The risk prompt SMS for subscription of new shares provoked controversy Caitong Securities Co.Ltd(601108) responded

On April 14, the reporter of China Securities Journal learned from Caitong Securities Co.Ltd(601108) seeking confirmation of the screenshot of “risk prompt message for subscription of new shares” posted on the Internet that the message is a risk prompt message sent by a business department of the company to its customers (only for the customers of the business Department). The main starting point is to give customers a good risk prompt before subscription of new shares to avoid causing their own asset losses.

Caitong Securities Co.Ltd(601108) means, The complete text messages received by some customers are: “Dear customer, it is the obligation of every shareholder to pay for the winning new shares. If your new shares have won the lot and the account funds are sufficient, the securities company will freeze the funds in accordance with the national regulations and shall not give up the shares. I hereby remind the shareholders to make their own risk judgment before the subscription of new shares, whether it is in line with their own investment values, and apply carefully to avoid the loss of their own assets.” The online screenshot is incomplete and does not include the risk prompt in the second half.

At the same time, Caitong Securities Co.Ltd(601108) indicates that the wording and expression of some contents in the SMS are not rigorous and complete, and will explain to customers later and further strengthen internal management.

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