Hualan Biological Engineering Inc(002007) vaccine Co., Ltd
Initial public offering and listing on GEM
Announcement of online lottery results
Sponsor (lead underwriter): Huatai United Securities Co., Ltd
hot tip
Investors are kindly requested to pay attention to the payment process of this offering and fulfill their payment obligations on February 10, 2022 (T + 2):
1. After winning the lottery of new shares, online investors shall fulfill the obligation of capital settlement according to the announcement on the results of initial public offering of shares by Hualan Biological Engineering Inc(002007) vaccine Co., Ltd. and online lottery on GEM Listing, so as to ensure that their capital account will eventually have sufficient new share subscription funds on February 10 (T + 2) 2022, and the insufficient part shall be deemed to give up the subscription, The resulting consequences and relevant legal liabilities shall be borne by the investors themselves. The transfer of investors’ funds shall comply with the relevant provisions of the securities company where the investors are located.
The shares that the online investors give up to subscribe for shall be underwritten by the sponsor (lead underwriter) Huatai United Securities Co., Ltd. (hereinafter referred to as “Huatai United Securities” and “sponsor (lead underwriter)”.
2. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of this public offering after deducting the final strategic placement, the issuer Hualan Biological Engineering Inc(002007) vaccine Co., Ltd. (hereinafter referred to as “the issuer” or “Hualan vaccine”) and the sponsor (lead underwriter) will suspend this new share offering, And disclose the reasons for the suspension of issuance and subsequent arrangements.
3. If an online investor fails to pay in full after winning the lottery three times in a row within 12 months, it shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant’s latest declaration of abandonment of subscription. The number of times of giving up subscription shall be calculated according to the number of times of investors actually giving up subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds.
4. Once this announcement is published, it shall be deemed to have served the notice of allocated payment to the online investors who have participated in the online subscription and won the lot.
According to the announcement on the initial public offering of Hualan Biological Engineering Inc(002007) vaccine Co., Ltd. and its listing on the gem, the sponsor (lead underwriter) of this offering presided over the signing and lottery ceremony of the initial public offering of Hualan Biological Engineering Inc(002007) vaccine Co., Ltd. in Room 308, Shenye center, No. 5045, Shennan East Road, Luohu District, Shenzhen on the morning of February 9, 2022 (T + 1). The lottery ceremony was conducted and notarized under the supervision of the representative of Shenzhen Luohu notary office in accordance with the principles of openness, fairness and impartiality. The winning results are announced as follows:
Last digit winning lot number
Last “4” digits 78052805
Last “5” digits 47061
Last “6” digit 04026329026354026790263
Last “7” digits 0712944
The last “8” digits are 113324503132450513324507133245071332450713324509133245079326784,
04326784 ,29326784 ,54326784
If the mantissa of the subscription allotment number held by the investors participating in the online pricing issuance is the same as the above number, it is the winning number. There are 28007 winning numbers in total, and each winning number can only subscribe for 500 A-Shares of Hualan Biological Engineering Inc(002007) vaccine Co., Ltd.
Issuer: Hualan Biological Engineering Inc(002007) vaccine Co., Ltd. sponsor (lead underwriter): Huatai United Securities Co., Ltd. February 10, 2022 (seal page)
Hualan Biological Engineering Inc(002007) vaccine Co., Ltd. (there is no text on this page, which is the seal page of the announcement on the results of initial public offering and online lottery of Hualan Biological Engineering Inc(002007) vaccine Co., Ltd. listed on the GEM)
Huatai United Securities Co., Ltd