 3、 Joint mode of joint lead underwriters
(I) sponsor (co lead underwriter): Hualong Securities Co., Ltd
Legal representative: Qi Jianbang
Registered address: 21st floor, Lanzhou wealth center, No. 638, Donggang West Road, Chengguan District, Lanzhou City, Gansu Province
Contact: capital market department
Tel.: 021-50934080
(II) Co lead underwriter: Citic Securities Company Limited(600030)
Legal representative: Zhang Youjun
Registered address: North block, Zhuoyue Times Square (phase II), No. 8, Zhongxin Third Road, Futian District, Shenzhen, Guangdong contact: stock capital market department
Tel: 010-60837355
Issuer: sponsor of Jinhui Mining Co., Ltd. (co lead underwriter): CO lead underwriter of Hualong Securities Co., Ltd.: Citic Securities Company Limited(600030) February 15, 2022 (signature page of announcement of preliminary offline placement results and online winning results of initial public offering of shares by Jinhui Mining Co., Ltd.)
Issuer: Jinhui Mining Co., Ltd. (this page has no text, which is the signature page of the announcement of offline preliminary placement results and online winning results of initial public offering of shares by Jinhui Mining Co., Ltd.)
Sponsor (co lead underwriter): Hualong Securities Co., Ltd. (this page has no text, which is the signature page of the announcement of offline preliminary placement results and online winning results of initial public offering of shares by Jinhui Mining Co., Ltd.)
Co lead underwriter: Citic Securities Company Limited(600030)
specific date
Attached table: preliminary placement details of offline investors
Subscription quantity preliminary placement quantity
