How to guarantee the sealed securities and futures trading in Shanghai? The broker has been on duty for more than 120 hours

From 5:00 on March 28, Shanghai implemented nucleic acid screening in batches with the Huangpu River as the boundary. How to coordinate the capital market and the epidemic prevention policy?

The reporter of China Securities News learned from various interviews that in Shanghai on March 28, major exchanges, securities companies, futures companies, settlement institutions and other institutions directly related to transactions took a professional attitude to ensure the smooth operation of the securities and futures market and the normal development of transactions while preventing and fighting the epidemic.

transactions are stable and orderly

On March 28, the transactions of Shanghai Stock Exchange, Shanghai Futures Exchange, China Financial Futures Exchange and Shanghai Environment Group Co.Ltd(601200) energy exchange were conducted normally; As a national systemically important financial infrastructure, Shanghai clearing house has made specific arrangements to ensure the smooth and efficient operation of various businesses.

The Shanghai Stock Exchange said that since the outbreak of the epidemic in Shanghai, the Shanghai Stock Exchange has strictly implemented the relevant requirements of Shanghai on epidemic prevention and control, dynamically adjusted the epidemic prevention and control management measures in the exchange according to the changes of the epidemic, and started the closed Office of the minimum operation team for key posts such as trading business and technical system operation. According to the requirements of epidemic prevention and control, the Shanghai Stock Exchange has further started the resident office of the minimum operation unit of the whole institute last week to ensure the safety of transactions, and the rest of the staff work remotely at home to minimize the flow and aggregation of personnelP align = "center" on March 28, the system operators of Shanghai Stock Exchange were at their posts. Source: Shanghai Stock Exchange

As for Shanghai Futures Exchange, in order to ensure the smooth and orderly operation of market transactions, as early as early as early March, the team composed of core departments such as trading, settlement, supervision and technical support has been assembled and closed. Subsequently, according to the changes of epidemic situation, a careful shift plan has been formulated, forming a close cooperation of core closed operation and maintenance + daily resident office. In addition to the exchange, all participants in the futures market such as futures companies, settlement banks and delivery warehouses also timely formulate and implement corresponding emergency plans, so as to weave a safety net for epidemic prevention and control for the futures market and build a new barrier for operational safetyP align = "center" temporary rest place of the previous period. Source: previous period Institute

The operation of China financial futures exchange is generally stable and orderly. Recently, CICC has paid close attention to epidemic prevention and control and safe operation. According to the requirements of local epidemic prevention and control policies and in combination with the latest epidemic situation, CICC has formulated relevant plans in advance, taken emergency safeguard measures and adopted the principle of minimization. While orderly arranging front-line duty and home standby office, ensure the normal operation of transaction, settlement and supervision business and the safety of epidemic prevention of employeesP align = "center" the work area of cicfe is undergoing epidemic prevention and disinfection. Source: CICC

Shanghai Environment Group Co.Ltd(601200) energy exchange made major adjustments and arrangements on the business related to the national carbon emission trading during the special period of epidemic prevention and control, so as to ensure the normal operation of the national carbon emission trading system, orderly promote the opening of the account of the national carbon emission trading system, unblock the consulting channels of the national carbon emission trading business, and continuously release and supervise the national carbon emission trading information.

Shanghai clearing house also focuses on epidemic prevention and control and market operation. As a national systemically important financial infrastructure, in order to ensure the smooth and efficient operation of the company's businesses and uninterrupted financial services, Shanghai clearing house held party committee and special meetings for specific deployment at the first time. At the same time, according to the requirements of Shanghai and Huangpu District on epidemic prevention and control, combined with the actual situation of the company, update and upgrade the shift Office emergency plan from the perspectives of comprehensive coordination, technical support, operation support and logistics support, orderly organize all staff to carry out multiple rounds of nucleic acid testing, improve the ability to deal with emergencies related to epidemic control, and prevent and reduce the possible impact on the market, Effectively ensure the stable operation of the inter-bank marketP align = "center" Shanghai clearing house interacts with on-site and home office staff. Source: Shanghai clearing house

brokerage personnel returned overnight

The trading and data related departments of many securities companies are located in Pudong area where the first round of sealing and control is carried out. In order to ensure the normal operation of business, many securities companies and branches arrange personnel rotation, and key departments and key posts ensure personnel on duty. Some securities companies return to the company overnight to ensure the normal trading of investors.

Since March 27, the relevant departments of securities companies in Pudong have started various preparations. In order to ensure continuity of the system and transactions, Sinolink Securities Co.Ltd(600109) arranged duty officers to check in on the office in the evening of March 27th, debug the equipment ahead of time, and rehearse with colleagues and customers, so as to ensure the stable operation of all business systems. As of March 28, relevant personnel had been on duty for more than 120 hours, and all work was progressing smoothly and orderly.

Guotai Junan Securities Co.Ltd(601211) securities, the company's operation center relies on the emerging cloud desktop technology to form the latest remote office solution of "oavpn + cloud desktop", realizing that more than 80% of employees work off-site, and only some key positions are reserved on site, so as to ensure that the company's "heart" beats strongly. The core team of IT department is on duty for 7 24 hours to ensure the normal operation of important business systems.

On March 28, Haitong Securities Company Limited(600837) chairman and general manager took the lead on duty, and more than 150 business backbones stuck to the front-line office to ensure the normal operation and transaction of the company; At the same time, we will continue to coordinate with external agencies to provide on-site nucleic acid testing services for on-site office staff of the headquarters and organize a safety net for epidemic prevention and control.

Shenwan Hongyuan Group Co.Ltd(000166) according to the requirements of closed management and control in Pudong area, the key personnel of the two computer rooms in Pudong area of the company stationed in the computer room at 0:00 on March 28 to ensure that customer transactions were not interrupted during the closure of Shanghai division; Pudong branch suspended on-site business, and employees worked at home to ensure uninterrupted customer service during the closure of the zone.

Everbright Securities Company Limited(601788) said that the company continued to develop online business processing functions and has provided 46 business processing functions through online channels such as golden sunshine app, wechat service number and online transaction client to ensure the orderly development of all businesses of the company.

futures company: ready to fight

During the period of closure and control in Pudong area, futures exchanges, futures companies and futures settlement banks all acted quickly to do a good job in employee epidemic prevention, while futures trading was carried out normally.

Guotai Junan Securities Co.Ltd(601211) futures guarantees the transaction from five aspects: customer service, internal initiative, logistics and technical stability maintenance, plan and scheme, and branches. The general manager of the Information Technology Department of the company is stationed at the office site all day and has not been home for a week in a row; 21 party members of the Department strive to be on duty on site; Many colleagues either continuously live in hotels or night shift dormitories to ensure operation and maintenance. Since the outbreak of the epidemic, it has achieved zero operation and maintenance safety accidents, zero complaints about customer service, zero infection among department employees, and 100% solved the remote office needs of the company's employees.

Eastern securities futures quickly launched the emergency plan for the three places of ABC. Xinyuan headquarters of the company is located in place a. the on-site office colleagues in place a implement closed-loop management every 48 hours, and the access of the on-site building needs 24 hours. It is located in the emergency office space of the free trade zone, and the transaction settlement customer service is divided into two groups of personnel to work on site at the emergency point. The home colleagues are in place C. The company provides each home colleague with an emergency franchise notebook, online remote office and daily nucleic acid, so as to ensure to replace the on-site personnel after unsealing at any time.

Futures settlement cannot be separated from the cooperation of banks Industrial And Commercial Bank Of China Limited(601398) Futures Building sub branch said that in order to ensure that the business of Shanghai Futures Exchange will not be affected, the outlet quickly arranged the employees of the outlet on the evening of March 23, and grouped the employees of the outlet according to accommodation, duty and backup, so as to ensure that the outlet can open the door normally. Four employees entered the outlet early for two days of closed isolation. During the period of isolation, the staff of the outlet shall seize the time to contact customers and deal with business, so as to ensure the normal operation of the outlet and make a smooth transition of transactions.

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