Huatai United Securities Co., Ltd
About Sichuan Development Lomon Co.Ltd(002312)
Verification opinions on using temporarily idle funds to purchase bank financial management
Huatai United Securities Co., Ltd. (hereinafter referred to as "Huatai united" or "sponsor") is the sponsor of the continuous supervision of the non-public offering of shares of Listed Companies in 2020. In accordance with the requirements of the measures for the administration of securities issuance and listing recommendation business and the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange, the listed companies have carefully verified the use of temporarily idle own funds to purchase bank financial management. The specific verification is as follows:
1、 Investment overview
Sichuan Development Lomon Co.Ltd(002312) (hereinafter referred to as "the company") convened the 15th meeting of the 6th board of directors by means of communication on February 14, 2022, deliberated and adopted the proposal on using temporarily idle self owned funds to purchase bank financial products, and agreed that the company, on the premise of effectively controlling risks, The amount of using temporarily idle self owned funds to purchase bank financial products (hereinafter referred to as "purchasing financial products") shall not exceed RMB 500 million, which shall be valid within 12 months from the date of deliberation and approval by the general meeting of shareholders of the company. Within the validity period of the above amount and resolution, the funds can be recycled and used, and will be returned to the fund account of the company in time after expiration, At the same time, the general meeting of shareholders of the company shall authorize the management to decide all matters related to the management of temporarily idle self owned funds.
1. Investment type: the bank financial products purchased with temporarily idle self owned funds (hereinafter referred to as "purchased financial products") are investment products with high security and good liquidity issued by non related party financial institutions (including but not limited to structural deposits, short-term low-risk financial products, etc.).
2. Investment amount: no more than 500 million yuan, temporarily idle its own funds. The use period of the investment quota is 12 months from the date of deliberation and approval by the general meeting of shareholders. Within the validity period of the above quota and resolution, the funds can be recycled and used.
3. The use of temporarily idle self owned funds to purchase bank financial products this time has risks such as principal and income risk, market risk, policy risk, early termination risk, manager risk, force majeure risk and so on.
2、 Investment risk and risk control measures
1. Investment risk analysis
The above financial products purchased will be strictly screened to meet the requirements of good liquidity and controllable risk. However, the financial market is greatly affected by the macro-economy. It is not excluded that the investment is affected by market fluctuations. The company will intervene in a timely and appropriate manner according to the economic situation and changes in the financial market to reduce the investment risk caused by market fluctuations.
2. Measures to be taken against investment risks
(1) The company strictly selects investment objects and selects non related party financial institutions capable of ensuring capital safety for business cooperation;
(2) The company will strictly abide by the principle of prudent investment, which is organized and implemented by the president of the company. The specific operation of the company's financial department will timely analyze and track the progress of the purchase of structured deposits and bank financial products. If the evaluation finds that there are risk factors that may affect the safety of the company's funds, corresponding measures will be taken in time to control the investment risk;
(3) The internal audit department of the company is responsible for auditing and supervising the use and custody of funds of structured deposits, bank financial products and other products, and evaluating the possible risks;
(4) The company will timely perform the obligation of information disclosure in accordance with the relevant provisions of Shenzhen Stock Exchange;
(5) After the above financial products are due, they will be transferred to the company's capital account for management in time.
3、 Impact on the company
The company's purchase of financial products does not constitute a connected transaction, which is conducive to improving the use efficiency of temporarily idle funds, obtaining certain investment benefits, seeking more investment returns for the company and shareholders, and will not damage the interests of the company and all shareholders, especially small and medium-sized shareholders.
4、 Opinions of independent directors on the purchase of financial products
The independent directors of the company express their independent opinions as follows: without affecting the normal operation of the company and its subsidiaries, the purchase of high security, good liquidity, short-term (no more than 12 months) structural deposits, short-term low-risk financial products, etc. will help to improve the efficiency of the company's temporarily idle funds and will not affect the normal development of the company's main business, There is no situation that damages the interests of the company and all shareholders, especially the minority shareholders, and the relevant approval procedures comply with the relevant laws and regulations such as the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange and the provisions of the articles of association. To sum up, we agree that the company and its subsidiaries use temporary idle funds of no more than 500 million yuan to purchase bank financial products, and agree to submit this proposal to the general meeting of shareholders of the company for deliberation. 5、 Verification opinions of the recommendation institution
After verification, Huatai United Securities Co., Ltd. believes that:
Without affecting the normal operation of the company and its subsidiaries, the company and its subsidiaries use temporarily idle funds of no more than 500 million yuan to purchase financial products, and purchase safe, liquid, short-term (no more than 12 months) structured deposits and short-term low-risk financial products, which are conducive to improving the efficiency of capital use, It will not adversely affect the normal production and operation of the company, nor will it damage the interests of the company and all shareholders, especially minority shareholders. The purchase of financial products by the company has been reviewed and approved by the board of directors of the company, and the independent directors have expressed their independent opinions, which is in line with relevant laws and regulations and relevant provisions of Shenzhen Stock Exchange.
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Sponsor representative (signature):
Zhu Hongwei, Peng Haijiao
Huatai United Securities Co., Ltd
