Securities code: 688628 securities abbreviation: Uni-Trend Technology ( China) Co.Ltd(688628) Announcement No.: 2022-015
Uni-Trend Technology ( China) Co.Ltd(688628) Technology (China) Co., Ltd
Announcement on share reduction plan of shareholders holding more than 5%
The board of directors, all directors and relevant shareholders of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal responsibility for the authenticity, accuracy and integrity of its contents according to law. Important content tips:
Basic information of shareholding of major shareholders and directors, supervisors and senior executives
As of the disclosure date of this announcement, Nanjing Zonglian preferred No. 1 private equity investment fund partnership (limited partnership) (formerly known as "Shenzhen Qianhai Qianyi Zhihe phase II investment fund enterprise (limited partnership)", formerly known as "Qingdao Zonglian preferred No. 1 private equity investment fund partnership (limited partnership)", Hereinafter referred to as "Zonglian Youyi No. 1") directly holds 5680000 shares of Uni-Trend Technology ( China) Co.Ltd(688628) Technology (China) Co., Ltd. (hereinafter referred to as "the company"), accounting for 5.16% of the total share capital of the company. The above shares are the shares held by the company before its initial public offering and will be listed and circulated from February 7, 2022.
Main contents of share reduction plan
Due to the business needs of the company, Zonglian preferred No. 1 plans to reduce the number of shares of the company by means of centralized bidding and / or block trading according to the market conditions, accounting for 5.16% of the total shares of the company. Period of this reduction: if the reduction is carried out through centralized bidding, it shall be carried out within six months after 15 trading days from the date of announcement and disclosure; The reduction of shares through block trading shall be carried out within six months after three trading days from the date of announcement and disclosure.
The reduction price shall be determined according to the market price. If the company issues dividends, bonus shares, conversion of share capital, issuance of new shares or allotment of shares during the implementation of the above reduction plan, the above reduction plan will be adjusted accordingly.
On February 9, 2021, the company received the notification letter of share reduction plan issued by Zonglian preferred No. 1, and now announces the specific conditions of the share reduction plan as follows:
1、 Basic information of the reducing entity
Number of shares held
Shareholder name shareholder identity shareholding proportion current shareholding source
(shares)
The longitudinal connection is preferably more than 5% non second
5680000 5.16% pre IPO acquisition: 5680000 shares
No. 1 major shareholder
The above reduction subjects have no concerted action.
Major shareholders and their persons acting in concert and Dong Jiangao have not reduced their shares since they were listed.
2、 Main contents of share reduction plan
Planned reduction
Shareholders plan to reduce their holdings through competitive trading. Reasonable holdings to be reduced. Number of holdings to be reduced. Reduction method
Source reason of price range during the period of stated holding proportion reduction (shares)
Zonglianyou no more than no more than no more than bidding transaction minus 2022 / 3 / 4 according to the market price before IPO, because the company chooses one number: too: hold, no more than: ~ grid, obtain 5680,0 5.16% 5680000 shares of 2022 / 9 / 3
00 shares block trading minus
Hold, not exceeding:
5680000 shares
Note:
1. Zonglian preferred No. 1 is a private equity fund that has been filed with China Securities Investment Fund Industry Association and has been reported to China
China Securities Investment Fund Industry Association has successfully applied for the reduction policy of venture capital fund shareholders, and its investment period is
For more than 36 months but less than 48 months, the shareholding reduction ratio shall comply with the "shareholding reduction of shareholders of venture capital funds of listed companies"
Special provisions of the shareholders of venture capital funds of listed companies on the Shanghai Stock Exchange (revised in 2020)
Relevant provisions of the detailed rules for the implementation of share reduction (revised in 2020): share reduction can be carried out through competitive trading within 60 consecutive days
Hold no more than 1% of the total shares of the company, and reduce no more than 2% of the total shares of the company through block trading
The shares transferred by the transferee of the transaction are not subject to the restriction that they cannot be transferred within 6 months.
2. If Zonglian preferred No. 1 reduces its holdings through block trading, the reduction period is 3 months from the date of disclosure of this announcement
Within 6 months after the first trading day, i.e. from February 16, 2022 to August 15, 2022.
3. The reduction price shall be determined according to the market price. If the company issues dividends, bonus shares, conversion of share capital, issuance of new shares or allotment of shares during the implementation of the above reduction plan, the above reduction plan will be adjusted accordingly.
(I) whether the relevant shareholders have other arrangements □ yes √ no
(II) whether the major shareholders and the directors, supervisors and senior management have made commitments on the shareholding ratio, shareholding quantity, shareholding period, reduction method, reduction quantity, reduction price, etc. √ yes □ no
The company's shareholder Zonglian preferred No. 1 commitment is as follows:
1. Commitment to share lock up period
"With regard to the shares held by the enterprise that have been issued before the issuer's current offering and listing, the enterprise will not transfer or entrust others to manage the shares directly and indirectly held by the enterprise that have been issued before the issuer's current offering and listing, nor will the issuer buy back these shares within one year from the date of the issuer's shares being listed on the Shanghai Stock Exchange." 2. Commitment on shareholding intention and reduction intention
"1. After the lock up period of the issuer's shares held by the enterprise expires, if the enterprise intends to reduce the issuer's shares, it will strictly abide by relevant laws, administrative regulations, departmental rules and relevant provisions of Shanghai Stock Exchange on shareholder reduction, and carefully formulate the stock reduction plan in combination with the needs of the issuer's stable share price, daily operation and capital operation;
2. The number, proportion, amount and method of reducing the shares of the issuer by the enterprise will strictly comply with the commitments made by the enterprise in the issuance and listing and the provisions of the regulatory authority;
3. If the enterprise reduces its holdings in violation of the above commitments, the income from reducing its holdings of the issuer's shares shall belong to the issuer.
”
Whether the proposed reduction is consistent with the previously disclosed commitments √ yes □ no
(III) whether it is a non-profit company at the time of listing, and its controlling shareholders, actual controllers, directors, supervisors and senior managers plan to reduce their pre IPO shares □ yes √ no
(IV) there are no other matters required by the exchange. III. The controlling shareholder or actual controller reduces the shares before the initial public offering
Whether the controlling shareholder or actual controller intends to reduce the shares before the initial public offering □ yes √ no
4、 Relevant risk tips (I) uncertain risks of the implementation of the reduction plan, such as the preconditions and restrictive conditions for the implementation of the plan, as well as the specific conditions for the achievement or elimination of relevant conditions, etc
This reduction plan is the reduction of shares carried out by more than 5% of the company's shareholders, Zonglian Xieyi No. 1, according to their own business development needs, and will not have a significant impact on the corporate governance structure and sustainable operation. During the reduction period, Zonglian optimization No. 1 will choose whether to implement and how to implement the reduction plan according to market conditions, the company's stock price and other factors. There are uncertainties in the time, quantity and price of reduction. Investors are invited to pay attention to investment risks. (II) whether the implementation of the share reduction plan may lead to the risk of change in the control of the listed company □ yes √ no (III) other risk tips
The reduction plan complies with the securities law of the people's Republic of China, the Listing Rules of the science and Innovation Board of Shanghai Stock Exchange, several provisions on the reduction of shares held by shareholders, directors, supervisors and senior managers of listed companies, the implementation rules for the reduction of shares held by shareholders, directors, supervisors and senior managers of listed companies and other relevant laws and regulations. During the period when the shareholder Zonglian Xieyi No. 1 reduces its shares in the company, the company will strictly abide by the provisions of relevant laws and regulations and the articles of association, and timely perform the obligation of information disclosure. Please pay attention to investment risk and rational investment.
It is hereby announced.
Board of directors of Uni-Trend Technology ( China) Co.Ltd(688628) Technology (China) Co., Ltd. February 10, 2022
