Securities code: 300207 securities abbreviation: Sunwoda Electronic Co.Ltd(300207) Announcement No.: 2022-029 Sunwoda Electronic Co.Ltd(300207)
Insider information about stock option plan and restricted stock option in 2022
Self inspection report on the trading of company shares
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
On January 19, 2022, Sunwoda Electronic Co.Ltd(300207) (hereinafter referred to as "the company" and "the company") held the 23rd Meeting of the Fifth Board of directors, deliberated and adopted the proposal on the company's incentive plan for restricted shares and stock options in 2022 (Draft) and its summary The proposal on the management measures for the implementation and assessment of the company's restricted stock and stock option incentive plan in 2022 and the proposal on submitting to the general meeting of shareholders to authorize the board of directors to handle matters related to the company's restricted stock and stock option incentive plan in 2022 were posted on cninfo.com.cn on January 21, 2022 Relevant announcements shall be disclosed on the website.
In accordance with the measures for the administration of information disclosure of listed companies, the information disclosure management system of the company and relevant internal confidentiality systems, the company has taken sufficient and necessary confidentiality measures for the 2022 restricted stock and stock option incentive plan (hereinafter referred to as the "incentive plan") and registered the insiders of the incentive plan. According to the requirements of laws, regulations and normative documents such as the measures for the administration of equity incentives of listed companies and the self regulatory guide for companies listed on the gem of Shenzhen Stock Exchange No. 1 - business handling, The company conducts a self inspection on the trading of the company's shares by insiders of the incentive plan within 6 months before the public disclosure of the draft incentive plan (i.e. from July 20, 2021 to January 20, 2022, hereinafter referred to as the "self inspection period"). The specific conditions are as follows:
1、 Verification scope and procedure
1. The object of this verification is the insider of the incentive plan.
2. The insiders of the incentive plan have filled in the registration form of insiders. 3. The company inquired the Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. about the trading of the company's shares during the self inspection period of the verification object (i.e. from July 20, 2021 to January 20, 2022), and the Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. issued the written query results.
2、 Description of the purchase and sale of the company's shares by the verification object during the self inspection period
According to the inquiry certificate on Shareholding and share change of information disclosure obligors and the detailed list of shareholder share change issued by Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. on January 25, 2022, the shares of the company under verification are as follows:
During the self inspection, a total of 5 insiders traded the company's shares. According to the verification of the company and the statement issued by the insider, when the insider buys and sells the company's shares, the company has not planned the relevant matters of the incentive plan, and its purchase and sale of the company's shares is a decision made by himself based on personal independent judgment, and there is no situation of insider trading due to knowing the insider information.
3、 Conclusion
In the process of planning the incentive plan, the company strictly follows the measures for the administration of information disclosure of listed companies, the company's information disclosure management system and relevant internal confidentiality systems of the company, strictly limits the scope of personnel participating in the planning and discussion, timely registers the relevant company personnel and intermediaries who have access to insider information, and takes corresponding confidentiality measures. Before the company publicly disclosed the relevant announcement of the incentive plan for the first time, no information disclosure was found. After verification, within six months before the public disclosure of the draft incentive plan, no insider was found to use the relevant insider information of the incentive plan for stock trading or disclose the relevant insider information of the incentive plan.
4、 Documents for future reference
1. Inquiry certificate of shareholding and share change of information disclosure obligor issued by China Securities Depository and Clearing Co., Ltd. Shenzhen Branch;
2. Detailed list of changes in shareholders' shares issued by Shenzhen Branch of China Securities Depository and Clearing Corporation.
It is hereby announced.
Sunwoda Electronic Co.Ltd(300207)
Board of directors
February 11, 2022
