A word’s difference is a thousand miles away Shenzhen H&T Intelligent Control Co.Ltd(002402) previously announced that the “dying shareholders’ meeting” had generated great public opinion, and now the relevant parties have also ushered in regulatory penalties.
On May 18, the official website of Shenzhen Securities Regulatory Bureau issued a document showing that on May 17, it carried out an on-site inspection on Beijing Zhonglun (Shenzhen) law firm for the problems found in the inspection, on the 18th, the regulatory measures ordered the Institute to correct according to law and the regulatory measures of issuing warning letters to three lawyers were adopted
Looking back, on May 16, Shenzhen H&T Intelligent Control Co.Ltd(002402) issued the announcement of the resolution of the first extraordinary general meeting of shareholders in 2022, and its hired Beijing Zhonglun (Shenzhen) law firm issued the corresponding legal opinion. However, the title of the legal opinion changed the “extraordinary general meeting of shareholders” into “dying general meeting of shareholders”P align = “center” the wrong version of legal opinion written by Beijing Zhonglun (Shenzhen) law firm
Shenzhen H&T Intelligent Control Co.Ltd(002402) announcement shows that at 14:30 on May 16, the company held the first extraordinary general meeting of shareholders in 2022. Lawyers Liu Fangyu and Zhuang Ying of Beijing Zhonglun (Shenzhen) law firm attended the general meeting, witnessed it and issued legal opinions.
Shenzhen Securities Regulatory Bureau believes that as an important “gatekeeper” of the capital market, law firms and practicing lawyers should be diligent and conscientious, provide professional and prudent legal services, and promote the improvement of the quality of information disclosure of listed companies.
two errors in two months
For this Oolong incident, Shenzhen H&T Intelligent Control Co.Ltd(002402) still did not give a clear reply.
On May 16, Shenzhen H&T Intelligent Control Co.Ltd(002402) Board Secretary Luo Shanshan said in an interview with reporters: “it’s not convenient. I’m communicating with the lawyers over there now.” On June 18, the other party called the reporter, but didn’t answer the phone.
in the past two months, Shenzhen H&T Intelligent Control Co.Ltd(002402) in addition to announcing the problem of “dying shareholders’ meeting”, the previously disclosed 2021 annual report has also been corrected
On April 8, Shenzhen H&T Intelligent Control Co.Ltd(002402) released the announcement on correcting the disclosure errors of non recurring profits and losses in 2021. According to the company’s 2021 annual report, a total of 331854 million yuan of military value-added tax rebates received by the holding subsidiary Zhejiang Chengchang Technology Co., Ltd. in 2021 were recognized as recurring profits and losses.
Shenzhen H&T Intelligent Control Co.Ltd(002402) said that since it was the first time to receive the military VAT rebate, based on the principle of prudence, the company recognized the rebate as non recurring profit and loss, so it was necessary to adjust the non recurring profit and loss disclosed in the 2021 annual report, the company increased the non recurring profit and loss by 208969 million yuan in 202 7
The 2021 annual report (corrected) shows that Shenzhen H&T Intelligent Control Co.Ltd(002402) is mainly engaged in two sectors: intelligent controller for household products, new generation intelligent controller, R & D, production and sales of intelligent hardware and manufacturer’s service platform business; Design, R & D, production, sales and technical services of microwave and millimeter wave analog phased array T / R chip.
In 2021, Shenzhen H&T Intelligent Control Co.Ltd(002402) realized a net profit of 477 million yuan excluding non recurring profits and losses attributable to shareholders of listed companies, with a year-on-year increase of 30.19%.
Source: Shenzhen H&T Intelligent Control Co.Ltd(002402) 2021 annual report (corrected)
As the Secretary of Shenzhen H&T Intelligent Control Co.Ltd(002402) board of directors, Luo Shanshan is currently fully responsible for the company’s finance, securities, legal affairs, information disclosure, investment and financing and other related workP align = “center” Shenzhen H&T Intelligent Control Co.Ltd(002402) Secretary Luo Shanshan resume p align = “center” source: Shenzhen H&T Intelligent Control Co.Ltd(002402) 2021 annual report (corrected)
Shenzhen H&T Intelligent Control Co.Ltd(002402) was listed on Shenzhen Stock Exchange in 2010. Its annual evaluation of information disclosure was from 2010 to 2020. Except that the evaluation level in 2010 was good, the evaluation level in other years was B p align = “center” source: Official Website of Shenzhen Stock Exchange
According to the assessment measures for information disclosure of listed companies of Shenzhen Stock Exchange (revised in 2020), the assessment results of information disclosure of listed companies are divided into four levels from high to low: A, B, C and D, mainly based on the quality of information disclosure of listed companies, combined with the standardized operation level of listed companies, the degree of protection of investors’ rights and interests and other factors.
several A-share companies have errors in information disclosure
Shenzhen H&T Intelligent Control Co.Ltd(002402) in case of the above-mentioned letter Phi problem, it was revised soon. However, the same mistakes have also been made by listed companies such as Unilumin Group Co.Ltd(300232) , Avic Heavy Machinery Co.Ltd(600765) , Funeng Oriental Equipment Technology Co.Ltd(300173) (at that time, the securities was referred to as “smart Songde”) and have not been corrected.
For example, Funeng Oriental Equipment Technology Co.Ltd(300173) in the 2018 semi annual report, wrote the second extraordinary general meeting of shareholders as the second “dying” general meeting of shareholders p align = “center” source: Funeng Oriental Equipment Technology Co.Ltd(300173) (at that time, securities abbreviation: Wisdom Songde) 2018 semi annual report
On April 28, 2021, Unilumin Group Co.Ltd(300232) issued the announcement of information disclosure management system (April 2021), which wrote the temporary announcement as “dying” announcementP align = “center” source: Unilumin Group Co.Ltd(300232) information disclosure management system (April 2021)
Avic Heavy Machinery Co.Ltd(600765) wrote the interim meeting as dying meeting in the announcement on adding interim proposals to the 2020 annual general meeting of shareholders issued on March 23, 2021P align = “center” source: Avic Heavy Machinery Co.Ltd(600765) announcement
In conclusion, when writing relevant materials, listed companies and relevant intermediaries are easy to mistakenly write “temporary” as “dying”, and it is also easy to mistakenly write “public fund” as “cemetery fund” and “brokerage business” as “economic business”.
These error prone contents need to be carefully treated and proofread by the staff.
In the view of insiders, most of the information disclosure problems of the above listed companies are unintentional, which is different from the fraud of information disclosure. However, the listed companies should pay attention to this low-level error, otherwise the error or violation of information disclosure caused by this problem will not only affect the credibility, but also harm the interests of investors.
From the perspective of supervision, based on the information disclosure of Shenzhen H&T Intelligent Control Co.Ltd(002402) , Shenzhen Securities Regulatory Bureau will continue to play a joint regulatory force with relevant departments in the future, strictly supervise and compact responsibilities, urge law firms and practicing lawyers to continuously improve their practice quality and compliance awareness, and escort the steady reform of the stock issuance registration system.
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