On April 2, Shenzhen Securities Regulatory Bureau issued the decision to order China Merchants Securities Co.Ltd(600999) to take corrective measures. According to the Shenzhen Securities Regulatory Bureau, China Merchants Securities Co.Ltd(600999) in the network security incident on March 14, 2022, there were some problems, such as imperfect change management, untimely and inadequate emergency disposal. The above-mentioned acts violate the relevant provisions of the measures for the administration of information security guarantee of securities and futures industry and the measures for the administration of information technology of securities fund operating institutions.
Shenzhen Securities Regulatory Bureau has decided to take administrative regulatory measures to order correction of China Merchants Securities Co.Ltd(600999) company. “Your company should further strengthen the overall planning of the construction of important information systems, fully understand the system architecture and internal operation mechanism, strengthen the management of R & D, testing, launch, upgrading and operation and maintenance, improve the emergency response mechanism, ensure the professional ability and quantity allocation of personnel in key positions, and ensure the safe and stable operation of the information system; at the same time, your company should investigate the internal responsibility of the personnel responsible for this incident. Your company should Complete the above rectification work within 3 months and submit the rectification report to our bureau. ” Shenzhen Securities Regulatory Bureau said.
