Securities code: 688002 securities abbreviation: Raytron Technology Co.Ltd(688002) Announcement No.: 2022-004
Raytron Technology Co.Ltd(688002)
The company has been punished or punished by the securities regulatory authority and the exchange in the past five years
Announcement of regulatory measures and rectification
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal liabilities for the authenticity, accuracy and completeness of its contents according to law
Raytron Technology Co.Ltd(688002) (hereinafter referred to as "the company") held the 26th meeting of the second board of directors and the 17th meeting of the second board of supervisors on February 11, 2022, deliberated and adopted relevant proposals on the company's issuance of convertible corporate bonds to unspecified objects. The company has conducted a self-examination on whether it has been taken regulatory measures or punished by the securities regulatory authorities and stock exchanges in recent five years. The self-examination results are as follows:
1、 Punishment by securities regulatory authorities and exchanges in the past five years
The company has not been punished by the securities regulatory authority and the exchange in the past five years.
2、 Regulatory measures taken by securities regulatory authorities and exchanges in the past five years
1. Details of regulatory measures received by the company in the last five years
(1) On January 20 and January 21, 2020, investors asked whether the company's products were applied to the crowd detection and prevention and control projects of infectious diseases, whether there was a module for human infrared temperature measurement, and whether it produced handheld infrared temperature measurement equipment. In January 21st, the company replied that the temperature module of the subsidiary Yantai Ai Rui Photoelectric Technology Co., Ltd. and the human body precise screening infrared thermal imager can accurately screen the high fever crowd, effectively curb the spread of New Coronavirus pneumonia, the temperature module and human body temperature fast and accurate screening infrared thermal imager have been applied to the first line of epidemic screening. On January 22, 2020, the company received the supervision letter on matters related to the release of information on the Raytron Technology Co.Ltd(688002) e interactive platform issued by the supervision department of the science and Innovation Board Company of Shanghai Stock Exchange (SSE Ke Chuang Gong Han [2020] No. 0005); On March 8, 2020, the company and Mr. Zhao Fangyan, the Secretary of the board of directors, respectively received the disciplinary punishment of the decision on circulating a notice of criticism to Raytron Technology Co.Ltd(688002) Zhao Fangyan, who served as the Secretary of the board of directors in time (szkcgch [2020] No. 0009) issued by Shanghai Stock Exchange; On March 9, 2020, the company and the Secretary of the board of directors, Mr. Zhao Fangyan, respectively received the decision on the regulatory measures of issuing warning letters to Raytron Technology Co.Ltd(688002) and Zhao Fangyan issued by Shandong regulatory bureau of China Securities Regulatory Commission (2020 [11]).
(2) Zhao Fangyan, director, deputy general manager, Secretary of the board of directors and chief financial officer of the company, sold 80000 shares of the company through centralized bidding on September 29, 2020, with an average transaction price of 85.015 yuan / share. Chen Wenxiang, supervisor, sold 5000 shares of the company through centralized bidding on September 29, 2020, with an average transaction price of 85.16 yuan / share. The company first made an appointment for the disclosure date of the third quarter report of 2020 on October 28, 2020. The above transactions constitute the reduction of shares in the window period. On September 30, 2020, the company received the supervision letter on the stock reduction of Raytron Technology Co.Ltd(688002) directors, supervisors and senior managers in the window period issued by the supervision department of science and Innovation Board Company of Shanghai Stock Exchange (szkch [2020] No. 0041); On October 14, 2020, Chen Wenxiang received an oral warning from the regulatory department of the science and Innovation Board Company of Shanghai Stock Exchange on its illegal reduction of holdings in the window period; On October 15, 2020, Zhao Fangyan received the decision on paying attention to the supervision of Zhao Fangyan, then director, deputy general manager, Secretary of the board of directors and chief financial officer of Raytron Technology Co.Ltd(688002) from the supervision department of the science and Innovation Board of Shanghai Stock Exchange (szkcgjh [2020] No. 0002); On October 30, 2020, Zhao Fangyan and Chen Wenxiang respectively received the letter on the supervision of Zhao Fangyan (lzjh [2020] No. 259) and the letter on the supervision of Chen Wenxiang (lzjh [2020] No. 260) issued by Shandong regulatory bureau of China Securities Regulatory Commission.
2. Rectification
In view of the above matters, the company and relevant personnel actively rectified according to the requirements of the regulatory authorities, strengthened the study of laws, regulations and normative documents of listed companies, strengthened internal management, continuously improved the quality of information disclosure, promoted the healthy, stable and sustainable development of the company, and better safeguarded and protected the rights and interests of investors.
In addition to the above circumstances, the company has not been punished or taken regulatory measures by the securities regulatory authorities and the exchange in the past five years.
It is hereby announced.
Raytron Technology Co.Ltd(688002) board of directors February 14, 2022
