Hefu (China) Medical Technology Co., Ltd
Initial public offering
Announcement of offline preliminary placement results and online Winning Results
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
hot tip
The application of Hefu (China) Medical Technology Co., Ltd. (hereinafter referred to as "Hefu China", "the issuer" or "the company") for the initial public offering of 99.5132 million RMB common shares (A shares) (hereinafter referred to as "this offering") has been approved by China Securities Regulatory Commission's CSRC license [2021] No. 4074, This offering is conducted through a combination of offline inquiry and placement to qualified investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts in Shanghai market (hereinafter referred to as "online issuance").
The issuer and the sponsor (lead underwriter) Haitong Securities Company Limited(600837) (hereinafter referred to as " Haitong Securities Company Limited(600837) " and "sponsor (lead underwriter)") negotiated and determined that the number of shares issued this time was 99.5132 million. Before the launch of the callback mechanism, the initial number of shares issued offline was 59.7082 million, accounting for 60% of the total issuance, and the initial number of shares issued online was 39.805 million, accounting for 40% of the total issuance. The issue price is 4.19 yuan / share. According to the callback mechanism announced in the announcement on the initial public offering of shares by Hefu (China) Medical Technology Co., Ltd. (hereinafter referred to as the "issuance announcement"), since the initial effective subscription multiple online is 5009.03 times, higher than 150 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism, 50% of the number of shares issued this time will be transferred back from offline to online. After the call back, the final number of offline shares issued was 9.9512 million, accounting for 10% of the total issued this time; The final number of shares issued online was 89.562 million, accounting for 90% of the total issued this time. After the callback mechanism was launched, the final winning rate of online issuance was 0.04491921%.
Please pay attention to the issuance process, online and offline subscription, payment, suspension of issuance and other links of this issuance. The main contents are as follows:
1. Offline investors shall, according to the announcement of offline preliminary placement results and online winning results of initial public offering of shares by Hefu (China) Medical Technology Co., Ltd. (hereinafter referred to as the announcement of offline preliminary placement results and online winning results), according to the finally determined issuance price and allocated quantity before 16:00 on February 9 (T + 2) 2022, Pay the subscription funds for new shares in full and on time.
After online investors win the subscription of new shares, they shall fulfill their payment obligations according to the announcement of offline preliminary placement results and online winning results, so as to ensure that their capital account will have sufficient new share subscription funds on February 9, 2022 (T + 2). The transfer of investors' funds shall comply with the relevant provisions of the securities company in which the investors are located.
The shares that offline and online investors give up to subscribe for are underwritten by the sponsor (lead underwriter).
2. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings, the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
3. If the offline investors with valid quotation fail to participate in the subscription or the offline allocated investors fail to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record.
If online investors fail to pay in full after winning the lottery three times in a row within 12 months, they shall not participate in the subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months.
4. Once this announcement is published, it shall be deemed to have served the notice of allotment payment to the online investors who have participated in the online subscription and won the lot and all allotment objects who have obtained the allotment of offline issuance.
1、 Online lottery results
According to the announcement on IPO of Hefu (China) Medical Technology Co., Ltd, On the morning of February 8, 2022 (T + 1), the issuer Hefu (China) Medical Technology Co., Ltd. and the sponsor (lead underwriter) Haitong Securities Company Limited(600837) presided over the lottery ceremony of Hefu (China) Medical Technology Co., Ltd. in the online IPO of its initial public offering at Haitang hall, the conference room on the fourth floor of Zijinshan Hotel, 778 Dongfang Road, Pudong. The lottery ceremony was conducted in accordance with the principles of openness, fairness and impartiality. The process and results of the lottery have been notarized by Shanghai Oriental notary office. The winning results are announced as follows:
Last digit winning lot number
Last "4" digits: 8975647539751475
Last "5" digits 22836478367283697836
Last "6" digits 354150479150604150729150854150979150229150104150259498
Last "7" digits 9551024
The last "8" digits are 647088557720885589708970855522088539708855,
27208855，14708855，02208855，13913941
Last "9" digit 097791712
If the mantissa of the subscription allotment number held by investors participating in the online issuance and subscription of A-Shares of Hefu (China) Medical Technology Co., Ltd. is the same as the above number, it is the winning number. There are 89562 winning numbers in total, and each winning number can only subscribe for 1000 A shares of Hefu (China) Medical Technology Co., Ltd.
2、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
According to the requirements of the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the sponsor (lead underwriter) has verified and confirmed the qualification of investors participating in offline subscription. According to the effective subscription results finally received by the online subscription electronic platform of Shanghai Stock Exchange, the lead underwriter made the following statistics: after verification and confirmation, among the 12608 effective quotation placement objects managed by 2848 offline investors published in the issuance announcement: 25 effective quotation placement objects managed by 24 offline investors did not participate in offline subscription; The remaining 12583 effective offer placement objects managed by 2824 offline investors participated in offline subscription in accordance with the requirements of the issuance announcement.
The specific list of those who did not participate in offline subscription is as follows:
Serial no. Name of placing object proposed subscription quantity (10000 shares) (10000 shares)
1 Mao Pinghua 1430 0 0
2 Yu Fuqiang 1430 0
3 Xiamen ocean Group Co., Ltd. 1430 0
4 Xiamen Bona Technology Co., Ltd. 1430 0
5 Tang Huanxin 1430 0
6 Hongjian 1430 0
7 Xiamen baihuixing Investment Co., Ltd 1430 0
8 Wang Bei 1430 0 0
9 Zhou zeliang 1430 0
10 Han YanXu 1430 0 0
11 Zhang Xiaobing 1430 0 0
12 Wang Weihang 1430 0 0
130000 Jin'an 14300
14 Gu Shiying 1430 0
15 Hu Fenghua 1430 0
16 Cai Meng 1430 0 0
17 Wang Rui 1430 0
18 Shandong Changlong Taishi Technology Co., Ltd 1430 0
19 huaxinmin 1430 0
20 Beijing Zhenghua Baoyi Holding Co., Ltd. 1430 0
21 Zheng Zhenhua 1430 0 0
22 Yao liangbai 1430 0 0
23 e-share Hermes No. 2 private securities investment fund 1430 0 0
24 e-share Xinyuan No. 5 private securities investment fund 1430 0 0
25 Weng Xuejun 1430 0
(II) preliminary offline placement results
According to the offline placement principle published in the announcement on IPO arrangement and preliminary inquiry of Hefu (China) Medical Technology Co., Ltd. (hereinafter referred to as "announcement on issuance arrangement and preliminary inquiry"), the results of placement are as follows:
Effective subscription shares accounted for the total number of effective subscriptions, and the number of allocated shares accounted for the final offline issuance
The proportion of the number of allocated shares (10000 shares) to the number of rows
Public funds, pensions and
4535570 25.25% 697.1161 70.05% 0.01536998% Social Security Fund (a) annuity insurance fund (b)
3472040 (19.33% 99.5480 10.00% 0.00286713%)
Other investors (Class C): 9957690 55.43% 198.4559 19.94% 0.00199299%
Total 17965300 100% 995.1200 100%-
The above placement arrangements and results comply with the placement principles published in the announcement of issuance arrangements and preliminary inquiry, of which 2873 zero shares are equally distributed to class a investors in accordance with the placement principles in the announcement of issuance arrangements and preliminary inquiry. Preliminary of each effective offer placement object
