On suspicion of manipulating the securities and futures markets, Guangzhou Haozhi Industrial Co.Ltd(300503) actual accuser and vice chairman Tang Xiuqing was placed under residential surveillance at the designated residence of the Public Security Bureau.
On December 28, Guangzhou Haozhi Industrial Co.Ltd(300503) rose 3.29% to 14.45 yuan / share, with a total market value of 4.423 billion yuan. The latest data show that the number of shareholders is 23200.
Guangzhou Haozhi Industrial Co.Ltd(300503) the actual controller and the board secretary are designated to live under surveillance
On December 28, Guangzhou Haozhi Industrial Co.Ltd(300503) announced that the company recently learned that Tang Xiuqing, the controlling shareholder, actual controller, vice chairman and general manager of the company, and Xiao Yonglin, the director, deputy general manager, Secretary of the board of directors and chief financial officer of the company, were monitored and resided in the designated residence of Jinhua Public Security Bureau on suspicion of manipulating the securities and futures market. The relevant matters remain to be further investigated by the public security organ.
Guangzhou Haozhi Industrial Co.Ltd(300503) said that this survey is a personal survey of relevant personnel of the company and does not involve the company. At present, the operation of the company is normal.
Subsequently, the company urgently convened the 14th meeting of the 4th board of directors. The directors attending the meeting unanimously agreed that Tang Lijun, chairman of the company, would perform the duties of secretary of the board of directors and chief financial officer during the period when Tang Xiuqing and Xiao Yonglin were under surveillance at their designated residence; Lei Qun, director and deputy general manager of the company, shall perform the duties of vice chairman and general manager on behalf of him.
In fact, before the news that the Guangzhou Haozhi Industrial Co.Ltd(300503) actual controller and the Secretary of the board of directors were placed under residential surveillance at the designated residence came out, the company issued the announcement about the controlling shareholder and actual controller receiving the filing notice from the China Securities Regulatory Commission. Tang Xiuqing, the controlling shareholder, actual controller, vice chairman and general manager of the company, received the filing notice from the CSRC on September 30, 2021, On September 26, 2021, the CSRC decided to file a case for alleged manipulation of the securities market in accordance with the securities law of the people's Republic of China, the administrative punishment law of the people's Republic of China and other laws and regulations.
On May 14 this year, Guangzhou Haozhi Industrial Co.Ltd(300503) also received a letter of concern from the management department of GEM companies, but the company has not replied to this letter.
In the letter of concern, the management department of gem said that recently, some media reported that a microblog big V disclosed that the company had conspired with the disk side to manage the market value and "default".
The management department of GEM companies requires the company to conduct self-examination on relevant media reports and explain whether the relevant reports are true, whether there are situations such as collusion with a third party and independent manipulation of the company's share price and position, and whether there are situations that damage the interests of listed companies and small and medium-sized investors.
The management department of GEM companies also requires the company to explain whether the company and its controlling shareholders, actual controllers, directors, supervisors, secretaries of the board of directors and other relevant personnel have signed market value management related agreements or similar arrangements with other third parties, and whether there is improper market value management.
chairman kairuide was also monitored for alleged manipulation of the securities market
Looking through the historical announcement, the reporter of the Securities Times found that it was rare for executives of the company to be monitored, and the last time executives were monitored was back to 2018.
On July 20, 2018, kairuide announced that the company received the notice of residential surveillance at designated residence issued by Jinhua Public Security Bureau on July 20, 2018, and learned that Zhang Peifeng, chairman of the company, and Rao Dacheng, chairman of the board of supervisors, were subjected to residential surveillance at designated residence on July 19, 2018 and July 18, 2018 respectively for suspected manipulation of the securities market.
After the news was released, the company's share price fell sharply at the opening on July 23, 2018, then closed the limit, and fell again the next day. Then, the company's share price remained depressed for a long time and continued to hover in the low range.
According to the notice of kairuide's reply to the attention letter of Shenzhen Stock Exchange, the CSRC filed an investigation on the case of non disclosure of excessive shareholding of a private placement institution and illegal trading during the restricted period. Since Zhang Peifeng, chairman of the company, was the party involved in the case, the CSRC served the investigation circular to him for investigation; Zhang Peifeng, chairman of the company, was subjected to residential surveillance at his designated residence on suspicion of manipulating the securities market.
Subsequently, Shandong Securities Regulatory Bureau took the regulatory measures of issuing a warning letter. Shandong Securities Regulatory Bureau said that Zhang Peifeng, as the chairman of Kairuide Holding Co.Ltd(002072) , received the investigation notice (Cheng Ji Cha Tong Zi No. 18008) issued by Sichuan Securities Regulatory Bureau on July 11, 2018 because he was involved in the case of undisclosed excessive shareholding of a private placement institution and illegal trading during the restricted period, but failed to be diligent and responsible, Ensure that the company will disclose within the specified period, so that the company will not disclose until July 20, 2018.
CSRC: strike at "zero tolerance" for stock price manipulation
In September this year, the CSRC disclosed that it had "jointly seized several major cases of market manipulation with public security organs", which also involved " Guangzhou Haozhi Industrial Co.Ltd(300503) ".
The CSRC said that since this year, the CSRC has earnestly implemented the opinions on strictly cracking down on illegal securities activities according to law jointly issued by the central office and the state office, and further deepened law enforcement cooperation with public security and judicial organs in accordance with the working principle of "zero tolerance", with the coordination working group on cracking down on illegal activities in the capital market as the platform and special law enforcement actions as the starting point, Severely crack down on illegal and criminal activities such as market manipulation, false statements and insider trading according to law. In the near future, following the fact that Shi and others manipulated the " Zoy Home Furnishing Co.Ltd(603709) " " Jiangsu Lettall Electronic Co.Ltd(603629) " stock price case, the SFC and the public security organs rely on clues to jointly study the judgment mechanism, combined with the monitoring and finding situation of the exchange, and launch a joint investigation of a number of vicious market manipulation cases in accordance with the law, and make the key cases for the special enforcement actions of the SFC in 2021, and centrally deploy forces to strengthen law enforcement cooperation. Accelerate the breakthrough of cases. At present, significant progress has been made in the case of relevant personnel suspected of manipulating the stock prices of " Hunan Nanling Industry Explosive Material Co.Ltd(002096) ", Ktk Group Co.Ltd(603680) ", Guangzhou Haozhi Industrial Co.Ltd(300503) ".
According to the investigation of the CSRC, from August 2020 to December 2020, Liu mouye Gang controlled dozens of securities accounts by means of stock capital allocation and entrusted financial management, and was suspected of manipulating " Hunan Nanling Industry Explosive Material Co.Ltd(002096) " shares by means of centralized capital advantage and continuous trading with shareholding advantage, resulting in illegal profits of tens of millions of yuan; Knowing that Liu Yiye and others manipulated the stock price of " Hunan Nanling Industry Explosive Material Co.Ltd(002096) ", ye actively provided relevant help and suggestions to create favorable conditions for market manipulation and seek illegal interests. Since 2019, Liu moulong's gang and Yan's gang have been suspected of manipulating the stock prices of " Ktk Group Co.Ltd(603680) " and " Guangzhou Haozhi Industrial Co.Ltd(300503) " respectively through continuous trading and inversion, involving a huge amount of money. The investigation also found that employees of individual institutions are suspected of using their positions to facilitate and manipulate gangs to transfer interests. In view of the illegal acts of the above-mentioned personnel meeting the standards for criminal filing and prosecution, the CSRC will transfer the relevant case clues to the public security organ according to law. Recently, the CSRC cooperated with the public security organs to carry out a joint action to arrest and bring to justice the main suspected criminals in three cases of market manipulation.
The CSRC said that the above-mentioned cases are organized criminal cases of market manipulation jointly seized by the CSRC and the public security organs, reflecting the grey black interest chain of collusion between manipulation gangs and capital allocation intermediaries, market brokers and stock market "black mouth", which is the key illegal type of "zero tolerance" crackdown by the CSRC in recent years. Next, the CSRC will continue to implement the opinions on strictly cracking down on illegal securities activities according to law, earnestly implement the requirements of the first meeting of the coordination working group on cracking down on illegal activities in the capital market, constantly consolidate and improve the cooperation mechanism with public security and judicial organs, give full play to the joint efforts of all parties, always maintain the high pressure of law enforcement, and severely crack down on false information disclosure, financial fraud In the name of market value management, we carried out vicious illegal and criminal activities such as market manipulation and insider trading, adhered to full coverage monitoring, full chain crackdown and all-round accountability, effectively urged all parties in the market to respect the law, effectively protect the legitimate rights and interests of investors and maintain the healthy and stable development of the capital market.
(Securities Times)
