China International Capital Corporation Limited(601995)
About Beijing Huafeng Test & Control Technology Co.Ltd(688200) initial public offering
Verification opinions on the listing and circulation of some restricted shares
China International Capital Corporation Limited(601995) (hereinafter referred to as ” China International Capital Corporation Limited(601995) ” or “sponsor”) as a sponsor of Beijing Huafeng Test & Control Technology Co.Ltd(688200) (hereinafter referred to as ” Beijing Huafeng Test & Control Technology Co.Ltd(688200) ” or “company”) initial public offering of shares and listing on the science and innovation board, In accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the measures for the administration of securities issuance by listed companies, the measures for the administration of securities issuance and listing recommendation business, the Listing Rules of the science and Innovation Board of Shanghai Stock Exchange and other relevant laws, regulations and normative documents, We have carefully verified the lifting of the ban on the listing and circulation of some restricted shares in the initial public offering of Beijing Huafeng Test & Control Technology Co.Ltd(688200) and issued the following verification opinions: first, the types of restricted shares in this listing and circulation
According to the reply on Approving the registration of Beijing Huafeng Test & Control Technology Co.Ltd(688200) initial public offering (zjxk [2020] No. 93) issued by China Securities Regulatory Commission on January 14, 2020, the company was approved to publicly issue 15296297 RMB ordinary shares to the public and was listed on Shanghai Stock Exchange on February 18, 2020. After the completion of the initial public offering of shares, the total share capital of the company is 61185186 shares, including 13243079 tradable shares with unlimited conditions and 47942107 tradable shares with limited conditions.
The restricted shares listed and circulated this time belong to the strategic placement restricted shares of the company’s initial public offering. The restricted period is 24 months from the date of listing of the company’s shares. A total of one restricted share shareholder is China CICC wealth Securities Co., Ltd., holding a total of 558607 restricted shares, accounting for 0.91% of the company’s total share capital. The above restricted shares will be listed and circulated from February 18, 2022. 2、 Changes in the number of share capital of the company since the formation of restricted shares listed and circulated this time
After the initial public offering, the share capital of the company is 61185186 shares, including 13243079 tradable shares with unlimited sales conditions and 47942107 tradable shares with limited sales conditions.
On May 27, 2021, the company’s 2020 restricted stock incentive plan granted a total of 143568 shares for the first time, completed the ownership and registration, and was listed and circulated on June 2, 2021. The total share capital of the company was changed from 61185186 shares to 61328754 shares.
In addition to the above matters, since the formation of the restricted shares listed and circulated this time, the company has not changed the number of share capital due to profit distribution, conversion of provident fund and other matters. 3、 Relevant commitments of restricted shares circulating in this listing
The restricted shares listed and circulated this time are the strategic placement shares jointly invested by China Zhongjin wealth Securities Co., Ltd., a relevant subsidiary legally established by the sponsor China International Capital Corporation Limited(601995) of the company’s initial public offering. The restricted period of the shares promised to be allocated is 24 months, which shall be calculated from the date when the shares of the public development bank are listed on the Shanghai Stock Exchange.
In addition to the above commitments, the shareholders of strategic placement restricted shares applying for listing have no other special commitments. As of the disclosure date of this verification opinion, the above shareholders have strictly fulfilled their commitments, and there is no situation in which the non performance of relevant commitments affects the listing and circulation of restricted shares. 4、 Restricted shares circulating in this listing
(I) the total number of restricted shares in circulation this time is 558607.
(II) the listing and circulation date is February 18, 2022.
(III) listing and circulation list of restricted shares:
Number of restricted shares held number of restricted shares held in the number of remaining restricted shares in circulation no. of shareholders name amount (shares) proportion of total share capital of the company number (shares) amount (shares) example (%)
1 CICC fortune 558607 0.91 558607 0 Securities Co., Ltd
Total 558607 0.91
(IV) listing and circulation of restricted shares:
Serial No. type of restricted shares current listed circulation (shares)
1 strategic placement shares 558607
Total 558607
5、 Verification opinions of the recommendation institution
After verification, the sponsor believes that as of the date of issuance of this verification opinion, Beijing Huafeng Test & Control Technology Co.Ltd(688200) restricted share holders have strictly fulfilled their commitments made in the company’s initial public offering. The listing and circulation of restricted shares complies with the requirements of relevant laws, regulations and normative documents such as the measures for the continuous supervision of listed companies on the science and Innovation Board (for Trial Implementation) and the Listing Rules of shares on the science and Innovation Board of Shanghai Stock Exchange; The number of restricted shares lifted and the listing and circulation time of the restricted shares comply with relevant laws, administrative regulations, departmental rules, relevant rules and shareholders’ commitments. In conclusion, China International Capital Corporation Limited(601995) has no objection to the listing and circulation of Beijing Huafeng Test & Control Technology Co.Ltd(688200) restricted shares in this initial public offering.
(no text below)
(there is no text on this page, which is the signature page of China International Capital Corporation Limited(601995) verification opinions on the listing and circulation of some restricted shares in Beijing Huafeng Test & Control Technology Co.Ltd(688200) initial public offering)
Sponsor representative: Jia Yizhen Xingke
China International Capital Corporation Limited(601995) February 10, 2022
