688267: Announcement on the subscription and winning rate of China catalyst’s initial public offering of shares and its online listing on the science and Innovation Board

China catalyst new materials Co., Ltd

Initial public offering and listing on the science and Innovation Board

Announcement on online issuance and subscription and winning rate

Recommendation institution (lead underwriter): Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting recommendation Co., Ltd

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The application of China catalyst new materials Co., Ltd. (hereinafter referred to as the “issuer”) for initial public offering of RMB common shares (A shares) and listing on the science and Innovation Board (hereinafter referred to as the “issuance”) was examined and approved by the members of the stock listing committee of the science and Innovation Board of Shanghai Stock Exchange (hereinafter referred to as the “Shanghai Stock Exchange”) on November 4, 2021, And registered with the consent of China Securities Regulatory Commission (zjxk (2022) No. 10).

This offering is conducted by a combination of directional placement to strategic investors (hereinafter referred to as “strategic placement”), offline inquiry placement to qualified investors (hereinafter referred to as “offline issuance”) and online pricing issuance to social public investors holding the market value of non restricted A-Shares and non restricted depositary receipts in Shanghai market (hereinafter referred to as “online issuance”).

The issuer negotiated with the recommendation institution (lead underwriter) Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting and recommendation Co., Ltd. (hereinafter referred to as “recommendation institution (lead underwriter)”) to determine that the number of shares to be issued in this public offering is 44.05 million. Among them, the initial strategic placement issued 6607500 shares, accounting for 15.00% of this issuance. The subscription funds promised by the strategic investors and the brokerage commission for the placement of new shares have been fully remitted to the bank account designated by the sponsor (lead underwriter) within the specified time. The final number of strategic placement shares in this issuance is 5647180 shares, accounting for 12.82% of the total number of issuance. The difference between the initial number of strategic placement shares and the final number of strategic placement shares is 960320 shares, which will be transferred back to offline issuance.

After the adjustment of strategic placement and before the launch of online and offline call back mechanism, the number of offline issuance was adjusted to 27170320 shares, accounting for 70.75% of the number issued after deducting the final strategic placement; The number of shares issued online was 11.2325 million, accounting for 29.25% of the number issued after deducting the final strategic placement. The total number of final offline and online issuance is 384028200 shares. The final number of online and offline issuance will be determined according to the online and offline callback.

The issue price is 41.90 yuan / share. The issuer initially issued 11.2325 million shares of “medium catalyst” through the online pricing of the trading system of Shanghai Stock Exchange on February 7, 2022 (t day).

Investors are kindly requested to focus on the payment process of this offering and fulfill their payment obligations on February 9, 2022 (T + 2):

1. Offline investors shall, according to the announcement of offline preliminary placement results and online winning results of initial public offering of shares by China catalyst new materials Co., Ltd. and listing on the science and Innovation Board (hereinafter referred to as “announcement of offline preliminary placement results and online winning results”), according to the finally determined issuance price and allocated quantity before 16:00 on February 9 (T + 2) 2022, Timely and fully pay the subscription funds for new shares and the corresponding brokerage commission for the placement of new shares. Offline investors are allocated multiple new shares every day. Please pay for each new share separately. In the case of multiple new shares allocated on the same day, if only one total amount is remitted, the consolidated payment will lead to the failure of accounting, and the resulting consequences shall be borne by the investors themselves.

After winning the subscription of new shares, online investors shall fulfill their payment obligations in accordance with the announcement of offline preliminary placement results and online winning results, so as to ensure that their capital account will eventually have sufficient new share subscription funds on February 9 (T + 2) 2022. The insufficient part shall be deemed to give up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investors themselves. The transfer of investors’ funds shall comply with the relevant provisions of the securities company where the investors are located.

The shares that offline and online investors give up to subscribe for are underwritten by the underwriter.

2. Offline issuance, securities investment funds and other partial share asset management products established by public offering, national social security fund, basic endowment insurance fund, enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund Among the placement objects such as insurance funds and QFII funds that meet the relevant provisions of the measures for the administration of the use of insurance funds, 10% of the final allocated accounts (rounded up) shall promise to obtain the shares for this placement, and the sales restriction period shall be 6 months from the date of the issuer’s initial public offering and listing. The restricted account will be determined by lottery after the offline investors complete the payment. The shares allocated to the placement target account managed by offline investors who have not been selected have no circulation restrictions and restricted sales arrangements, and can be circulated from the date when the shares issued this time are listed and traded on the Shanghai Stock Exchange. The lottery number in the online lower limit sale period will be allocated according to the placing object, and each placing object will be allocated a number. Once offline investors quote, they will be deemed to accept the online lower limit selling period arrangement of this offering.

3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings after deducting the final strategic placement, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.

4. If an offline investor with a valid quotation fails to participate in the subscription, fails to subscribe in full, or fails to pay the new share subscription fund and the corresponding new share placement brokerage commission in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record.

If an online investor has won the lottery for 3 times but failed to pay in full within 12 consecutive months, it shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant’s latest declaration of abandonment of subscription. The number of times of giving up subscription shall be calculated according to the number of times of investors actually giving up subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds. 1、 Online subscription and initial winning rate of online issuance

According to the data provided by the Shanghai Stock Exchange, the number of effective subscription households in this online issuance is 5035804, the number of effective subscription shares is 48303297000, and the initial winning rate of online issuance is 0.02325411%. The total number of allotments is 96606594, and the number range is 10000000000-100096606593. 2、 Implementation of callback mechanism, issuance structure and final winning rate of online issuance

According to the callback mechanism announced in the announcement of China catalyst new materials Co., Ltd. on initial public offering and listing on the science and innovation board, since the initial effective subscription multiple of this online offering is about 4300.32 times, more than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism to adjust the scale of offline and online issuance, After deducting the final strategic placement, 10% (rounded up to an integral multiple of 500 shares, i.e. 3840500 shares) of the number of shares in this public offering will be transferred back from offline to online.

After the online and offline call back mechanism was launched, the final number of shares issued offline was 23329820, accounting for 60.75% of the total number of shares issued after deducting the final strategic placement and 52.96% of the total number of shares issued this time; The final number of shares issued online is 15073000, accounting for 39.25% of the number issued after deducting the final strategic placement, and 34.22% of the total number of shares issued this time. After the callback mechanism was launched, the final winning rate of online issuance was 0.03120491%. 3、 Online lottery

The issuer and the recommendation institution (lead underwriter) will hold the online subscription lottery ceremony in Haitang hall, the conference room on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong New Area, Shanghai on the morning of February 8 (T + 1), 2022, and will be published in China Securities News, Shanghai Securities News and securities times on February 9 (T + 2), 2022 The results of online lottery are published in Securities Daily and economic reference network.

Issuer: sponsor (lead underwriter) of China catalyst new materials Co., Ltd.: Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting sponsor Co., Ltd. February 8, 2022. This page has no text, which is the seal page of the announcement of China catalyst new materials Co., Ltd. on initial public offering of shares and online subscription and winning rate of listing on the science and Innovation Board)

Issuer: China catalyst new materials Co., Ltd. August, 2022

(there is no text on this page, which is the seal page of the announcement of China catalyst new materials Co., Ltd. on initial public offering of shares and online issuance and subscription of shares listed on the science and innovation board and the success rate)

Recommendation institution (lead underwriter): Shenwan Hongyuan Group Co.Ltd(000166) securities underwriting recommendation Co., Ltd. date: 2022 8

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