National stock transfer company Beijing stock exchange
In 2021, the national small and medium-sized enterprise share transfer system Corporation (hereinafter referred to as the “national share transfer Corporation”) and the Beijing stock exchange (hereinafter referred to as the “Beijing stock exchange”) actively implemented the concept of “strengthening the city through reform and serving the company”, focused on building a standardized, orderly, accurate, efficient and distinctive market service system, continued to expand the breadth and depth of services, and continuously improved the sense of access of market players, We will intensify efforts to pool market services and actively create a good market environment for the better and faster development of innovative small and medium-sized enterprises.
optimize the construction of service system and help the steady implementation of reform
Clarify the general idea of “reform year” and “service year”, adhere to the equal emphasis on development and standardization, reform and service, actively explore the market service mechanism with characteristics, continuously optimize the service space layout, and help the smooth implementation of the reform.
Improve the service system framework and optimize the spatial layout of the base. Deeply implement the “I do practical things for the masses”, the team members of the company lead the team to “point-to-point” visits with local governments, communicate “face-to-face” with enterprises and institutions, and formulate the construction plan of market service system and annual service points. Improve the grid layout of “headquarters + base”, select business backbone, enrich the front line of market service, strengthen the construction of four first-class bases in East China, South China, southwest and northwest, add six regional bases in Beijing and Jiangsu, and prepare to build 14 regional bases, so as to basically form a service space layout radiating the whole country. Relying on the regional base, more than 2500 enterprises and market institutions were visited throughout the year, with a year-on-year increase of nearly three times; 426 publicity and training activities were carried out, and 14 special roadshows, investment and financing docking and other activities were held to effectively improve the local service capacity and open up the “last mile” of service.
Strengthen the support of special services to ensure the smooth implementation of the reform. Focusing on the main line of reform, we carried out the interpretation of the curriculum system of the system of the Beijing stock exchange in a phased and progressive manner, organized and carried out more than 320 special publicity activities for reform, covering more than 70000 person times; Record 16 online courses to facilitate market players to “learn independently, at any time and everywhere”. Establish a special class service mechanism for enterprises to apply for listing, 7 × Provide whole process consulting services 24 hours a day. Actively mobilize investors to participate in the reform rationally, and carry out the special investor education activity of “holding hands with the Beijing stock exchange and welcoming a new starting point”, covering more than 900000 people. Nearly 60 issues of a series of investment and teaching products such as “one picture to understand the system of the Beijing stock exchange” and “risk warning” were released to quickly and accurately analyze the reform rules and reveal risks.
upgrade the service content and enhance the sense of access of market players
Based on the original mission of serving the real economy and small and medium-sized enterprises, focusing on the practical needs of market subjects such as enterprises, investors and intermediaries, increase the supply of characteristic services, continuously improve the coverage and accuracy of services, and enhance the sense of access of all parties.
Strengthen precision cultivation and serve the whole chain growth of enterprises. Focus on the standardized development of enterprises, continuously enrich the supply of “regulatory compulsory courses” and “service elective courses”, and hold special training for “key minorities” such as directors’ secretaries and independent directors of listed companies of Beijing stock exchange; Organized the “annual report performance briefing” of 49 listed companies on the Beijing stock exchange and 23 listed companies, attracted nearly 100000 investors, carried out a series of activities of “Wanli travel on the new third board” and improved the management level of enterprise investor relations. Around the innovative growth of enterprises, 30 brand activities of “entrepreneur training camp” and “national stock transfer system lecture hall” were held to provide enterprises with “whole chain” value-added training services such as listing, capital operation and operation management, so as to promote the formation of a good service situation of “reserve, listing and listing” of innovative small and medium-sized enterprises.
Build investment and education brand and strengthen investor service. With the joint efforts of market investment and education, and in linkage with the securities regulatory bureau, China Clearing, the Securities Industry Association and the news media, nearly 70 Wuxi Online Offline Communication Information Technology Co.Ltd(300959) investment and education activities such as “entering securities companies”, “entering colleges and universities” and “knowledge competition” were organized throughout the year, covering nearly one million investors. Optimize the investment and education product matrix, combine the communication characteristics of new media, launch 258 graphic, video and audio investment and education products such as “one picture reading”, “annual report preparation” and “case description”, and launch more than 4000 non publicity manuals for investment and education prevention, so that investors are willing to read, understand and remember. To strengthen the construction of three-dimensional communication channels, relying on the “new three board teaching” official account of WeChat, we launched the “non defense column”, “one text read”, “new three board small classroom” and other columns, and published more than 280 contents throughout the year. In 2021, 29000 400 hotlines were answered, and the service satisfaction was 99%.
Promote the improvement of quality and efficiency, and cultivate characteristic and high-quality intermediaries. Highlight the incentive orientation and implement the special bonus points for the classified evaluation of securities companies on the new third board. In 2021, a total of 57 sponsoring securities companies received special bonus points. A number of securities companies that actively participated in the reform of the new third board and served small and medium-sized enterprises in the whole chain, or securities companies with comparative advantages in issuance, financing and continuous supervision, stood out. Focusing on improving the practice quality, we organized and carried out training and exchange activities such as “special training for sponsor representatives”, “improving the practice quality of host securities companies” and “the first course of practice on the new third board of accounting firms”, covering more than 12000 intermediary employees; For listing review and public offering review, the review dynamics and the host securities company newsletter were compiled and issued to promote useful experience.
continue to optimize the market ecology and gather a strong joint force of services
Give play to the central advantages of market organizations, strengthen cooperation and exchange with the government and banks, improve the efficiency of information use, continue to create a service ecosystem of concerted efforts of all parties in the market and benign interaction of market subjects, and promote the formation of a service pattern driven by internal and external connectivity in the capital market, direct financing and indirect financing.
Strengthen co construction and exchanges and give full play to the joint force of government support. In 2021, it signed strategic cooperation agreements with the local governments or relevant departments of 14 provinces, cities and autonomous regions, including Beijing, Jiangsu, Henan, Inner Mongolia, Hunan and Guizhou, and jointly carried out enterprise cultivation activities in combination with the characteristics of local industrial structure and scientific and technological innovation. Two local financial cadres exchange symposiums were organized, and nearly 100 persons in charge of 16 securities regulatory bureaus and 28 provincial and municipal financial bureaus participated in the exchange; 14 local financial cadres were invited to the Beijing stock exchange to carry out exchange activities to enhance understanding and build consensus. In conjunction with the Shanghai and Shenzhen Stock Exchange, the securities regulatory bureau and the local financial bureau, we jointly held a special training activity in the west, attracting more than 2000 enterprises to participate and giving full play to the joint force of multi-level capital market services.
Promote investment and financing docking and realize inclusive financial connectivity. Relying on the bases in South China and East China, organize 7 bank enterprise docking roadshows to improve the efficiency of enterprise investment and financing docking. We have established strategic cooperative relations with 13 banks including Industrial And Commercial Bank Of China Limited(601398) to carry out cooperation in enterprise cultivation, credit support, investment and loan linkage, equity investment and other aspects, and jointly explore new ways to support small and medium-sized enterprises and develop Inclusive Finance. Deepen the cooperation between the “investment and financing” platform and commercial banks, guide commercial banks to actively develop special credit products of the Beijing stock exchange and the new third board, and promote the formation of a new pattern of two wheel drive services of direct financing and indirect financing.
Increase scientific and technological empowerment and facilitate the participation of market participants. Comprehensively improve the operation convenience and user experience of the business system, launch the listing audit system of the Beijing stock exchange, promote the online handling of targeted issuance review and convertible bond review, add the SMS reminder function, and help the issuer and the host securities firm master the review progress in real time; The online information disclosure cloud (3cloud) realizes the functions of “helping him fill in”, “helping him manage”, “Zhentong do” and “rest assured”. Improve the efficiency of information use, coordinate information providers to set up an independent board for market disclosure of Beijing stock exchange, unify the trading entrance, optimize the display effect, and increase convenience and reduce costs for all parties to participate in the market.
Precise strategy, moisten things silently. With the strong support of all parties, the national stock transfer company and the Beijing stock exchange will further strengthen market service, comprehensively improve the accuracy and professionalism of market service, launch the brand of market service, transform the “soft power” of service into the “productivity” of market development, and actively contribute to the high-quality development of real economy and small and medium-sized enterprises.
