Securities code: 002812 stock abbreviation: Yunnan Energy New Material Co.Ltd(002812) Announcement No.: 2022-027 bond Code: 128095 bond abbreviation: Enjie convertible bonds
Yunnan Energy New Material Co.Ltd(002812)
Incentive objects and insiders of stock option and restricted stock incentive plan in 2022
Self inspection report on the trading of company shares
The company and all directors guarantee that the contents of this announcement are true, accurate and complete without false records, misleading statements or major omissions.
Yunnan Energy New Material Co.Ltd(002812) (hereinafter referred to as “the company”) held the 41st meeting of the 4th board of directors and the 35th meeting of the 4th board of supervisors on January 24, 2022, deliberated and adopted the proposal on the company’s stock option and restricted stock incentive plan in 2022 (Draft) > and its summary and other relevant proposals, Http / / www.info.cn on February 25, 2022 Relevant announcements were disclosed on the.
In accordance with the measures for the administration of equity incentives of listed companies (hereinafter referred to as the “measures”), the measures for the administration of information disclosure of listed companies, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 – business handling (hereinafter referred to as the “self regulatory guidelines”) and other laws and regulations, as well as the relevant provisions of the Yunnan Energy New Material Co.Ltd(002812) articles of association, The company has taken sufficient and necessary confidentiality measures for the 2022 stock option and restricted stock incentive plan (hereinafter referred to as the “incentive plan”), and registered the insiders of the incentive plan.
In accordance with the relevant provisions of the administrative measures and the guidelines for self regulatory supervision, the company has conducted a self-examination on the purchase and sale of the company’s shares by the incentive objects and insiders of the incentive plan within 6 months before the public disclosure of the draft incentive plan through inquiry with the Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. the details are as follows:
1、 Scope and procedure of verification
1. The verification object is the incentive object and insider of the company’s incentive plan (hereinafter referred to as the “verification object”).
2. The insiders of the incentive plan filled in the registration form of insiders.
3. The company inquired and confirmed the purchase and sale of the company’s shares of the verification object six months before the initial public disclosure of the incentive plan (i.e. from July 23, 2021 to January 24, 2022, hereinafter referred to as the “self inspection period”) from China Securities Depository and Clearing Co., Ltd. Shenzhen Branch, which was approved by China Securities Depository and Clearing Co., Ltd
Securities code: 002812 stock abbreviation: Yunnan Energy New Material Co.Ltd(002812) Announcement No.: 2022-027 bond Code: 128095 bond abbreviation: Enjie convertible bonds
Shenzhen Branch of the limited liability company issued the inquiry certificate of shareholding and share change of information disclosure obligor and the detailed list of shareholder share change.
2、 Description of the purchase and sale of the company’s shares by the verification object
1. Purchase and sale of company shares by incentive objects
During the self-examination, a total of 134 incentive objects had stock trading behavior. According to the verification of the company, his behavior of buying and selling the company’s shares is based on the analysis of the company’s publicly disclosed information and his own judgment on the trading situation of the secondary market. Before buying and selling the company’s shares, he did not know the specific scheme elements and other relevant information of the incentive plan, and no insider disclosed the insider information of the incentive plan to him, There is no trading with inside information.
2. Insider information insider and other entities trading company shares
During the self-examination, a total of one insider (PU Shu) had stock trading behavior. According to the verification of the company, Pu Shu himself did not buy or sell the company’s shares during the period when the inside information was known, and his trading behavior during the self inspection period was based on the analysis of the company’s publicly disclosed information and his own judgment on the trading market of the secondary market. He did not know the relevant inside information when buying and selling the company’s shares, and there was no situation of insider trading due to knowing the inside information, It has nothing to do with the inside information of this incentive plan.
During the self inspection, the intermediary Citic Securities Company Limited(600030) self operated account and asset management plan had the behavior of buying and selling the company’s shares. After verification by the company, Citic Securities Company Limited(600030) has formulated and implemented the information separation wall system, and set up a separation wall between businesses with conflict of interest to prevent the improper circulation of insider information. The behavior of Citic Securities Company Limited(600030) buying and selling the company’s shares during the self-examination is an independent investment behavior based on the investment strategy of its self-supporting department and asset management department on the premise of strictly abiding by the information separation wall system, Relevant departments have not been informed of the inside information of the company’s planning of this incentive plan, and there is no case of trading with inside information.
3、 Conclusion
To sum up, in the process of planning the incentive plan, the company has taken corresponding confidentiality measures in accordance with relevant regulations, and timely registered the relevant company personnel and intermediaries who have access to insider information; Before the announcement of this incentive plan, the company did not disclose insider information. After verification, it is not found that the insiders and incentive objects use the insider information related to the incentive plan during the self-examination
Securities code: 002812 stock abbreviation: Yunnan Energy New Material Co.Ltd(002812) Announcement No.: 2022-027 bond Code: 128095 bond abbreviation: Enjie convertible bonds
The act of buying and selling stocks.
4、 Documents for future reference
1. Inquiry certificate of shareholding and share change of information disclosure obligor issued by China Securities Depository and Clearing Co., Ltd. Shenzhen Branch;
2. Detailed list of changes in shareholders’ shares issued by Shenzhen Branch of China Securities Depository and Clearing Corporation.
It is hereby announced.
Yunnan Energy New Material Co.Ltd(002812) board of directors February 14, 2002
