Haitong Securities Company Limited(600837)
About Qingdao Sentury Tire Co.Ltd(002984)
Verification opinions on self evaluation report on internal control in 2021
Haitong Securities Company Limited(600837) (hereinafter referred to as ” Haitong Securities Company Limited(600837) ” or “sponsor”) as a sponsor of Qingdao Sentury Tire Co.Ltd(002984) (hereinafter referred to as ” Qingdao Sentury Tire Co.Ltd(002984) ” or “company”) initial public offering and listing of shares, public offering and listing of convertible corporate bonds and relevant continuous supervision, In accordance with the requirements of relevant laws, regulations and normative documents such as the measures for the administration of securities issuance and listing recommendation business, the stock listing rules of Shenzhen Stock Exchange, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board, and the basic norms of enterprise internal control, Checked the 2021 internal control self-evaluation report issued by the board of directors of Qingdao Sentury Tire Co.Ltd(002984) and issued the following verification opinions: first, the sponsor’s verification of the company’s 2021 internal control self-evaluation report
Haitong Securities Company Limited(600837) the sponsor representative carefully reviewed the Qingdao Sentury Tire Co.Ltd(002984) self evaluation report on internal control in 2021, and consulted the company’s directors, supervisors, senior managers, internal auditors, external audit institutions and other relevant persons, as well as the company’s general meeting, board of directors, board of supervisors and other meeting documents, as well as various business and management rules and regulations, The integrity, rationality and effectiveness of its internal control and the authenticity and objectivity of the self-evaluation report on internal control in 2021 were verified from the aspects of Qingdao Sentury Tire Co.Ltd(002984) internal control environment, internal control system construction and internal control implementation. 2、 Overall evaluation of the company’s internal control
According to the identification of major defects in the company’s internal control over financial reporting, there are no major defects in the internal control over financial reporting on the benchmark date of the internal control evaluation report. The board of Directors believes that the company has maintained effective internal control over financial reporting in all major aspects in accordance with the requirements of the enterprise’s internal control standard system and relevant regulations.
According to the identification of major defects in the company’s internal control over non-financial reports, the company found no major defects in the company’s internal control over non-financial reports on the benchmark date of the internal control evaluation report.
There are no factors affecting the evaluation conclusion of the effectiveness of internal control from the base date of the internal control evaluation report to the date of issuance of the internal control evaluation report. 3、 Verification opinions of the sponsor on Qingdao Sentury Tire Co.Ltd(002984) self evaluation report on internal control in 2021
Through the verification of the establishment and implementation of the internal control system in Qingdao Sentury Tire Co.Ltd(002984) 2021, the sponsor believes that the corporate governance structure of the company is relatively sound, The existing internal control system and its implementation comply with relevant laws and regulations such as the Listing Rules of Shenzhen Stock Exchange, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board, the governance standards of listed companies, the basic norms of enterprise internal control and the requirements of securities regulatory authorities, The company has maintained effective internal control in all major aspects related to the business operation and management of the enterprise; The self-evaluation report on internal control in 2021 issued by the board of directors of the company reflects the construction and operation of its internal control system.
Sponsor representative: Jiao Yang, Chen Yichao Haitong Securities Company Limited(600837) February 14, 2022
