Securities code: 300763 securities abbreviation: Ginlong Technologies Co.Ltd(300763) Announcement No.: 2022-010 Ginlong Technologies Co.Ltd(300763)
Issue convertible corporate bonds to unspecified objects
Announcement on the success rate of online issuance and priority placement results
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
hot tip
Ginlong Technologies Co.Ltd(300763) (hereinafter referred to as the “issuer”) and the recommendation institution (lead underwriter) Haitong Securities Company Limited(600837) (hereinafter referred to as the “recommendation institution (lead underwriter)” or ” Haitong Securities Company Limited(600837) “) in accordance with the securities law of the people’s Republic of China and the measures for the Administration of securities issuance and underwriting (CSRC order [No. 144]) Measures for the administration of securities issuance and registration of companies listed on the gem (for Trial Implementation) (order [No. 168] of the CSRC) Detailed rules for the implementation of convertible corporate bond business of Shenzhen Stock Exchange (revised in December 2018) (hereinafter referred to as “detailed rules”) and “section 3 of Chapter III refinancing and M & a reorganization, issuing convertible corporate bonds to unspecified objects” of “self regulatory guidelines for companies listed on the gem of Shenzhen Stock Exchange No. 1 – business handling” And other relevant provisions to issue convertible corporate bonds to unspecified objects (hereinafter referred to as “convertible bonds”).
The convertible bonds issued this time shall be placed preferentially to the original shareholders registered in Shenzhen Branch of China Securities Depository and Clearing Corporation Limited (hereinafter referred to as “Shenzhen Branch of China Securities Depository and Clearing Corporation” or “registration company”) after the closing of the market on the equity registration date of the issuer, The balance after the preferential placement of the original shareholders (including the part that the original shareholders give up the preferential placement) is priced and issued to the public investors through the trading system of Shenzhen Stock Exchange (hereinafter referred to as “Shenzhen Stock Exchange”). Investors who participate in online subscription application should carefully read this announcement and the website of Shenzhen Stock Exchange (www.szse. CN.) The promulgated implementation rules.
The key tips on the issuance process, subscription, payment and disposal of investors’ abandonment of convertible corporate bonds issued to unspecified objects are as follows:
1. After winning the subscription of convertible bonds, online investors shall fulfill the obligation of capital settlement in accordance with the announcement of online winning results of issuing convertible corporate bonds to unspecified objects Ginlong Technologies Co.Ltd(300763) , so as to ensure that their capital account will eventually have sufficient subscription funds on February 14 (T + 2) 2022. The transfer of investors’ funds shall comply with the relevant provisions of the securities company where the investors are located. If the investor’s subscription fund is insufficient, the insufficient part shall be deemed as giving up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor.
2. When the total number of convertible bonds subscribed by the original shareholders and online investors is less than 70% of the number of this issue; Or when the total number of convertible bonds subscribed by the original shareholders and paid by online investors is less than 70% of the number of this issuance, the issuer and the lead underwriter will negotiate whether to take measures to suspend the issuance and report to the Shenzhen Stock Exchange in time. If the issuance is suspended, announce the reasons for the suspension and restart the issuance at the right time. The issuance of convertible corporate bonds to unspecified objects is underwritten by the sponsor (lead underwriter) in the form of balance underwriting. The part of the subscription amount of this issuance less than 897 million yuan is underwritten by the lead underwriter. The underwriting base is 897 million yuan. The lead underwriter determines the final placement result and underwriting amount according to the online capital arrival. In principle, the underwriting proportion of the lead underwriter shall not exceed 30% of the total issuance, that is, in principle, the maximum underwriting amount is 269.1 million yuan. When the underwriting ratio exceeds 30% of the total amount of this issuance, the lead underwriter will start the internal underwriting risk assessment procedure, continue to perform the issuance procedure or take measures to suspend the issuance after reaching an agreement with the issuer. If it is determined to continue to perform the issuance procedures, the recommendation institution (lead underwriter) will adjust the final underwriting proportion, fully underwrite the amount less than the subscription amount of investors, and report to the Shenzhen Stock Exchange in time; If it is determined to take measures to suspend the issuance, the recommendation institution (lead underwriter) and the issuer will timely report to the Shenzhen Stock Exchange, announce the reasons for the suspension of the issuance, and choose an opportunity to restart the issuance within the validity period of the approval.
3. If the investor fails to exchange the bonds in full on the next day, but the participant may not transfer the bonds within 6 consecutive months from the next day when the investor has not reported and signed the bonds in full on the next day, it shall be calculated as 180 consecutive months from the next day.
The situation of abandoning subscription shall be judged by investors. The number of times of abandonment of subscription shall be calculated according to the cumulative number of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds actually abandoned by investors; If an investor holds multiple securities accounts and abandons subscription in any one of the securities accounts, the number of times of abandonment shall be calculated cumulatively. The situations of abandonment of subscription occurred in disqualification and cancellation of securities accounts are also included in the statistics.
For the special account for directional asset management and enterprise annuity account of customers of securities companies, if the “account holder’s name” and “valid identity document number” in the registration data of securities accounts are the same, statistics shall be made according to different investors.
The issuer issued 897 million yuan of convertible corporate bonds (hereinafter referred to as “jinlang convertible bonds”) to unspecified objects, and the online subscription ended on February 10, 2022 (t day). According to the online subscription, the issuer and the recommendation institution (lead underwriter) hereby announce the subscription results of this jinlang convertible bond issuance as follows (once published, this announcement will be deemed to serve the allocated information to all investors participating in the subscription):
1、 General situation
Jinlang convertible bonds issued this time are 897 million yuan (a total of 8.97 million pieces), and the issue price is 100 yuan / piece. The priority placement date and online subscription date of the original shareholders of this issuance are February 10, 2022 (t day).
2、 Priority placement results of original shareholders
Jinlang convertible bonds preferentially placed by the original shareholders totaled 175402000.00 yuan (1754020 pieces), accounting for 19.55% of the total issued this time.
3、 Online subscription results and successful issuance rate of social public investors
The total amount of jinlang convertible bonds issued online to public investors is 721598000.00 yuan (7215980 pieces), accounting for 80.45% of the total issuance, and the online winning rate is 0.0068897234%.
According to the online subscription information provided by Shenzhen Stock Exchange, the number of effective subscriptions issued online to public investors is 104735408630, the total number of allotments is 10473540863, and the starting and ending numbers are 00000000000 1-010473540863.
The issuer and the recommendation institution (lead underwriter) will organize a lottery ceremony on February 11, 2022 (T + 1), and the lottery results will be posted on cninfo.com on February 14, 2022 (T + 2)（ http://www.cn.info.com.cn. ）Make an announcement on the Internet.
The subscriber shall confirm the number of convertible bonds subscribed according to the winning lot number. Each winning lot number can only buy 10 jinlang convertible bonds (i.e. 1000 yuan).
The placement results of this offering are as follows:
Category effective subscription quantity actual allocated quantity winning rate
(Zhang) (Zhang)
Original shareholder 1754020 1754020 100%
Online social public investors 104735408630 7215980 0.0068897234%
Total 104737162650 8970000-
4、 Time to market
The listing time of jinlang convertible bonds issued this time will be announced separately.
5、 Documents for future reference and contact information
For the general information of this offering, please refer to the suggestive announcement of Ginlong Technologies Co.Ltd(300763) prospectus for issuing convertible corporate bonds to unspecified objects published in Shanghai Securities News on February 8, 2022. Investors can also go to cninfo.com（ http://www.cn.info.com.cn. ）Query the full text of the prospectus and relevant information about the issuance of convertible bonds.
6、 Issuer, sponsor and lead underwriter
1. Issuer: Ginlong Technologies Co.Ltd(300763)
Office address: No. 57, Jintong Road, Binhai Industrial Park, economic development zone, Xiangshan County, Zhejiang Province
Contact: Zhang Chan
Tel: 0574-65802608
2. Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
Office address: No. 689, Guangdong Road, Shanghai
Contact: capital market department
Tel: 021-23219622, 021-23219496
Issuer: Ginlong Technologies Co.Ltd(300763) sponsor (lead underwriter): Haitong Securities Company Limited(600837) February 11, 2022
Issuer: Ginlong Technologies Co.Ltd(300763) mm / DD / yyyy (there is no text on this page, which is the seal page of the announcement on the success rate and priority placement results of Ginlong Technologies Co.Ltd(300763) online issuance of convertible corporate bonds to unspecified objects)
Sponsor (lead underwriter): Haitong Securities Company Limited(600837) mm / DD / yy
