Securities code: 001227 securities abbreviation: Bank of Lanzhou Announcement No.: 2022-004 Bank of Lanzhou Co., Ltd
Announcement on signing the supervision agreement on raised funds
The bank and all members of the board of directors guarantee that the contents of the announcement are true, accurate and complete, and there are no false records, misleading statements or major omissions.
1、 Basic information of raised funds
With the approval of the reply on Approving the initial public offering of shares by Bank of Lanzhou Co., Ltd. (zjxk [2021] No. 3831) issued by the China Securities Regulatory Commission (hereinafter referred to as the “CSRC”), Bank of Lanzhou Co., Ltd. (hereinafter referred to as the “bank”) issued no more than 569569717 ordinary shares with a par value of RMB 1.00 each, The issue price per share is 3.57 yuan, and the total amount of raised funds is 2033363889.69 yuan. After deducting the issuance expenses related to the raised funds, the total amount is 65030408.28 yuan (excluding value-added tax), and the net amount of raised funds is 1968333481.41 yuan.
As of January 11, 2022, the bank had received a total amount of 2033363889.69 yuan of funds raised from this public offering, after deducting 50834097.24 yuan of basic recommendation and underwriting expenses (excluding value-added tax), the actual amount of funds raised was 1982529792.45 yuan, and the net amount of funds raised after deducting other issuance expenses was 1968333481.41 yuan.
Grant Thornton Certified Public Accountants (special general partnership) has verified the availability of the raised funds on January 12, 2022 and issued the capital verification report “Grant Thornton Yan Zi (2022) No. 110c000017”.
2、 Signing of supervision agreement on raised funds and opening of special account for raised funds
In order to regulate the management and use of raised funds and protect the rights and interests of small and medium-sized investors, in accordance with relevant laws and regulations, regulatory guidelines for listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies and other normative documents, as well as the relevant provisions of the bank’s raised funds management system, On January 26, 2022, the bank signed the supervision agreement on raised funds between Bank of Lanzhou Co., Ltd. and China Securities Co.Ltd(601066) (hereinafter referred to as the “supervision agreement on raised funds”) with the recommendation institution China Securities Co.Ltd(601066) (hereinafter referred to as ” China Securities Co.Ltd(601066) “), and has opened a special account for raised funds (hereinafter referred to as “special account”) in the business department of the bank, Account Name: Bank of Lanzhou Co., Ltd., account number: 101872060406725.
3、 Main contents of the raised funds supervision agreement
The main contents of the supervision agreement on raised funds signed between the bank and China Securities Co.Ltd(601066) are as follows:
1. The bank has opened a special account for raised funds with an account number of 101872060406725. As of January 19, 2022, the balance of the special account was 1982529792.45 yuan. The special account is only used for the storage and use of the funds raised by the bank’s initial public offering of a shares, and shall not be used for other purposes.
2. The bank and China Securities Co.Ltd(601066) shall jointly abide by the bill law of the people’s Republic of China, the measures for payment and settlement, the measures for the administration of RMB bank settlement accounts and other laws, regulations and rules.
3. China Securities Co.Ltd(601066) as a recommendation institution of this bank, it shall appoint a recommendation representative or other staff to supervise the use of the raised funds of this bank in accordance with relevant regulations. China Securities Co.Ltd(601066) shall perform its supervisory duties in accordance with the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange (revised in 2020) and the raised funds management system formulated by this bank, and have the right to exercise its supervisory power by means of on-site investigation and written inquiry. The bank should actively cooperate with the investigation and inquiry of China Securities Co.Ltd(601066) . China Securities Co.Ltd(601066) conduct on-site inspection on the deposit and use of the bank’s raised funds every six months.
4. Zeng kunjie and Tian bin, the sponsor representatives authorized by China Securities Co.Ltd(601066) of the bank, can inquire and copy the information of the bank’s special account at any time; The bank shall timely, accurately and completely provide it with the required information about the special account.
When the sponsor representative inquires about the special account of this bank, he shall issue his own legal identity certificate; When other staff members designated by China Securities Co.Ltd(601066) inquire about the special account of this bank, they shall issue their own legal identity certificate and unit introduction letter.
5. The bank issues a statement to China Securities Co.Ltd(601066) on a monthly basis (before the 10th of each month). The bank shall ensure that the statements are true, accurate and complete.
6. If the amount withdrawn from the special account by the bank in one time or within 12 months exceeds 50 million yuan or 20% of the net raised funds (whichever is lower), the bank shall timely notify China Securities Co.Ltd(601066) by fax and / or email, and provide the expenditure list of the special account.
7. China Securities Co.Ltd(601066) if it is found that this bank fails to perform this Agreement as agreed, it shall timely report in writing to Shenzhen Stock Exchange after knowing the relevant facts.
8. China Securities Co.Ltd(601066) has the right to change the designated sponsor representative according to relevant regulations. China Securities Co.Ltd(601066) if the sponsor representative is replaced, it shall notify the bank in writing of relevant supporting documents and the contact information of the replaced sponsor representative. The replacement of the sponsor representative does not affect the effectiveness of this agreement. The bank’s authorization to the China Securities Co.Ltd(601066) sponsor representative agreed in Article 4 of this Agreement shall be automatically inherited by the replaced sponsor representative.
9. If the bank fails to issue a statement to China Securities Co.Ltd(601066) or notify China Securities Co.Ltd(601066) of large withdrawals from the special account for three consecutive times, and fails to cooperate with China Securities Co.Ltd(601066) to investigate the special account, China Securities Co.Ltd(601066) may require the bank to unilaterally terminate this Agreement and cancel the special account for raised funds.
10. If any party to the raised funds supervision agreement violates this agreement, it shall bear the liability for breach of contract to the observant party and compensate the observant party for the losses suffered therefrom.
4、 Documents for future reference
1. The supervision agreement on raised funds between Bank of Lanzhou Co., Ltd. and China Securities Co.Ltd(601066) signed by the bank and China Securities Co.Ltd(601066) ;
2. Capital verification report (ztyz (2022) No. 110c000017) issued by Zhitong Certified Public Accountants (special general partnership).
It is hereby announced.
Board of directors of Bank of Lanzhou Co., Ltd. January 27, 2022
