China Securities News Agency, April 3 – Shenzhen Securities Regulatory Bureau announced on April 2 that China Merchants Securities Co.Ltd(600999) in the network security incident on March 14, 2022, there were some problems, such as imperfect change management, untimely and inadequate emergency disposal, so it decided to take administrative supervision measures to order China Merchants Securities Co.Ltd(600999) to make corrections.
In the morning trading on March 14, investors successively reported that China Merchants Securities Co.Ltd(600999) trading system failed, which was mainly reflected in the failure of transaction or cancellation China Merchants Securities Co.Ltd(600999) responded that all trading orders in its centralized trading system had been transmitted to the exchange system in real time. However, due to the delay of transaction return processing, some customers did not receive the transaction return information in time at the client, and the cancellation transaction was affected.
Shenzhen Securities Regulatory Bureau also said that China Merchants Securities Co.Ltd(600999) should further strengthen the overall planning of the construction of important information systems, fully understand the system architecture and internal operation mechanism, strengthen the management of R & D, testing, launch, upgrading and change, operation and maintenance, improve the emergency response mechanism, ensure the professional ability and quantity allocation of key post personnel, and ensure the safe and stable operation of the information system.
Meanwhile, the Shenzhen Securities Regulatory Bureau requires China Merchants Securities Co.Ltd(600999) to investigate the internal responsibility of the personnel responsible for the incident, complete the above rectification work and submit the rectification report within three months.
