Securities code: 300551 securities abbreviation: Shanghai Guao Electronic Technology Co.Ltd(300551) Announcement No.: 2022-017 Shanghai Guao Electronic Technology Co.Ltd(300551)
About the company's restricted stock incentive plan in 2022
Self inspection report on the trading of company shares by insiders and incentive objects
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Shanghai Guao Electronic Technology Co.Ltd(300551) (hereinafter referred to as "the company") held the 21st Meeting of the 4th board of directors and the 14th meeting of the 4th board of supervisors on January 19, 2022, deliberated and adopted the proposal on the company's restricted stock incentive plan in 2022 (Draft) > and its summary, On January 20, 2022, it was posted on the information disclosure website designated by China Securities Regulatory Commission (hereinafter referred to as "CSRC") (www.cn. Info. Com. CN.) Relevant announcements were publicly disclosed for the first time.
In accordance with the requirements of laws, regulations and normative documents such as the measures for the administration of equity incentives of listed companies issued by the CSRC and the self discipline supervision guide No. 1 - business handling of companies listed on the gem of Shenzhen Stock Exchange of Shenzhen Stock Exchange, through inquiry from the Shenzhen Branch of China Securities Depository and Clearing Co., Ltd, The company conducted a self-examination on the trading of the company's shares by insiders of the restricted stock incentive plan in 2022 (hereinafter referred to as the "incentive plan") and incentive objects within 6 months before the announcement of the draft incentive plan (July 19, 2021 to January 19, 2022, hereinafter referred to as the "self-examination period"). The details are as follows:
1、 Scope and procedure of verification
1. The verification object is the insider and incentive object of the incentive plan.
2. The insiders of the incentive plan filled in the registration form of insiders. 3. The company inquired and confirmed with the Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. about the purchase and sale of the company's shares during the self inspection period, and the Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. issued the inquiry certificate.
2、 Description of the purchase and sale of the company's shares by the verification object during the self inspection period
In the process of planning this incentive plan, the company strictly follows the provisions of the administrative measures for information disclosure of listed companies and the registration and management system for insiders of the company, limits the scope of personnel participating in the planning and discussion, and takes corresponding confidentiality measures. Before the company publicly disclosed the announcement related to the incentive plan for the first time, no information disclosure was found.
According to the inquiry certificate on Shareholding and share change of information disclosure obligors and the detailed list of shareholder share change issued by Shenzhen Branch of China Securities Depository and Clearing Corporation Limited on January 19, 2022, during the self inspection period, except for 33 incentive objects, the other verification objects did not buy or sell the company's shares during the self inspection period.
1. Insider trading of company shares
According to the inquiry certificate on Shareholding and share change of information disclosure obligor and the detailed list of shareholder share change issued by Shenzhen Branch of China Securities Depository and Clearing Corporation Limited on January 19, 2022, other insiders of the incentive plan did not buy or sell the company's shares during the self inspection period.
2. Purchase and sale of company shares by incentive objects
The company has verified the behavior of incentive objects in buying and selling the company's shares. After verification, a total of 33 incentive objects had stock trading behavior during the self-examination period. The above incentive objects bought and sold the shares of listed companies during the self-examination period based on the information publicly disclosed by listed companies and their independent judgment on the trading situation of the secondary market; When buying and selling the company's shares during the above-mentioned period, in addition to the information publicly disclosed by the listed company, it did not know the insider information of the company's planning of the incentive plan, nor did any insider disclose the insider information of the incentive plan to it, and there was no trading using the insider information.
3、 Concluding observations
The company has established relevant systems for information disclosure and insider information management in accordance with relevant laws, regulations and normative documents. During the planning and demonstration of this incentive plan, the company has taken corresponding confidentiality measures in accordance with relevant regulations, limited the scope of personnel who have access to insider information, and registered the relevant personnel and intermediaries of the company who have access to insider information in time. After verification, within 6 months before the first public disclosure of the draft incentive plan, no insider and incentive object of the incentive plan were found to use the insider information of the incentive plan to buy and sell the company's shares or disclose the insider information of the incentive plan. 4、 Documents for future reference
1. Inquiry certificate of shareholding and share change of information disclosure obligor of China Securities Depository and Clearing Corporation Shenzhen Branch;
2. Detailed list of changes in shareholders' shares of China Securities Depository and Clearing Co., Ltd. Shenzhen Branch. It is hereby announced.
Shanghai Guao Electronic Technology Co.Ltd(300551) board of directors
February 7, 2022
