Securities code: 600109 securities abbreviation: Sinolink Securities Co.Ltd(600109) Announcement No.: pro 2022-4 Sinolink Securities Co.Ltd(600109)
Announcement on receiving the notice of China Securities Regulatory Commission on suspension of examination of administrative license application
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents. The application for non-public offering of shares by Sinolink Securities Co.Ltd(600109) (hereinafter referred to as the “company”) obtained the acceptance form of administrative license application of China Securities Regulatory Commission (No. 212846) issued by China Securities Regulatory Commission (hereinafter referred to as the “CSRC”) in October 2021. In November 2021, the company received the notice of the first feedback on the examination of administrative licensing projects issued by the CSRC (No. 212846), and submitted the relevant documents of the feedback to the CSRC. In December 2021, the company received the letter on preparing for the Sinolink Securities Co.Ltd(600109) non-public development bank stock issuance and examination committee meeting (hereinafter referred to as the “notification letter”) issued by the issuance Supervision Department of the CSRC, and submitted the relevant documents replied to the notification letter to the CSRC.
As the legal services provided by the law firm hired by the company for this non-public offering of shares for other companies were filed for investigation by the CSRC, the company recently received the notice of suspension of examination of administrative license application of the CSRC (No. 212846) issued by the CSRC. In accordance with the relevant provisions of the provisions of the China Securities Regulatory Commission on the procedures for the implementation of administrative licensing, the CSRC decided to suspend the examination of the company’s application for non-public offering of shares.
The company and the company’s non-public offering of shares have nothing to do with the investigation of the above intermediary institutions, and the signatories of the intermediary institutions of the company’s non-public offering of shares have nothing to do with the investigation. The suspension of the review of this non-public offering will not have a significant adverse impact on the company’s production and operation activities.
As of the date of this announcement, the intermediary agency hired by the company for the non-public offering of shares has performed a comprehensive review procedure for the non-public offering of shares in accordance with relevant laws and regulations and the requirements of the CSRC, and officially issued a review report, The company will submit the application documents on resuming the examination of the non-public offering of shares to the CSRC as soon as possible.
Matters related to the company’s non-public offering of shares still need to be approved by the CSRC. There is uncertainty about whether it can be approved. The company will timely perform the obligation of information disclosure according to the progress. Please pay attention to the investment risks.
It is hereby announced.
Sinolink Securities Co.Ltd(600109) board of directors
January 28, 2002