China catalyst new materials Co., Ltd
Announcement on the results of initial public offering and listing on the science and Innovation Board
Recommendation institution (lead underwriter): Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting recommendation Co., Ltd
The application of China catalyst new materials Co., Ltd. (hereinafter referred to as "China catalyst", "issuer" or "company") for initial public offering of RMB common shares (A shares) and listing on the science and Innovation Board (hereinafter referred to as "this offering") was examined and approved by the members of the stock listing committee of the science and Innovation Board of Shanghai Stock Exchange on November 4, 2021, Registered and approved by China Securities Regulatory Commission [20210]. The sponsor (lead underwriter) of this offering is Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting sponsor Co., Ltd. (hereinafter referred to as " Shenwan Hongyuan Group Co.Ltd(000166) underwriting sponsor" or "sponsor (lead underwriter)"). The issuer's stock is abbreviated as "China catalyst", the expansion is abbreviated as "China catalyst shares", and the stock code is "688267".
This offering is conducted by a combination of directional placement to strategic investors (hereinafter referred to as "strategic placement"), offline inquiry placement to qualified investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding the market value of non restricted A-Shares and non restricted depositary receipts in Shanghai market (hereinafter referred to as "online issuance").
According to the preliminary inquiry results, the issuer and the lead underwriter negotiated and determined that the price of this stock issuance is 41.90 yuan / share and the number of shares issued is 44.05 million, all of which are public new shares, based on the issuer's fundamentals, market conditions, industry, valuation level of Listed Companies in the same industry, demand for raised funds, underwriting risk and other factors, Shareholders of the company do not offer shares to the public.
The initial number of strategic placement shares issued in this issuance is 6607500 shares, accounting for 15.00% of this issuance. The subscription funds promised by the strategic investors and the brokerage commission for the placement of new shares have been fully remitted to the bank account designated by the lead underwriter within the specified time. The final number of strategic placements in this offering was 5647180 shares, accounting for 12.82% of the total number of shares issued this time. The difference between the initial number of strategic placements and the final number of strategic placements was 960320 shares, which were transferred back to offline issuance.
After the adjustment of strategic placement and before the launch of online and offline call back mechanism, the number of offline issuance was adjusted to 2717032 shares, accounting for 70.75% of the number issued after deducting the final strategic placement; The number of shares issued online was 11.2325 million, accounting for 29.25% of the number issued after deducting the final strategic placement.
According to the callback mechanism announced in the announcement on the initial public offering of shares by China catalyst new materials Co., Ltd. and its listing on the science and Innovation Board (hereinafter referred to as the "issuance announcement"), since the initial effective subscription multiple on the Internet is 4300.32 times, higher than 100 times, the issuer and the recommendation institution (lead underwriter) decided to start the callback mechanism, After deducting the final strategic placement, 10% (rounded up to an integral multiple of 500 shares, i.e. 3840500 shares) of the number of shares in this public offering will be transferred back from offline to online.
After the online and offline call back mechanism was launched, the final number of shares issued offline was 23329820, accounting for 60.75% of the total number of shares issued after deducting the final strategic placement and 52.96% of the total number of shares issued this time; The final number of shares issued online is 15073000, accounting for 39.25% of the number issued after deducting the final strategic placement, and 34.22% of the total number of shares issued this time. After the callback mechanism was launched, the final winning rate of online issuance was 0.03120491%.
The online and offline subscription and payment work of this offering has been completed on February 9, 2022 (T + 2).
1、 Statistics of new share subscription
The sponsor (lead underwriter) made statistics on the subscription of new shares issued online and offline in this strategic placement according to the payment of strategic investors and the data provided by Shanghai Stock Exchange and China Securities Depository and Clearing Co., Ltd. Shanghai Branch (hereinafter referred to as "China Securities Depository and Clearing Co., Ltd."), and the results are as follows:
(I) strategic placement
In this offering, the selection of strategic placement investors is comprehensively determined after considering the qualification of investors and market conditions. It is Shenyin Wanguo innovation Securities Investment Co., Ltd. (an alternative investment subsidiary established by the parent company of the sponsor participating in the follow-up investment, hereinafter referred to as "Shenwan innovation investment") The senior managers and core employees of the issuer participated in the special asset management plan established by this strategic placement ( Shenwan Hongyuan Group Co.Ltd(000166) medium catalyst employees participated in the No. 1 collective asset management plan of the strategic placement on the science and innovation board, hereinafter referred to as "medium catalyst No. 1 asset management plan").
The subscription results of strategic investors are as follows:
Allotment of new shares
Proportion of allocated shares in principal selling brokerage
No. number of types of investors (10000 times of issuance, allocated amount, total Commission (10000 sales restriction period)
Number of shares (10000 yuan) (10000 yuan)
Scale (yuan)
（%）
1 Shenwan innovation sponsor 143.1980 3.25% 5999.9962 - 5999.9962 24 months
Investment subsidiary
Issuer's high
Level management
Medium catalyst 1 and core employees
No. 2 asset management plan participated in the war 421.5200 9.57% 17661.6880 88.3084 17749.9964 12 months
Establishment of strategic placement
Special assets
management plan
Total - 564.718 12.82% 23661.6842 88.3084 23749.9926-
(II) online subscription of new shares
1. Number of shares subscribed by online investors: 14876786 shares;
2. Subscription amount paid by online investors: 623337333.40 yuan;
3. Number of online investors giving up subscription: 196214 shares;
4. Subscription amount abandoned by online investors: 8221366.60 yuan.
(III) offline subscription of new shares
1. Number of shares subscribed by offline investors: 23329530 shares;
2. Subscription amount paid by offline investors: 977507307.00 yuan;
3. Number of offline investors giving up subscription: 290 shares;
4. Subscription amount waived by offline investors: 12151.00 yuan;
5. The brokerage commission for placing new shares paid by offline investors is 4887560.00 yuan.
The list of unpaid funds for the initial placement obtained by offline investors is as follows:
The name of the investment placement object under the order network, the initial allocation amount, the commission payable, the actual payment of the subscription number, the name of the person who gives up the subscription number, the number of shares sold in the securities account (yuan) (yuan), the amount of money (yuan), the number of shares purchased (shares) (yuan) (shares)
No. 35, Huazhong, Yiluo, Henan
1 investment management ELO private placement certificate b884379832 290 12151.00 60.76 12211.76 0 290 Co., Ltd. bond investment fund
Total 290 12151.00 60.76 12211.76 0 290
2、 Offline placement lottery results
The issuer and the recommendation institution (lead underwriter) shall make an initial public offering of shares and be listed on the science and innovation board in accordance with the China catalyst
The issuance announcement was made in Zijin, No. 778 Dongfang Road, Pudong New Area, Shanghai on the morning of February 10 (T + 3), 2022
Haitang hall, the meeting room on the fourth floor of Shanda Hotel, will conduct the lottery for the online lower limit sales account of this issuance. The lottery ceremony was conducted in accordance with the principles of openness, fairness and impartiality. The process and results of the lottery have been notarized by Shanghai Oriental notary office.
The winning results are as follows:
Last digit winning lot number
Last "1" digit 0
Securities investment funds and other partial stock asset management plans (including public offering products set up to meet the investment needs of investors who do not meet the appropriateness requirements of investors on the science and Innovation Board), basic endowment insurance funds, national social security funds If the mantissa of the subscription allotment number held by the enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund, insurance funds in accordance with the measures for the administration of the use of insurance funds and other relevant provisions, and the funds of qualified foreign institutional investors are the same as the above number, it is the winning number.
A total of 5543 accounts participated in the offline placement and lottery in this issuance, and the number of accounts corresponding to 10% of the final allocated accounts (rounded up) is 555. According to the lottery results, all the winning accounts have obtained the shares for this placement, and the sales restriction period is 6 months. The number of shares corresponding to this part of the account is 1629638 shares, accounting for 6.99% of the total offline issuance and 4.24% of the total public offering after deducting the final strategic placement.
Please refer to the "attached table: table of lottery results of offline placement" for the specific conditions of the placing objects who won the lottery in this offline lottery. 3、 Underwriting by the recommendation institution (lead underwriter)
The number of shares abandoned by online and offline investors is underwritten by the sponsor (lead underwriter). The total number of underwritten shares is 196504 shares, and the underwritten amount is 8233517.60 yuan. The number of underwritten shares accounts for 0.51% of the issued number after deducting the final strategic distribution, and the number of underwritten shares accounts for 0.45% of the total issued number. On February 11, 2022 (T + 4), the recommendation institution (lead underwriter) will transfer the underwriting funds to the issuer together with the funds paid and subscribed by strategic investors and online and offline investors after deducting the recommendation underwriting fee and new share placement brokerage commission. The issuer will submit an application for share registration to China Clearing Shanghai Branch, Register the underwritten shares in the securities account designated by the sponsor (lead underwriter). 3、 Contact information of sponsor (lead underwriter)
If online and offline investors have any questions about the issuance results published in this announcement, please contact the sponsor (lead underwriter) of this issuance. The specific contact information is as follows:
Recommendation institution (lead underwriter): Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting recommendation Co., Ltd
Contact: capital market department
Tel: 021-54033654, 021-54033647
Issuer: China catalyst new materials Co., Ltd. sponsor (lead underwriter): Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting sponsor Co., Ltd. February 11, 2022 (seal page)
Issuer: China catalyst new materials Co., Ltd. February 11, 2022
(there is no text on this page, which is the seal page of the announcement on the results of initial public offering of shares and listing on the science and Innovation Board of China catalyst new materials Co., Ltd.)
Recommendation institution (lead underwriter): Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting recommendation Co., Ltd
