Verification report on annual deposit and use of raised funds
Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390)
Rongcheng zhuanzi [2022] No. 215z050
Rongcheng Certified Public Accountants (special general partnership)
Beijing, China
catalogue
Serial number content page 1 verification report on annual deposit and use of raised funds 1-3
2 special report on annual deposit and use of raised funds 4-6
Verification report on annual deposit and use of raised funds
Rongcheng zhuanzi [2022] No. 215z050 Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) all shareholders:
We have reviewed the attached special report on the annual deposit and use of raised funds for 2021 prepared by the board of directors of Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) (hereinafter referred to as " Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) " or "the company").
1、 Restrictions on the users and purposes of the report
This assurance report is only for the purpose of Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) annual report disclosure and shall not be used for any other purpose. We agree to take this assurance report as a necessary document for the Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) annual report, submit it together with other documents and disclose it to the public.
2、 Responsibilities of the board of directors
In accordance with the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (CSRC announcement [2012] No. 44) issued by the China Securities Regulatory Commission It is the responsibility of the board of directors of Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) to prepare the special report on the annual deposit and use of raised funds according to the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange (revised in 2020) and the guidelines for the business handling of companies listed on the gem No. 6 - format of information disclosure announcement issued by Shenzhen Stock Exchange. This responsibility includes ensuring the authenticity of its contents Accurate and complete, without false records, misleading statements or major omissions.
3、 Responsibilities of Certified Public Accountants
Our responsibility is to independently put forward assurance conclusions on the above report prepared by Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) board of directors.
4、 Job overview
We have carried out the assurance business in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 - assurance business other than audit or review of historical financial information. The standard requires us to plan and implement assurance work to obtain reasonable assurance on whether the information of the assurance object is free from material misstatement. In the assurance process, we have implemented procedures that we consider necessary, including checking accounting records. We believe that our assurance work provides a reasonable basis for expressing opinions.
5、 Assurance conclusion
We believe that the attached special report on the annual deposit and use of raised funds for Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) 2021 is prepared in all major aspects in accordance with the above guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (CSRC notice [2012] No. 44) and the relevant provisions of the exchange, It fairly reflects the actual deposit and use of the raised funds in Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) 2021.
Rongcheng certified public accountants China Certified Public Accountant: Liu Yong
(special general partnership)
Beijing, China Certified Public Accountant: Chen Shaoxia
February 7, 2022
Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390)
Special report on the annual storage and use of raised funds
In accordance with the guidelines on the standardized operation of companies listed on the growth enterprise market of Shenzhen Stock Exchange (revised in 2020) and the relevant format guidelines of business handling guidelines for companies listed on the growth enterprise market No. 6 - format of information disclosure announcement issued by Shenzhen Stock Exchange, The deposit and use of raised funds of Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) (hereinafter referred to as " Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) " or "the company") in 2021 are reported as follows:
1、 Basic information of raised funds
(I) actual amount of funds raised and time of funds in place
With the approval of zjxk [2021] No. 793 document of China Securities Regulatory Commission, the company publicly issued 31604500 ordinary shares (A shares) to the public on April 12, 2021, with an issue price of 24.68 yuan per share and a total amount of 780 million yuan of funds to be raised. After deducting the issuance expenses of 14.9528 million yuan according to relevant regulations, The actual amount of funds raised was 765047200 yuan. The raised funds have been received in April 2021. The receipt of the above funds has been verified by the capital verification report (Rong Cheng Yan Zi [2021] No. 230z0069) of Rongcheng certified public accountants. The company has adopted special account storage management for the raised funds.
(II) use and balance of raised funds
In 2021, the use of the company's raised funds is as follows: (1) before the above raised funds are in place, as of April 12, 2021, the company has invested 61.9663 million yuan in the raised funds projects with self raised funds. After the raised funds are in place, the company will replace 61.9663 million yuan of self raised funds invested in the raised funds investment projects in advance with the raised funds; (2) 553.9359 million yuan was directly invested in the project of raising funds. In 2021, the company used a total of 615902200 yuan of raised funds and temporarily supplemented 130 million yuan of working capital. After deducting the accumulated amount of used raised funds and supplemented working capital, the balance of raised funds was 19.145 million yuan and the interest income of the special account for raised funds was 6.6871 million yuan, The total balance of the special account for raised funds on December 31, 2021 was 25.8321 million yuan.
2、 Deposit and management of raised funds
In accordance with the provisions of relevant laws and regulations and following the principles of standardization, safety, efficiency and transparency, the company has formulated the measures for the management of raised funds, which has made clear provisions on the storage, approval, use, management and supervision of raised funds, so as to ensure the standardized use of raised funds in terms of system.
In April 2021, the company and the sponsor Tianfeng Securities Co.Ltd(601162) signed the supervision agreement on raised funds with China Merchants Bank Co.Ltd(600036) Suzhou Industrial Park sub branch, Agricultural Bank Of China Limited(601288) Kunshan Zhengyi sub branch and Shanghai Pudong Development Bank Co.Ltd(600000) Suzhou branch business department respectively, and opened a special account for raised funds (Account No.: 512904054810102) in China Merchants Bank Co.Ltd(600036) Suzhou Industrial Park sub branch Agricultural Bank Of China Limited(601288) Kunshan Zhengyi sub branch opens a special account for raised funds (Account No.: 105303010400022213) and Shanghai Pudong Development Bank Co.Ltd(600000) Suzhou branch business department opens a special account for raised funds (Account No.: 8901007880130005666).
There is no significant difference between the company's raised funds supervision agreement and the model raised funds supervision agreement of Shenzhen Stock Exchange, and there is no problem in the performance of the raised funds supervision agreement.
In April 2021, the company, its subsidiary Yibin Tianyi lithium Technology Innovation Co., Ltd. and the sponsor Tianfeng Securities Co., Ltd. signed the supervision agreement on raised funds with China Merchants Bank Co.Ltd(600036) Suzhou Branch and opened a special account for raised funds (Account No.: 512908463410905) in Suzhou Branch of China Merchants Bank Co., Ltd. There is no significant difference between the raised funds supervision agreement and the model raised funds supervision agreement of Shenzhen Stock Exchange, and there is no problem in the performance of the raised funds supervision agreement.
As of December 31, 2021, the storage of raised funds is as follows:
Monetary unit: RMB 10000
Bank name bank account balance
China Merchants Bank Co.Ltd(600036) Suzhou Industrial Park sub branch 512908463410905 2566.58
China Merchants Bank Co.Ltd(600036) Suzhou Industrial Park sub branch 512904054810102 0.56
Agricultural Bank Of China Limited(601288) Kunshan Zhengyi sub branch 1053030104002213 16.07
Bank name bank account balance
Shanghai Pudong Development Bank Co.Ltd(600000) Suzhou Branch Business Department 8901007880130005666 0.00
Total 2583.21
3、 Actual use of raised funds in 2021
As of December 31, 2021, the raised funds actually invested by the company in relevant projects totaled RMB 615902200. See attached table 1 for the investment and benefits of each project.
4、 Change the use of funds for investment projects with raised funds
As of December 31, 2021, the company has not changed the investment projects of raised funds.
5、 Concluding comments on the special verification report of the recommendation institution
On February 7, 2022, Tianfeng Securities Co.Ltd(601162) issued the special verification report on the storage and use of Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) raised funds in 2021 according to the storage and use of raised funds in 2021. After verification, The sponsor believes that: Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) the deposit and use of the raised funds in 2021 comply with the provisions of regulations and documents such as the Listing Rules of GEM stocks of Shenzhen Stock Exchange, the guidelines for the standardized operation of GEM listed companies of Shenzhen Stock Exchange, and the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies, The raised funds have been stored and used in a special account. The specific use of the raised funds is consistent with the disclosed situation. There is no disguised change in the investment direction of the raised funds and damage to the interests of shareholders, and there are no other cases of illegal use of the raised funds.
Attached table 1: comparison of use of raised funds
Suzhou Ta&A Ultra Clean Technology Co.Ltd(300390) board of directors February 7, 2022
Schedule 1:
Comparison table of use of raised funds in 2021
Unit: 10000 yuan
The total amount of raised funds is 76504.72, and the total amount of raised funds invested in this year is 61590.22
The total amount of raised funds with changed purposes during the reporting period -
Accumulated total amount of raised funds with changed purposes - accumulated total amount of raised funds invested 61590.22
Proportion of total raised funds with accumulative change of purpose -
Whether the raised funds have been changed and invested in the current year after adjustment. By the end of the period, the invested projects have reached the expected level by the end of the period. Whether the project feasibility has been achieved in the current year. Whether the committed investment projects and over raised projects have been issued (including the total amount of committed investment) (1) the cumulative investment degree of the invested amount (%) (3) = the benefit of the fixed availability is expected to change significantly
Total amount of partial change of capital investment (2) (2)
