On February 28, First Capital Securities Co.Ltd(002797) ( First Capital Securities Co.Ltd(002797) , SZ; yesterday’s closing price was 6.36 yuan) announced that “the last round of shareholding reduction plan of Huaxi Xinyu, a shareholder holding more than 5% of the company’s shares, has expired today”. At the same time, Huaxi Xinyu will start a new round of shareholding reduction plan, that is, Huaxi Xinyu, with a shareholding ratio of 6.72%, plans to reduce its shareholding of no more than 1.74% of First Capital Securities Co.Ltd(002797) total share capital within 6 months from the date of disclosure of this announcement.
The reporter of the daily economic news noted that since February, in addition to First Capital Securities Co.Ltd(002797) , Tianfeng Securities Co.Ltd(601162) , Guosen Securities Co.Ltd(002736) , Hongta Securities Co.Ltd(601236) , Huaan Securities Co.Ltd(600909) , Central China Securities Co.Ltd(601375) disclosed the share reduction plan or progress of shareholders.
On March 1, as of the closing, the First Capital Securities Co.Ltd(002797) share price had no rise or fall.
proposed reduction of no more than 72.916 million shares
On February 28, First Capital Securities Co.Ltd(002797) first announced the expiration of the share reduction plan of shareholders holding more than 5%.
According to the daily economic news, on August 31, 2021, First Capital Securities Co.Ltd(002797) disclosed the pre disclosure announcement on the reduction of shares held by shareholders holding more than 5%. According to the announcement, Huaxi Xinyu plans to reduce its shares of the company by means of centralized bidding and block trading within 6 months from the announcement date (including the expiration date of 6 months), accounting for no more than 116 million shares, accounting for no more than 2.75% of First Capital Securities Co.Ltd(002797) total share capital.
On December 11, 2021, First Capital Securities Co.Ltd(002797) disclosed the announcement on the progress of reducing shareholders holding more than 5% of shares by more than half of the planned time and reducing shares by 1%.
On February 28, 2022, First Capital Securities Co.Ltd(002797) said that the term of Huaxi Xinyu’s share reduction plan expired. Huaxi Xinyu reduced 42.65 million shares of First Capital Securities Co.Ltd(002797) shares, accounting for 1.01% of the total share capital of First Capital Securities Co.Ltd(002797) this time. After this reduction, the proportion of First Capital Securities Co.Ltd(002797) shares held by Huaxi Xinyu decreased from 7.74% to 6.72%.
However, with the expiration of the reduction plan, Huaxi Xinyu will start a new round of reduction plan. On February 28, First Capital Securities Co.Ltd(002797) disclosed the announcement on pre disclosure of share reduction by shareholders holding more than 5%, that is, the shareholder Hua xixinyu holding First Capital Securities Co.Ltd(002797) 672% shares plans to reduce the company’s shares by means of centralized bidding and block trading within 6 months from the date of disclosure of this announcement (including the date of expiration of 6 months) due to the needs of its own business development, Accounting for no more than 1.74% of First Capital Securities Co.Ltd(002797) total share capital.
It is worth noting that the reduction through centralized bidding trading will be carried out 15 trading days after the date of disclosure of this announcement; The reduction of holdings through block trading will be carried out after the date of disclosure of this announcement. In addition, if the shares are reduced through centralized bidding, the total number of shares reduced within any continuous 90 natural days shall not exceed 1% of the total number of First Capital Securities Co.Ltd(002797) shares; In case of reduction through block trading, the total number of shares reduced within any consecutive 90 natural days shall not exceed 2% of the total number of First Capital Securities Co.Ltd(002797) shares.
First Capital Securities Co.Ltd(002797) said that the company has no controlling shareholder or actual controller. The implementation of Huaxi Xinyu’s share reduction plan will not lead to the change of the company’s control and will not have an impact on the company’s governance structure and sustainable operation.
several securities companies announced the progress of reducing their holdings
The reporter of the daily economic news noted that in addition to First Capital Securities Co.Ltd(002797) , there were relevant announcements in February that Tianfeng Securities Co.Ltd(601162) , Guosen Securities Co.Ltd(002736) , Hongta Securities Co.Ltd(601236) , Huaan Securities Co.Ltd(600909) , Central China Securities Co.Ltd(601375) disclosed the shareholders’ share reduction plan or progress.
On February 28, Tianfeng Securities Co.Ltd(601162) announced that on February 22, the company disclosed that the shareholder contemporary group plans to reduce its holdings of no more than 148 million shares through block trading within six months after the three trading days from the date of disclosure of the announcement of the reduction plan, accounting for 1.71% of the total share capital of the company. Recently, contemporary group wrote to the company that it reduced 114 million shares of the company from February 25, 2022 to February 28, 2022, accounting for 1.31% of the total share capital of the company. This reduction is more than 1% and the number of shares has been reduced by more than half. This reduction plan has not been completed.
On February 25, Guosen Securities Co.Ltd(002736) announced that on November 19, 2021, the company disclosed that China Resources trust plans to reduce the company’s shares by centralized bidding, block trading or other means within 6 months, which is no more than 50 million shares, that is, no more than 0.52% of the company’s current total share capital. As of February 22, 2022, China Resources trust has implemented the above reduction plan for more than half of the time, reducing 6000 shares.
On February 25, Hongta Securities Co.Ltd(601236) announced that due to the needs of business development, cloud Investment Group plans to reduce the total number of shares of the company by no more than 189 million, accounting for no more than 4% of the total shares of the company.
On February 24, Huaan Securities Co.Ltd(600909) announced that as of February 23, 2022, Anhui Publishing Group had not reduced its shares in the company; Anhui Publishing Group’s share reduction plan is more than half of the time, and the share reduction plan has not been implemented yet.
On February 18, Central China Securities Co.Ltd(601375) announced that the company disclosed on July 30, 2021 that Bohai company plans to reduce the number of shares of the company by means of centralized bidding within 6 months after 15 trading days. The company received the notice from Bohai company on February 18, 2022. From August 20, 2021 to February 18, 2022, Bohai company reduced 92.081 million shares of the company through centralized bidding, accounting for about 1.98% of the total shares of the company. As of the disclosure date of this announcement, the time interval of this reduction plan expires and the reduction plan ends.