Haitong Securities Company Limited(600837)
About Qingdao Sentury Tire Co.Ltd(002984)
2021 annual recommendation work report
Name of recommendation institution: Haitong Securities Company Limited(600837) abbreviation of the recommended company: Qingdao Sentury Tire Co.Ltd(002984)
Name of sponsor representative: Jiao Yang Tel: 021-23219000
Name of sponsor representative: Chen Yichao Tel.: 021-23219000
1、 Overview of sponsor work
Project work content
1. Review of the company’s information disclosure
(1) Whether the company’s information disclosure documents are reviewed in time
(2) The number of times that the company’s information disclosure documents are not reviewed in time is none
2. Supervise the company’s establishment, improvement and effective implementation of rules and regulations (1) whether supervise the company to establish and improve rules and regulations (including but not limited to prevention and control)
The system of preventing related parties from occupying the company’s resources, the management system of raised funds, and
Control degree, internal audit system and related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Number of times to query the company’s special account for raised funds 2
(2) Is the progress of the company’s fund-raising projects consistent with the information disclosure documents
4. Corporate governance supervision
(1) Number of attending the general meeting of shareholders 1
(2) Number of attendance at the board of directors of the company 2
(3) Times of attending the board of supervisors of the company 2
5. On site inspection
(1) Number of on-site inspections 2
(2) Whether the on-site inspection report is submitted in accordance with the provisions of Shenzhen Stock Exchange yes
(3) The main problems found in the on-site inspection and the rectification are none
6. Expression of independent opinions
(1) Number of independent opinions 14
(2) Issues involved in issuing non consenting opinions and concluding comments none
7. Report to Shenzhen Stock Exchange (excluding on-site inspection report)
(1) The number of reports to the Shenzhen Stock Exchange was nil
(2) The main contents of the report are not applicable
(3) The progress or rectification of the reported items is not applicable
8. Attention to the performance of duties
(1) Whether there are matters needing attention
(2) The main contents of the concerns are not applicable
(3) The progress or rectification of concerns is not applicable
9. Whether the records and custody of the working papers of the recommendation business are in compliance
10. Training for listed companies
(1) Training times 1
(2) Training date: December 21, 2021
The actual controllers, directors, supervisors, senior managers and other relevant personnel of the company were trained by means of on-site (video) teaching, centralized discussion and telephone access. The training focused on the introduction of laws and regulations such as the measures for the administration of information disclosure of listed companies, the standardized operation of listed companies of Shenzhen Stock Exchange (3) introduction to the main contents of training, etc The information disclosure requirements of normative documents are explained in combination with specific cases. This training will help the trainees to enhance their legal concept and integrity awareness, and strengthen their understanding as directors, supervisors Responsibilities and obligations of senior managers in regulating operation and information disclosure.
11. There is no other recommendation work that needs to be explained
2、 Problems found by the sponsor and measures taken
Problems and measures taken
1. Information disclosure: None
2. Establishment and implementation of the company’s internal system
3. The operation of the “three sessions” has no
4. No change in controlling shareholder and actual controller
5. Deposit and use of raised funds
6. Related party transactions none
7. No external guarantee
8. Purchase and sale of assets none
9. Other business categories and important matters (including foreign investment)
Capital, venture capital, entrusted financial management, financial assistance, none
Hedging, etc.)
10. There is no cooperation from the issuer or its intermediary
Recommendation work 11 Others (including business environment, business development and Finance)
None in business status, management status, core technology, etc
Major changes)
3、 Performance of commitments of the company and shareholders
Whether the commitments of the company and shareholders have been fulfilled, the reasons for non fulfillment of commitments and Solutions
(I) shareholder’s commitment on share lock-in and share reduction intention: 1 Qin long, the controlling shareholder, actual controller and chairman of the company, promised not to transfer or entrust others to manage the shares issued before the initial public offering of the company held by him or the company to repurchase the shares issued before the initial public offering of the company held by him within 36 months from the date of listing of the company’s shares. 2. Lin Wenlong, the shareholder, director and general manager who holds more than 5% of the company’s shares, promises that within 12 months from the date of listing of the company’s shares, he will not transfer or entrust others to manage the shares issued before the initial public offering of the company held by him, nor will the company repurchase the shares issued before the initial public offering of the company held by him. 3. Xinjiang Xinshi chuangying equity investment partnership, a shareholder holding more than 5% of the company, promises not to transfer or entrust others to manage the shares held by the company before the initial public offering of the company, nor to repurchase the shares held by the company before the initial public offering of the company within 12 months from the date of listing of the company’s shares. (II) commitment to stabilize the company’s share price within three years after the initial public offering and listing: the issuer, controlling shareholders, directors, supervisors and senior managers have made corresponding commitments. (III) commitment to the authenticity, accuracy, completeness and timeliness of the prospectus: Qin long, the controlling shareholder, actual controller and chairman of the board of directors of the issuer and the company, promises that the prospectus for the initial public offering and listing of the company does not contain false records, misleading statements or major omissions, and is responsible for its authenticity, accuracy, completeness Timeliness shall bear individual and joint legal liabilities. (IV) commitments on matters related to failure to fulfill public commitments: the issuer, controlling shareholders, directors, supervisors and senior managers have made corresponding commitments. 4、 Other matters
Description of report items
As the company has completed the project of public issuance of convertible corporate bonds and listing, Jiao Yang and Chen Yichao are the sponsor representatives of the project, which is publicly disclosed for the first time The change of sponsor representative and its reasons, and the continuous supervision related to the issuance and listing shall be undertaken by the two persons.
In the process of reporting convertible corporate bonds and listing projects, Zhang Zeya, the original sponsor representative, left
Job title, changed to Jiao Yang.
2. During the reporting period, China Securities Regulatory Commission and Shenzhen Stock Exchange made no or no comments on the recommendation institutions
Matters and rectification of supervision measures taken by the company recommended by it
3. Other major matters to be reported none
Sponsor representative: Jiao Yang, Chen Yichao Haitong Securities Company Limited(600837) February 14, 2022
