Shanghai Beite Technology Co.Ltd(603009) was filed for investigation by the CSRC
Suddenly burst three mines! On the evening of November 26, major events continued. One night, three listed companies were successively filed for investigation, and nearly 70000 shareholders were stunned.
Among them, Shanghai Beite Technology Co.Ltd(603009) , Shanghai Huahongjitong Smart System Co.Ltd(300330) were investigated by the CSRC because they were suspected of violating laws and regulations in information disclosure. In addition, Sunny Loan Top Co.Ltd(600830) because the company disclosed important information in violation of regulations, which met the criminal filing standard, Ningbo Public Security Bureau filed the case for investigation.
On November 26, Shanghai Beite Technology Co.Ltd(603009) announced that the company received the notice of filing a case by China Securities Regulatory Commission on November 26, 2021. Shanghai Beite Technology Co.Ltd(603009) on November 9, 2021, the CSRC decided to file a case for investigation in accordance with the securities law of the people’s Republic of China, the administrative punishment law of the people’s Republic of China and other laws and regulations.
Shanghai Beite Technology Co.Ltd(603009) said that during the filing and investigation period, the company will actively cooperate with the work of China Securities Regulatory Commission and fulfill its obligation of information disclosure in strict accordance with regulatory requirements. At the same time, it reminds investors to invest rationally and pay attention to investment risks.
investors: thunder rolling, Monday’s limit
The company was put on file for investigation and investors fried the pot. Some investors said, “thunder is rolling everywhere.” “Cool, Monday limit.”
By the end of the third quarter, Shanghai Beite Technology Co.Ltd(603009) had 24700 shareholders.
Shanghai Beite Technology Co.Ltd(603009) has just been criticized by the Shanghai Stock Exchange
the actual controller of the company has been “named” by the supervision for many times
It is worth noting that on October 28, the Shanghai Stock Exchange criticized Shanghai Beite Technology Co.Ltd(603009) , the actual controller and then chairman Jin Kun and relevant responsible persons.
The Shanghai Stock Exchange pointed out that it was found that Jin Kun, the actual controller of Shanghai Beite Technology Co.Ltd(603009) and Jin Xiaotang, the person acting in concert, had violations of the occupation of non operating funds. In addition, it was found that 110 million yuan of the above occupied funds was used by Jin Xiaotang to subscribe for the non-public shares of the company’s 2018 issuance of shares, pay cash to purchase assets and raise supporting funds. This behavior was recognized as providing financial assistance to investors participating in the subscription.
To sum up, the company’s lending of funds to the actual controller and its persons acting in concert constitutes the occupation of non operating funds and violates relevant regulations. In view of the above, the Shanghai Stock Exchange decided to circulate a notice of criticism to Shanghai Beite Technology Co.Ltd(603009) and its actual controller and then chairman Jin Kun, then director and general manager Jin Xiaotang, and then Secretary of the board of directors and chief financial officer Xu Hongfei.
At the same time, the Shanghai Stock Exchange also gave regulatory warnings to the sponsor representative of Shanghai Beite Technology Co.Ltd(603009) fixed increase project and the sponsor of independent financial consultant project of major asset restructuring project.
On August 24, the Shanghai Securities Regulatory Bureau of the CSRC also sent five warning letters in a row. Because Shanghai Beite Technology Co.Ltd(603009) related party transactions involved Haitong Securities Company Limited(600837) , many responsible persons were warned of improper performance of their duties.
As the actual controller of the company, Jin Kun was repeatedly “named” by the supervisor. On August 5 this year, Shanghai Beite Technology Co.Ltd(603009) controlling shareholder Jin Kun failed to stop trading in time and fulfill the obligation of disclosure of equity changes when the shareholding change ratio reached 5% of the company’s issued shares. The number of over proportional illegal reduction was about 1927300 shares, accounting for 0.53%, with a large number and proportion. According to relevant regulations, the Shanghai Stock Exchange decided to circulate a notice of criticism to Shanghai Beite Technology Co.Ltd(603009) controlling shareholder Jin Kun.
the net profit in the first three quarters increased nearly four times year-on-year
It is understood that Shanghai Beite Technology Co.Ltd(603009) is a high-tech enterprise engaged in the R & D, production and sales of high-precision security rods and parts such as automobile steering gear rack and shock absorber piston rod.
According to the third quarterly report disclosed by the company, the net profit attributable to the parent company in the first three quarters was 51.39 million yuan, a year-on-year increase of 392.91%; The operating revenue was 1.274 billion yuan, a year-on-year increase of 28.29%; The basic earnings per share was 0.1432 yuan, a year-on-year increase of 393.79%.
Although it has been repeatedly “named” by the supervision, or affected by the data of the third quarterly report, Shanghai Beite Technology Co.Ltd(603009) share price has continued to rise after hitting a stage low price on October 28, and the share price has risen by more than 16.53% in the past month. As of press time, the stock reported 6.91 yuan, with a total market value of 2.479 billion yuan.
Shanghai Huahongjitong Smart System Co.Ltd(300330) was filed for investigation by the CSRC
suspected of violation of laws and regulations
Coincidentally, on November 26, Shanghai Huahongjitong Smart System Co.Ltd(300330) also announced that it had received the filing notice from the CSRC on November 26, 2021. The CSRC decided to file a case against the company because the company was suspected of illegal information disclosure.
Shanghai Huahongjitong Smart System Co.Ltd(300330) said that the company’s current production and operation status is normal. During the investigation, the company will actively cooperate with the investigation and perform the obligation of information disclosure in strict accordance with the regulations.
Some investors said, “20 cm bowl wide noodles next week.” “File a case for investigation, 20cm wide.” “It’s terrible.”
As of October 29, Shanghai Huahongjitong Smart System Co.Ltd(300330) had 13300 shareholders.
Previously, Shanghai Huahongjitong Smart System Co.Ltd(300330) also received the semi annual report inquiry letter from Shenzhen Stock Exchange, requesting to explain the specific situation of the equipment procurement project of automatic fare collection system for phase I project of Wuxi Metro Line 4 during the reporting period; The reason why the amount recovered in the reporting period is much lower than the recognized amount of revenue, whether the progress of payment collection is inconsistent with the contract, and the basis and rationality for the company to judge that the project progress meets the expected schedule.
It is understood that Shanghai Huahongjitong Smart System Co.Ltd(300330) is a state-controlled solution supplier and equipment supplier of electronic charging and payment system based on radio frequency identification technology (RFID). It specializes in the design, development, integration, sales and service of contactless IC card automatic charging system and the production and sales of related end products.
Sunny Loan Top Co.Ltd(600830) case of illegal disclosure of important information
was filed for investigation by Ningbo public security
On November 26, Sunny Loan Top Co.Ltd(600830) announced that the company had received the notice of filing a case from Ningbo Public Security Bureau. Because the company illegally disclosed important information, it met the criminal filing standards, and has now filed the case for investigation.
Sunny Loan Top Co.Ltd(600830) said that the company will actively cooperate with the investigation of Ningbo Public Security Bureau, perform the obligation of information disclosure in strict accordance with the regulatory requirements, and remind investors to pay attention to investment risks.
Sunny Loan Top Co.Ltd(600830) was previously filed for investigation by the CSRC
some investors sued for compensation
Sunny Loan Top Co.Ltd(600830) it is mentioned in the announcement that the above illegal disclosure of important information is the same as the company’s filing for investigation by the CSRC in 2019. What’s the specific matter?
It is reported that in January 2019, Sunny Loan Top Co.Ltd(600830) received a notice of investigation from the CSRC on suspicion of violation of laws and regulations.
Recently, the Zhejiang high court made a second instance judgment on the dispute over the liability of investors and Sunny Loan Top Co.Ltd(600830) (hereinafter referred to as Sunny Loan Top Co.Ltd(600830) ) for Securities Misrepresentation, rejected the appeal and upheld the original judgment. This means that it is a foregone conclusion that investors will be compensated.
Specifically, on June 5, 2020, the CSRC issued a decision on administrative punishment and market prohibition to the company and relevant parties. It is found that the total inflated profit of Sunny Loan Top Co.Ltd(600830) 2015 was 103 million yuan, accounting for 48.76% of the total profit before correction in 2015, and the inflated net profit was more than 77.58 million yuan, accounting for 49.96% of the net profit before correction in 2015. According to relevant regulations, Ningbo regulatory bureau of CSRC gave a warning to Sunny Loan Top Co.Ltd(600830) and imposed a fine of 600000 yuan.
In view of the fact that the company received the decision on administrative punishment from the CSRC on June 5, 2020 due to illegal information disclosure, investors have filed claims against it since July 2020.
By the end of the third quarter, Ningbo intermediate people’s court had accepted 37 claim cases and withdrawn one case. At present, there are 36 cases in litigation, with a total litigation amount of 14.9687 million yuan. The plaintiffs are natural person investors, and the cause of action is a dispute over the liability for Securities Misrepresentation. Among the 36 cases mentioned above, the court has made first instance judgments in 23 cases, with a total prosecution amount of 6.3634 million yuan and a total court judgment support amount of 854400 yuan; At present, 22 cases have been appealed to the court of second instance.
Sunny Loan Top Co.Ltd(600830) net profit in the first three quarters increased by 868%
It is understood that Sunny Loan Top Co.Ltd(600830) is mainly engaged in pawn, guarantee, financial leasing and financial investment business; During the reporting period, the company tried to launch Baijiu retail, but the amount was small.
The net profit attributable to the parent company in the first three quarters was 37.092 million yuan, a year-on-year increase of 867.78%; The operating revenue was 120 million yuan, a year-on-year increase of 93.49%; The basic earnings per share was 0.081 yuan, a year-on-year increase of 912.5%. Among them, the operating revenue increased in the third quarter, Sunny Loan Top Co.Ltd(600830) said it was mainly due to the growth of financial leasing and non-financial guarantee business in the current period.
The stock price trend of Sunny Loan Top Co.Ltd(600830) during the year was mainly shock, with a cumulative decline of 6.28% during the year. At present, Sunny Loan Top Co.Ltd(600830) is reported at 4.99 yuan, with a total market value of 2.267 billion yuan.
For the above matters, Sunny Loan Top Co.Ltd(600830) investors said, “there are more stories.” “The case has been filed again, and the share price has not fallen sharply?”
By the end of the third quarter, Sunny Loan Top Co.Ltd(600830) had 30000 shareholders.
(China Fund News)
