Securities code: 600030 securities abbreviation: Citic Securities Company Limited(600030) Announcement No.: pro 2022-021 Citic Securities Company Limited(600030)
Announcement on the change of A-share allotment shares and the listing of allotted shares
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents. Important content tips:
1. The total number of tradable shares is 1645, and the number of tradable shares is 155A; 2. The listing and circulation date of new shares in this A-share allotment is February 15, 2022;
3. After the A-share allotment listing, the total A-share capital of the company was changed to 12200469974 shares.
1、 Important statements and tips
The opinions of Shanghai Stock Exchange and other government authorities on the A-share listing of Citic Securities Company Limited(600030) (hereinafter referred to as ” Citic Securities Company Limited(600030) “, “the company”, “the company” or “the issuer”) and related matters do not indicate any guarantee to the company. The company and the joint lead underwriters remind investors that investors are requested to refer to the relevant contents not covered in this listing announcement, which were published on the website of Shanghai Stock Exchange on January 14, 2022（ http://www.sse.com.cn. ）The full text of the company’s A-share allotment instructions and relevant documents. 2、 Stock listing
(I) legal basis for preparing the listing announcement
This listing announcement is prepared in accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the measures for the administration of securities issuance of listed companies, the stock listing rules of Shanghai Stock Exchange and other relevant laws, regulations and rules, and aims to provide investors with the basic information about the listing of new A shares in the company’s A-share allotment.
(II) approval of stock issuance
The issuance of A-share allotment was approved by the official reply on approving Citic Securities Company Limited(600030) allotment (zjxk [2021] No. 3729) of China Securities Regulatory Commission.
(III) approval of stock listing
With the consent of Shanghai Stock Exchange, 1552021645 RMB ordinary shares allocated by the company for this A-share allotment will be listed and circulated from February 15, 2022. After the completion of this A-share allotment, the equity distribution of the company still meets the listing conditions specified in the stock listing rules of Shanghai Stock Exchange.
(IV) information related to the listing of the allotted shares
1. Listing place: Shanghai Stock Exchange
2. Listing time of new shares: February 15, 2022
3. Stock abbreviation: Citic Securities Company Limited(600030)
4. Stock Code: 600030
5. Total share capital of A-Shares before the issuance of this A-share Allotment: 10648448329 shares
6. Increased shares in this A-share placement (all tradable shares with unlimited conditions): 1552021645 shares
7. After the completion of this A-share allotment, the total share capital of A-share: 12200469974 shares
8. Stock registration authority: China Securities Depository and Clearing Co., Ltd. Shanghai Branch
9. Joint sponsor of listing: Tianfeng Securities Co.Ltd(601162) , China Post Securities Co., Ltd
3、 Issuer, controlling shareholder and actual controller
(I) basic information of the issuer
(Chinese) Citic Securities Company Limited(600030)
corporate name
(English) CITIC Securities Company Limited
Stock abbreviation Citic Securities Company Limited(600030) (A shares), CITIC Securities (H shares)
Stock Code: 600030 (A shares), 6030 (H shares)
Shanghai Stock Exchange (A-share) where the shares are listed, and the registered capital of Hong Kong Stock Exchange (H-share) is 12926776029.00 yuan (before issuance); RMB 14478797674.00 (after issuance) legal representative: Zhang Youjun
Registered address: North block, Zhuoyue Times Square (phase II), No. 8, Zhongxin Third Road, Futian District, Shenzhen, Guangdong Province
Office address Citic Securities Company Limited(600030) building, No. 8, Zhongxin Third Road, Futian District, Shenzhen, Guangdong Province
Building Citic Securities Company Limited(600030) No. 48, Liangmaqiao Road, Chaoyang District, Beijing
Postal Code: 518048100026 company website http://www.citics.com. E-mail [email protected].
Tel: 0086-755-2383 58880086-10-6083 8888
Contact Fax 0086-755-2383 58610086-10-6083 6029
Securities Brokerage (limited to areas outside Shandong Province, Henan Province, Tiantai County, Zhejiang Province and Cangnan County, Zhejiang Province); Business scope: securities investment consulting; Financial advisers related to securities trading and securities investment activities; Securities underwriting and recommendation; Self operated securities; Securities asset management; Margin trading; Selling securities investment funds on a commission basis; Providing intermediary services for futures companies; Selling financial products on a commission basis; Stock option market making
(II) shares held by directors, supervisors and senior managers of the issuer before and after the issuance
Before and after the A-share allotment, the shares held by the directors, supervisors and senior managers of the company are as follows:
Serial number and name before and after this issuance
Number of shares held (shares) number of shares held (shares)
1 Zhang Youjun, executive director, chairman and member of the 374 430 Executive Committee
2 Ma Yao, member of the Executive Committee 20000 23000
3 Jin Jianhua senior management members 350000 402500
(III) information of controlling shareholders and actual controllers of the issuer
There are no actual controlling shareholders and controlling shareholders of the company. Before the A-share allotment, the largest shareholder of the company was China CITIC Co., Ltd., which directly held 1999695746 A shares of the company, accounting for 15.47% of the total issued shares of the company. The person acting in concert, China CITIC Co., Ltd., held 376000000 H shares of the company, and China CITIC Co., Ltd. and its persons acting in concert held 2375695746 shares of the company, Accounting for 18.38% of the total issued shares of the company.
After the completion of the A-share allotment, the largest shareholder of the company is China CITIC Co., Ltd., which directly holds 2299650108 A-shares of the company, accounting for 15.88% of the total issued shares of the company. The person acting in concert, China CITIC Co., Ltd., holds 376000000 H-shares of the company, and China CITIC Co., Ltd. and its persons acting in concert jointly hold 2675650108 shares of the company, Accounting for 18.48% of the total issued shares of the company.
China CITIC Co., Ltd. was established on December 27, 2011. Its legal representative is Zhu Hexin, with a registered capital of RMB 13.9 billion and a unified social credit code of 911100007178317092. Its main business scope includes: 1. Investment and management of the financial industry, including: investment and management of domestic and foreign banks, securities, insurance, trust, asset management, futures, leasing Fund, credit card and other financial enterprises and related industries; 2. Investment and management of non-financial industry, including: (1) energy, transportation and other infrastructure; (2) Mineral, forest and other resource development and raw material industry; (3) Machinery manufacturing; (4) Real estate development; (5) Information Industry: information infrastructure, basic telecommunications and value-added telecommunications services; (6) Business services and other industries: environmental protection; Medicine, bioengineering and new materials; Aviation, transportation, storage, hotel and tourism; International Trade and Chinese trade, import and export business and commerce; Education, publishing, media, culture and sports; consulting service; 3. Issuing shareholder loans to domestic and foreign subsidiaries; Capital operation; Asset management; Domestic and foreign engineering design, construction, contracting and subcontracting, labor export, and other approved businesses. (market entities independently choose business items and carry out business activities in accordance with the law; the enterprise was transformed from a domestic funded enterprise to a foreign-invested enterprise on July 22, 2014; projects subject to approval in accordance with the law shall carry out business activities in accordance with the approved contents after being approved by relevant departments; they shall not engage in business activities of projects prohibited and restricted by national and municipal industrial policies.)
China CITIC Co., Ltd., established on January 8, 1985, is a listed company registered in Hong Kong with the stock code of 0267 HK, whose registered office is on the 32nd floor of CITIC Building, 1 Tim Mei Avenue, central, Hong Kong. It is mainly engaged in financial services, real estate and infrastructure, project contracting, resources and energy, manufacturing and other businesses. (IV) changes in the issuer’s share capital structure after the issuance
Before and after this offering
Share type (share)
Number of shares (share) proportion number of shares (share) proportion
Tradable shares with limited sales conditions: 833786629 6.45% – 833786629 5.76%
Including: restricted a shares: 833786629 6.45% – 833786629 5.76%
Other restricted shares —
Tradable shares without sale conditions 12092989400 93.55% 1552021645 13645011045 94.24%
Including: 9814661700 A shares, 75.93% 1552021645 11366683345 A shares, 78.51%
H shares outstanding shares 2278327700 17.62% – 2278327700 15.74%
Total 12926776029 100.00% 1552021645 14478797674 100.00%
Note: the number of shares before this offering is the data as of January 18, 2022; The number of shares after this issuance is the data as of February 8, 2022.
(V) Shareholding of the top ten shareholders of the issuer’s A-Shares after the completion of this issuance
After the completion of this A-share allotment, the total A-share capital of the company is 12200469974 shares, and the total capital stock is 14478797674 shares. As of February 8, 2022, the number and proportion of shares held by the top ten shareholders of the company’s A-Shares are as follows:
Serial number shareholder name shareholding quantity (share) in a share capital proportion in total share capital example
1 China CITIC Corporation Limited 2299650108 18.85% 15.88%
2 Hong Kong Central Clearing Company Limited 627486642 5.14% 4.33%
3 Guangzhou Yuexiu Financial Holding Group Co., Ltd. 626191828 5.13% 4.32%
4 Guangzhou Yuexiu Financial Holding Group Co., Ltd. 305155945 2.50% 2.11% company
China Construction Bank Corporation(601939) – China
5 Taizhong securities all refers to the trading type open 205955844 1.69% 1.42% index securities investment fund of securities companies
6 Central Huijin Asset Management Co., Ltd. 205146964 1.68% 1.42%
7 Dacheng Fund – Agricultural Bank Of China Limited(601288) – Dacheng CSI 176785150 1.45% 1.22% financial asset management plan
8 Huaxia Fund – Agricultural Bank Of China Limited(601288) – Huaxia CSI 166143027 1.36% 1.15% financial asset management plan
9 China Europe Fund – Agricultural Bank Of China Limited(601288) – China Europe securities 161205735 1.32% 1.11% financial asset management plan
