According to the official website of Shenzhen Securities Regulatory Bureau, Shenzhen Securities Regulatory Bureau recently issued the “decision on ordering China Merchants Securities Co.Ltd(600999) to take corrective measures”.
The decision shows that China Merchants Securities Co.Ltd(600999) in the network security incident on March 14, 2022, there are some problems, such as imperfect change management, untimely and inadequate emergency disposal. The above-mentioned acts violate the relevant provisions of Article 22, paragraph 1 of Article 32 of the measures for the administration of information security of the securities and futures industry and Article 22, paragraph 1, Article 36 and Article 42 of the measures for the administration of information technology of securities fund operating institutions.
In accordance with Article 50 of the measures for the administration of information security, Article 57 of the measures for the administration of information technology and Article 28 of the measures for the reporting, investigation and handling of network security incidents in the securities and futures industry, Shenzhen Securities Regulatory Bureau has decided to take administrative regulatory measures to order China Merchants Securities Co.Ltd(600999) to make corrections. Shenzhen Securities Regulatory Bureau said that China Merchants Securities Co.Ltd(600999) should further strengthen the overall planning of the construction of important information systems, fully understand the system architecture and internal operation mechanism, strengthen the management of R & D, testing, launch, upgrading and change and operation and maintenance, improve the emergency response mechanism, ensure the professional ability and quantity allocation of personnel in key positions, and ensure the safe and stable operation of the information system; Meanwhile, China Merchants Securities Co.Ltd(600999) shall investigate the internal responsibility of the personnel responsible for this incident China Merchants Securities Co.Ltd(600999) shall complete the above rectification work within 3 months and submit the rectification report to Shenzhen Securities Regulatory Bureau.
On March 14, after the opening of the Shanghai and Shenzhen stock markets, some investors reported on the social platform that the China Merchants Securities Co.Ltd(600999) trading system had system failures, including problems such as unable to clinch a deal on the trading page and unable to withdraw. On the same day, ” China Merchants Securities Co.Ltd(600999) collapsed” was posted on the microblog hot search.
