Guotai Junan Securities Co.Ltd(601211)
About Thinkon Semiconductor Jinzhou Corp(688233)
Verification opinions on the listing and circulation of strategic placement restricted shares in initial public offering
Guotai Junan Securities Co.Ltd(601211) (hereinafter referred to as " Guotai Junan Securities Co.Ltd(601211) " or "recommendation institution") as a recommendation institution for initial public offering of Thinkon Semiconductor Jinzhou Corp(688233) (hereinafter referred to as " Thinkon Semiconductor Jinzhou Corp(688233) " or "company") and listing on the science and innovation board, in accordance with the company law of the people's Republic of China, the securities law of the people's Republic of China and the administrative measures for recommendation business of securities issuance and listing Relevant provisions such as the Listing Rules of Shanghai Stock Exchange on the science and innovation board and the measures for the continuous supervision of listed companies on the science and Innovation Board (for Trial Implementation) have verified the listing and circulation of Thinkon Semiconductor Jinzhou Corp(688233) strategic placement restricted shares to be listed in the initial public offering. The details are as follows: I. The types of restricted shares to be listed and circulated this time
According to the reply on Approving the registration of Thinkon Semiconductor Jinzhou Corp(688233) initial public offering shares (zjxk [2020] No. 100) issued by China Securities Regulatory Commission (hereinafter referred to as "CSRC") on January 14, 2020, Thinkon Semiconductor Jinzhou Corp(688233) (hereinafter referred to as "the company") is approved to publicly issue 40000000 RMB ordinary shares to the public, It was listed on the science and Innovation Board of Shanghai Stock Exchange on February 21, 2020. After the completion of the initial public offering of shares, the total share capital of the company is 16000000 shares, including 36566667 tradable shares with unlimited sales conditions and 123433333 tradable shares with limited sales conditions.
The restricted shares traded in this listing are the strategic placement restricted shares of the company's initial public offering. The lock-in period is 24 months from the date of listing of the company's initial public offering shares on the Shanghai Stock Exchange. The shareholder is Guotai Junan Securities Co.Ltd(601211) Zhengyu Investment Co., Ltd. (hereinafter referred to as "Zhengyu investment"), and the number of shares is 1845869, accounting for 1.15% of the company's total share capital at the time of listing, The restricted period of this part of restricted shares is about to expire and will be listed and circulated from February 21, 2022.
2、 Changes in the number of share capital of the company since the formation of restricted shares listed and circulated this time
From the formation of restricted shares listed and circulated this time to the date of disclosure of this announcement, the company has no change in the number of share capital due to profit distribution and conversion of reserve fund.
3、 Relevant commitments of restricted shares in circulation in this listing
The restricted shares listed and circulated this time belong to the strategic allotment shares of the initial public offering. The relevant commitments made by the allotment object Zhengyu investment on the listing and circulation of shares are as follows: the number of allocated shares invested by Zhengyu Investment Co., Ltd. this time is 1845869 shares, and the lock-in period of allocated shares is 24 months, The lock-in period shall be calculated from the date when the shares of this public offering are listed on the Shanghai Stock Exchange.
In addition to the above commitments, the shareholders of restricted shares applying for listing this time have no other special commitments.
As of the date of disclosure of this announcement, the shareholders of restricted shares in this listing and circulation have strictly fulfilled their share locking commitments during the restriction period, and there is no situation that the failure to fulfill relevant commitments affects the listing and circulation of restricted shares. 4、 Circulation of restricted shares in this listing
(I) the total number of restricted shares in circulation this time is 1845869
(II) the listing and circulation date is February 21, 2022
(III) listing and circulation list of restricted shares
No. name of shareholder number of shares held with limited sales proportion of shares held with limited sales in the total share capital of the company's remaining restricted shares (shares) in circulation this time number (shares) number (shares)
1. Zhengyu investment 1845869 1.15% 1845869 0
Total 1845869 1.15% 0
(IV) listing and circulation of restricted shares
Serial No. type of restricted shares number of shares in circulation (shares) restricted period (month)
1 initial strategic placement shares 1845869 24
Total 1845869/
5、 Verification opinions of the recommendation institution
After verification, the recommendation institution believes that:
The number of Restricted Shares applied for listing and circulation and the listing and circulation time are in line with relevant laws and regulations such as the company law of the people's Republic of China, the securities law of the people's Republic of China, the measures for the administration of securities issuance and listing recommendation business, the Listing Rules of Shanghai Stock Exchange on the science and innovation board and the measures for the continuous supervision of companies listed on the science and Innovation Board (for Trial Implementation) Provisions of normative documents and contents of shareholders' commitments; As of the date of issuance of this verification opinion, the commitments of relevant shareholders on share locking have been strictly fulfilled, and the relevant information disclosure is true, accurate and complete. In conclusion, the recommendation institution has no objection to the listing and circulation of the company's restricted shares.
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(there is no text on this page, which is the signature page of Guotai Junan Securities Co.Ltd(601211) verification opinions on the listing and circulation of Thinkon Semiconductor Jinzhou Corp(688233) strategic placement restricted shares in initial public offering)
Signature of sponsor representative:
Yao Weiwei, Huang Xiang
Guotai Junan Securities Co.Ltd(601211) mm / DD / yy
