On January 24, Huabao Flavours & Fragrances Co.Ltd(300741) received the attention letter from Shenzhen Stock Exchange.
According to the letter of concern, on January 24, 2022, your company disclosed the announcement on the filing and investigation of the actual controller of the company, which said that your company recently received the filing notice from Leiyang Supervision Commission, which decided to file and investigate the illegal problem of Zhu linyao, the actual controller of your company. Our department is concerned about this. Please add the following items to your company:
1. According to the information your company has so far mastered on the specific matters of the investigation of Zhu linyao's violation of the law by Leiyang supervision committee, whether it has taken compulsory measures against Zhu linyao, and explain whether it involves corporate responsibility. If so, please explain whether your company is suspected of major violations of the law.
2. Zhu linyao's personal debt and the pledge of shares or other rights directly or indirectly held by your company, including the amount of debt, whether it involves corporate liability, whether it has been sued, the number of Pledged Shares, the amount of pledged financing, whether there is a risk of pledge closing positions, whether there are other equity restrictions, etc.
3. Please fully evaluate the impact of Zhu linyao's investigation on the stability of the company's control, finance and production and operation management, as well as the countermeasures your company has taken and plans to take, and fully prompt the relevant risks.
4. Please check and explain whether the company's operation has changed recently, whether there are undisclosed litigation, fund occupation, illegal guarantee, bank account freezing and other situations that should be disclosed, and fully remind the relevant risks.
5. Please verify the specific time when your company knows the above matters, and explain whether there is any failure to fulfill the obligation of information disclosure in time and the disclosure of insider information in advance.
6. Please conduct a self-examination of your company and explain the trading of your company's shares by your directors, supervisors, senior managers and shareholders holding more than 5% in recent one month, and whether there is insider trading. At the same time, supplement and report the insider information and self-examination report to our department.
7. Other information that your company thinks should be explained.
Please make a written statement on the above matters, submit the relevant explanatory materials to the Ministry and disclose them to the public before January 27, 2022, and send a copy to the listed company supervision department of Tibet securities regulatory bureau.
