Securities code: 002973 securities abbreviation: Qiaoyin City Management Co.Ltd(002973) Announcement No.: 2022-013 bond Code: 128138 bond abbreviation: Overseas Chinese bank convertible bond
Qiaoyin City Management Co.Ltd(002973)
Self inspection report on the trading of company shares by insiders and incentive objects of the stock option incentive plan in 2022
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Qiaoyin City Management Co.Ltd(002973) (hereinafter referred to as "the company") held the 40th meeting of the second board of directors and the 23rd Meeting of the second board of supervisors on January 24, 2022, deliberated and adopted the proposal on the company's stock option incentive plan (Draft) > and summary in 2022 and other relevant proposals. For details, see the company's publication on cninfo.com on January 26, 2022（ http://www.cn.info.com.cn. ）Relevant announcements on.
According to the relevant provisions of laws, regulations and normative documents such as the measures for the administration of equity incentives of listed companies and the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 - business handling, through inquiry with China Securities Depository and Clearing Co., Ltd. Shenzhen Branch, The company conducts a self-examination on the purchase and sale of the company's shares by insiders and incentive objects of the 2022 stock option incentive plan (hereinafter referred to as the "incentive plan") within 6 months before the public disclosure of the incentive plan (Draft) (i.e. from July 23, 2021 to January 25, 2022, hereinafter referred to as the "self-examination period"). The specific circumstances are as follows:
1、 Scope and procedure of verification
(I) the verification object is the insider and incentive object of the incentive plan.
(II) the insiders of the incentive plan have filled in the registration form of insiders. (III) the company inquired and confirmed with the Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. about the purchase and sale of the company's shares by the verification object during the self inspection period. China Securities Depository and Clearing Co., Ltd. Shenzhen Branch has issued the inquiry certificate of shareholding and share change of information disclosure obligor and the detailed list of shareholder share change.
2、 Description of the purchase and sale of the company's shares by the verification object
According to the inquiry certificate on Shareholding and share change of information disclosure obligor and the detailed list of shareholder share change issued by Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. on February 8, 2022, during the self inspection, except for the personnel listed in the table below, the other verification objects did not buy or sell the company's shares. The details of the purchase and sale of the company's shares by the six verification objects during the self inspection are as follows:
Serial number name cumulative purchased shares (shares) cumulative sold shares (shares) during self inspection
1 Wu Yuling 13600 13700
2 Wang Zikai 1200
3 Xia Yuting 0 100
4 weeks Donghua 100
5 Chen Lijun 200 0
6 Huang Meihua 100
After verification: when the above six verification objects bought and sold the company's shares during the self inspection period, the company had not planned the relevant matters of the incentive plan. Their trading of the company's shares was based on their own judgment of the trading situation in the secondary market and personal capital arrangement, and there was no insider trading due to knowing the insider information.
In the process of planning this incentive plan, the company limits the scope of personnel participating in the planning and discussion in strict accordance with the measures for the administration of equity incentive of listed companies and the registration and management system of insiders, and takes corresponding confidentiality measures. The company has registered the insiders in the stages of negotiation and planning, demonstration and consultation, decision-making and discussion of the incentive plan. The insiders are strictly controlled within the scope of the personnel registered in the insider registration form. Before the company issues the relevant announcement of the incentive plan, no information leakage is found.
3、 Concluding observations
To sum up, within 6 months before the public disclosure of the incentive plan (Draft), no insider and incentive object of the incentive plan were found to have used the insider information of the incentive plan to buy and sell the company's shares.
4、 Documents for future reference
(I) inquiry certificate of shareholding and share change of information disclosure obligor issued by Shenzhen Branch of China Securities Depository and Clearing Co., Ltd;
(II) detailed list of changes in shareholders' shares issued by Shenzhen Branch of China Securities Depository and Clearing Corporation.
It is hereby announced.
Qiaoyin City Management Co.Ltd(002973) board of directors
February 14, 2022
