supervision of listed companies
This week (from January 17, 2022 to January 21, 2022), the regulatory department of the company of Shanghai stock exchange sent 6 regulatory work letters, including 3 regulatory inquiry letters and 3 regulatory work letters; Through the supervision during and after the event, 12 supplementary and correction announcements are required to be disclosed by listed companies. For violations of information disclosure, 3 written warnings and 3 disciplinary measures were taken. At the same time, strengthen the linkage supervision of information disclosure and abnormal stock price. For the company’s disclosure of sensitive information or obvious abnormal stock price, it is required to start four verification forms of insider trading and abnormal trading.
market transaction supervision
This week (from January 17 to January 21, 2022), the Shanghai Stock Exchange took written warnings and other regulatory measures against 60 abnormal securities transactions such as raising and suppressing, false declaration and so on. Focus on the monitoring of Inly Media Co.Ltd(603598) and other stocks with serious abnormal fluctuations, and take strict regulatory measures for 45 abnormal trading behaviors in accordance with regulations. The delisting risk stocks Xinjiang Yilu Wanyuan Industrial Investment Holding Co.Ltd(600145) were strictly supervised in accordance with regulations, and regulatory measures such as suspending the trading of investors’ accounts were taken in time for abnormal trading behaviors that exacerbated abnormal fluctuations, misled investors’ trading decisions and affected the market trading order. Special verification was conducted on 10 major events of listed companies, and clues of one suspected violation of laws and regulations were reported to the CSRC.
