Dongxing Securities Corporation Limited(601198)
Verification opinions on Shenzhen Glory Medical Co.Ltd(002551) 2020 non-public offering of restricted shares and lifting of restrictions on sales
Dongxing Securities Corporation Limited(601198) (hereinafter referred to as " Dongxing Securities Corporation Limited(601198) " or "sponsor") as the sponsor of Shenzhen Glory Medical Co.Ltd(002551) (hereinafter referred to as " Shenzhen Glory Medical Co.Ltd(002551) ", "company" or "issuer") non-public offering of shares in 2020, according to the stock listing rules of Shenzhen Stock Exchange and the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange (revised in 2020) According to the relevant laws, regulations and normative documents such as the guidelines for information disclosure of listed companies of Shenzhen Stock Exchange No. 6 - recommendation business, and the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies, the matters of lifting the restrictions on non-public issuance of restricted shares in Shenzhen Glory Medical Co.Ltd(002551) 2020 are verified. The specific circumstances are as follows:
1. The number of restricted shares of RMB common shares (A shares) released this time is 24295004, accounting for 2.8762% of the total shares of the company, which is the tradable shares with limited sales conditions issued by the company's non-public offering of shares in 2020.
2. The listing and circulation date of the restricted shares is Friday, February 11, 2022.
1、 Overview of this non-public offering
According to the reply on approving Shenzhen Glory Medical Co.Ltd(002551) non-public development shares issued by China Securities Regulatory Commission (zjxk [2020] No. 2617) on October 23, 2020, the company adopts the method of non-public offering, issues no more than 246055429 shares, and finally determines to issue 24295004 RMB ordinary shares (A shares) to 12 investors, with a par value of 1 yuan per share, The issue price is 4.61 yuan per share, the total amount of funds raised is 1119968.44 yuan, after deducting the issue expenses (excluding value-added tax) of 3172164.50 yuan, the actual net amount of funds raised is 108827803.94 yuan. The above raised funds have been verified by Lixin Certified Public Accountants (special general partnership), and the capital verification report on the paid in subscription funds of this non-public offering (xksbz [2021] No. zi10486) was issued on July 16, 2021.
The new shares issued this time have gone through the registration and custody procedures in Shenzhen Branch of China Securities Depository and Clearing Corporation Limited on July 30, 2021, and obtained the confirmation of acceptance of share registration application. The nature of the newly issued shares is tradable shares with limited sales conditions, and the listing time is August 11, 2021.
After the formation of restricted shares, there is no change in the number of share capital due to distribution and conversion of accumulation fund, and there is no change in the same proportion of restricted shares.
The objects of this non-public offering are as follows:
Serial number name of subscription object number of allocated shares (shares) amount allocated (yuan) lock-in period (month)
Xia Tongshan 3687635 16999997.35 6
2 CAITONG Fund Management Co., Ltd. 4446854 20499996.94 6
3 China Merchants Fund Management Co., Ltd. 3687635 1699997.35 6
4 Guosen Securities Co.Ltd(002736) 3,687,635 16,999,997.35 6
5 Zheng Muping 2017353 9299997.33 6
6 AI Jianwei 216919 999996.59 6
7 Peng min 216919 999996.59 6
8 Lin Kaitao 216919 999996.59 6
9 Guangdong Daxing Huaqi Asset Management Co., Ltd. 2386117 10999999.37 6
10 Shanghai Bansheng Investment Management Co., Ltd. 1171366 5399997.26 6
11 Xu Xiaojing 390455 1799997.55 6
12 Ding Zhigang 2169197 999998.17 6
Total 24295004 111999968.44 -
2、 Commitments and performance of shareholders applying for lifting share restrictions this time
(I) commitment on share locking
According to the commitment letter made by the shareholders who subscribed for the company's non-public offering of shares, 12 subscription objects such as Xia Tongshan and CAITONG Fund Management Co., Ltd. promised not to transfer the subscribed shares within six months from the end of the company's non-public offering of shares.
The shareholders who apply for lifting the restrictions on the sale of shares have no additional commitments.
(II) performance of share commitment
The shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled the commitment of share locking, and there is no violation of the above commitment.
As of the date of this suggestive announcement, the shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled their commitments, and there is no situation that the failure to fulfill relevant commitments affects the listing and circulation of the restricted shares. The restricted shares held by the restricted objects meet the conditions for share unlocking.
3、 The application for lifting the occupation of non operating funds of the listed company by the shareholders of restricted shares and the illegal guarantee of the listed company to the shareholders
As of the date of this suggestive announcement, the shareholders applying for lifting the restricted shares do not occupy the funds of the listed company for non-profit, nor do the listed companies provide guarantees to the above shareholders in violation of regulations and other acts that damage the interests of the company.
4、 The listing and circulation arrangements for the lifting of restrictions on the sale of restricted shares
1. The listing and circulation date of the restricted shares lifted this time: Friday, February 11, 2022.
2. The actual number of tradable shares with limited sale conditions is 24295004, accounting for 2.8762% of the total share capital of the company.
3. The number of shareholders applying for lifting the restrictions on the sale of shares is 12, and the total number of securities accounts is 31.
4. The lifting of restricted shares and listing and circulation are as follows:
This release of restrictions this release of restrictions on sales order name of the issuing object shareholder account name number of shares held by the limited sale shares proportion of shares in the total share capital before the total number of shares (shares) (shares) of the company's project name (%)
1 xiatongshan 3687635 3687635 0.4366
CAITONG Fund - Hunan Daily
Dingzeng No. 1 private securities investment base 216920 216920 0.0257 jincaitong fund Xiangbao preferred 1
Single asset management plan
CAITONG fund Feng Yudong CAITONG
Fund ruikunshen No.1 single asset 433839 433839 0.0514 CAITONG fund management plan
2. CAITONG fund of Li Co., Ltd. - Zhang Jidong - CAITONG
Fund Yuquan No. 1002 single asset management plan 216920 216920 0.0257
CAITONG Fund - Zhang Zhongmin - CAITONG
Fund Yuquan No. 1005 single asset management plan 216920 216920 0.0257
CAITONG Fund - Li Yu - caitongji 216920 216920 0.0257 jinyuquan No. 1003 single asset
Management plan CAITONG Fund - sun taoxiong - CAITONG
Fund Yuquan 963 single asset 65075 65075 0.0077 management plan CAITONG Fund - Hanhui Taolue hedge
No. 2 Private Securities Investment Fund - 43, 383, 43, 383 0.0051 CAITONG fund Tianying Zengli No. 8 single asset management plan CAITONG Fund - Xie Kai - caitongji
Jinlixiang No.2 single asset management 216920 216920 0.0257 plan CAITONG Fund - Chen Lingxia - CAITONG
Fund Tianxi dingzeng No. 60 single 650759 650759 0.0770 asset management plan CAITONG Fund - Han Xiao - caitongji
Jintianxi dingzeng No. 29 single capital 216920 216920 0.0257 property management plan CAITONG Fund - Industrial And Commercial Bank Of China Limited(601398) - Finance
Through fund Xihu University quantitative increase 101952 101952 0.0121 hedge No. 1 collective asset management plan CAITONG Fund - China Merchants Bank Co.Ltd(600036) - CAITONG
Ruitong fund No. 1 collective assets 110629 110629 0.0131 management plan CAITONG Fund - China Construction Bank Corporation(601939) - CAITONG
Through fund quantitative increase hedge No. 1 93275 93275 0.0110 collective asset management plan CAITONG Fund - Industrial And Commercial Bank Of China Limited(601398) - CAITONG
Through fund fixed increase quantitative arbitrage No. 1 184382 184382 0.0218 collective asset management plan CAITONG Fund - Industrial And Commercial Bank Of China Limited(601398) - CAITONG
Through fund fixed increase quantitative arbitrage No. 2 110629 110629 0.0131 collective asset management plan CAITONG Fund - Caitong Securities Co.Ltd(601108) asset management Zhixuan fof2020001 single
Asset management plan - CAITONG fund 548807 548807 0.0650 Junxiang Yuexi single asset management plan CAITONG Fund - Haitong Securities Company Limited(600837) shares
Limited company - CAITONG fund Junxiang 184382 184382 0.0218 Jiasheng single asset management plan
CAITONG Fund - Zhongtai Securities Co.Ltd(600918) shares 184382 184382 0.0218 Co., Ltd. - CAITONG fund Yingtai
Quantitative increase hedging No. 1 single asset
Production management plan
CAITONG Fund - hanging bell enhancement 21
No. 1 private securities investment fund - CAI 216920 216920 0.0257 Tong fund hanging bell No. 1 single asset
management plan
CAITONG Fund - Shandong trust · de
Shanqijia 231 family trust - 216920 216920 0.0257 CAITONG fund Yuquan 1017
I. asset management plan
Investment promotion base
