Sino German Securities Co., Ltd
About Zhongyan Technology Co.Ltd(003001)
2021 continuous supervision training report
Zhongde Securities Co., Ltd. (hereinafter referred to as “Zhongde securities”) is the sponsor of the initial public offering and listing of Zhongyan Technology Co.Ltd(003001) (hereinafter referred to as ” Zhongyan Technology Co.Ltd(003001) ” and “the company”), According to the requirements of the measures for the administration of securities issuance and listing recommendation business, the stock listing rules of Shenzhen Stock Exchange and the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 13 – recommendation business, the 2021 continuous supervision training was conducted for Zhongyan Technology Co.Ltd(003001) . The training is reported as follows:
1、 Basic information of training
Time: January 24, 2022
Location: company conference room
Participants: directors, supervisors, middle-level or above managers, controlling shareholders, actual controllers, shareholders holding more than 5% of the company’s shares or their legal representatives.
2、 Training content
In this training, the continuous supervision project team of Sino German securities conducted key training on the following contents to the trainees in the form of courseware display, on-site explanation and communication. The training contents are as follows:
Main contents of serial number
1. Requirements for use and management of raised funds
2. Rules on shareholding change of directors, supervisors and senior executives and provisions on share reduction
3. Introduction to the main revised contents of the newly revised regulatory regulations and rules for listed companies
After the on-site training, the continuous supervision project team of Sino German securities provided lecture courseware and relevant learning materials to Zhongyan Technology Co.Ltd(003001) and requested the company to forward them to other personnel who failed to participate in the training for self-study.
3、 Training summary
According to the work requirements of the financial commission of the State Council on “building systems, non intervention and zero tolerance”, the CSRC organized the integration of the regulatory system of listed companies, and announced a series of newly revised regulatory regulations of Listed Companies in early January 2022, Including the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022), the rules for the management of shares held by directors, supervisors and senior managers of listed companies and their changes (revised in 2022), the guidelines for the articles of Association of listed companies (revised in 2022) Rules for the general meeting of shareholders of listed companies (revised in 2022), etc. Shenzhen Stock Exchange has also improved the self-regulation rules of listed companies under the unified deployment of the CSRC, The revised Shenzhen Stock Exchange Stock Listing Rules (revised in 2022) (SZS [2022] No. 12) and Shenzhen Stock Exchange self regulatory guidelines for listed companies No. 1 – standardized operation of listed companies on the main board (SZS [2022] No. 13) were issued in early January 2022. According to the revised regulatory regulations and self regulatory rules for listed companies, the training explained the requirements for the use and management of funds raised by listed companies, the shareholding change rules of directors, supervisors and senior executives and the provisions on share reduction, as well as the main amendments to some newly revised regulatory regulations and self regulatory rules for listed companies, and interspersed with relevant cases.
This training conveyed the latest regulatory trends of the CSRC, Shenzhen Stock Exchange and other regulatory institutions. In the training, combined with the analysis of violations of continuous supervision, it gave tips on matters needing attention in continuous supervision, and emphasized the importance of establishing, perfecting and effectively implementing standardized operation of listed companies.
In this training, Zhongyan Technology Co.Ltd(003001) participants listened carefully to the introduction and actively participated in the discussion, and recorded the training information in detail. Through this training, participants had a deeper understanding of their responsibilities and obligations in terms of standardized operation and information disclosure, and the training achieved good results.
(there is no text on this page, which is the signature page of Zhongde Securities Co., Ltd. on Zhongyan Technology Co.Ltd(003001) 2021 continuous supervision and training report) sponsor representative:
Li Wenjin, Shan Xiaowei
Sino German Securities Co., Ltd
specific date
