Shanghai Guao Electronic Technology Co.Ltd(300551)
Notice of the board of supervisors on the company's restricted stock incentive plan in 2022
Verification opinions on the list of incentive objects granted for the first time (grant date)
The board of supervisors of Shanghai Guao Electronic Technology Co.Ltd(300551) (hereinafter referred to as the "company") shall, in accordance with the company law of the people's Republic of China (hereinafter referred to as the "company law"), the securities law of the people's Republic of China (hereinafter referred to as the "Securities Law") and the measures for the administration of equity incentive of listed companies (hereinafter referred to as the "administrative measures") The Shenzhen Stock Exchange GEM Listing Rules (hereinafter referred to as the "Listing Rules") and other relevant laws, regulations and normative documents, as well as the provisions of the company's 2022 restricted stock incentive plan (Draft) (hereinafter referred to as the "incentive plan") and the Shanghai Guao Electronic Technology Co.Ltd(300551) articles of Association (hereinafter referred to as the "articles of association"), Review the list of incentive objects first granted by the company's restricted stock incentive plan in 2022 (hereinafter referred to as the "incentive plan") and give the following verification opinions: 1. The 100 incentive objects actually granted restricted stock this time are the incentive objects determined in the company's incentive plan approved by the company's first extraordinary general meeting in 2022, There are no following circumstances that may not be the incentive object mentioned in Article 8 of the administrative measures and article 8.4.2 of the Listing Rules:
(1) Being identified as an inappropriate candidate by the stock exchange within the last 12 months;
(2) In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law;
(5) Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
2. The incentive objects granted for the first time in this incentive plan are directors, senior managers, middle-level managers and core backbone personnel of the company (including holding subsidiaries) (excluding independent directors, supervisors and foreign employees, as well as shareholders or actual controllers who individually or jointly hold more than 5% of the shares of the company and their spouses, parents and children).
3. The incentive objects granted for the first time have the qualifications specified in the company law, securities law and other laws, regulations and normative documents as well as the articles of association, meet the conditions of incentive objects specified in the administrative measures and listing rules, meet the scope of incentive objects specified in the incentive plan, and their subject qualification as the incentive objects of the company's current incentive plan is legal Effective, and the conditions for granting restricted shares have been met. It is hereby announced.
Shanghai Guao Electronic Technology Co.Ltd(300551) board of supervisors
February 7, 2022
