Shenzhen Yhlo Biotech Co.Ltd(688575) board of supervisors
Verification opinions on the incentive objects first granted by the company’s restricted stock incentive plan in 2022 (as of the grant date)
The board of supervisors of Shenzhen Yhlo Biotech Co.Ltd(688575) (hereinafter referred to as the “company”) shall, in accordance with the company law of the people’s Republic of China (hereinafter referred to as the “company law”), the securities law of the people’s Republic of China (hereinafter referred to as the “Securities Law”) and the measures for the administration of equity incentive of listed companies (hereinafter referred to as the “administrative measures”) The relevant provisions of relevant laws, regulations, normative documents and the Shenzhen Yhlo Biotech Co.Ltd(688575) articles of Association (hereinafter referred to as the “articles of association”) such as the Listing Rules of Shanghai stock exchange for shares on the Kechuang board (hereinafter referred to as the “Listing Rules”), the self regulatory guide for companies listed on the Kechuang board No. 4 – disclosure of equity incentive information, The company has verified the incentive objects first granted by the company’s restricted stock incentive plan in 2022 (as of the grant date), and the verification opinions are as follows:
1. The incentive objects granted by the incentive plan for the first time do not have the circumstances that they shall not become incentive objects as stipulated in Article 8 of the administrative measures:
(1) Being identified as an inappropriate candidate by the stock exchange within the last 12 months;
(2) In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law; (5) Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
2. The incentive objects granted by the incentive plan for the first time do not include the independent directors, supervisors, shareholders or actual controllers who individually or jointly hold more than 5% of the shares of the listed company and their spouses, parents, children and foreign employees.
3. Except that two incentive objects voluntarily give up the qualification and corresponding rights and interests of the incentive plan for personal reasons, the list of incentive objects granted for the first time in the incentive plan is consistent with the list of incentive objects granted for the first time in the company’s 2022 restricted stock incentive plan (Draft) approved by the company’s first extraordinary general meeting in 2022, The board of directors of the company has deliberated and approved the proposal on matters related to the adjustment of the restricted stock incentive plan in 2022 in accordance with the authorization of the first extraordinary general meeting of shareholders in 2022.
The list of incentive objects and the normative conditions of the company’s incentive plan, the articles of association and other incentive documents comply with the provisions of the law and regulations, and the qualification of incentive objects and the regulations of the company’s equity law.
In conclusion, the board of supervisors agreed to the list of incentive objects granted for the first time in the incentive plan, agreed that the first grant date of the incentive plan was February 7, 2022, and granted 1.633 million restricted shares to 63 eligible incentive objects at the grant price of 16.00 yuan / share.
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Shenzhen Yhlo Biotech Co.Ltd(688575) board of supervisors February 7, 2022
